NUSSBAUM RAN exercised options at ARQULE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Common Stock
Shares
+445.52K
Price / share
$1.75
Trade value
$779.67K
% of position
Common Stock
Shares
−38.77K
Price / share
$20.11
Trade value
$779.66K
% of position
Common Stock
Shares
+823.63K
Price / share
$1.75
Trade value
$1.44M
% of position
Common Stock
Shares
−71.67K
Price / share
$20.11
Trade value
$1.44M
% of position
Common Stock
Shares
+400.56K
Price / share
$1.75
Trade value
$700.98K
% of position
Common Stock
Shares
−34.86K
Price / share
$20.11
Trade value
$700.97K
% of position
Net shares
+1.52M
Net value
-$3.61
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/24/2019 | M · Option Exercise | +445.52K | $1.75 | $779.67K | 23.3% | 1.91M | 2.36M |
| Common Stock Indirect | 12/24/2019 | F · Tax Withholding | −38.77K | $20.11 | $779.66K | 1.6% | 2.36M | 2.32M |
| Common Stock Indirect | 12/24/2019 | M · Option Exercise | +823.63K | $1.75 | $1.44M | 23.3% | 3.54M | 4.36M |
| Common Stock Indirect | 12/24/2019 | F · Tax Withholding | −71.67K | $20.11 | $1.44M | 1.6% | 4.36M | 4.29M |
| Common Stock Indirect | 12/24/2019 | M · Option Exercise | +400.56K | $1.75 | $700.98K | 23.2% | 1.72M | 2.12M |
| Common Stock Indirect | 12/24/2019 | F · Tax Withholding | −34.86K | $20.11 | $700.97K | 1.6% | 2.12M | 2.09M |
| Total | +1.52M | -$3.61 | ||||||
Common Stock Warrants
Common Stock
445.52K shares
Shares
−445.52K
Strike price
1.75
Held after
0.00
Exercisable
—
Common Stock Warrants
Common Stock
823.63K shares
Shares
−823.63K
Strike price
1.75
Held after
0.00
Exercisable
—
Common Stock Warrants
Common Stock
400.56K shares
Shares
−400.56K
Strike price
1.75
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrants Indirect | Common Stock445.52K shares | 12/24/2019 | M · Option Exercise | −445.52K | 1.75 | — | 0.00 |
| Common Stock Warrants Indirect | Common Stock823.63K shares | 12/24/2019 | M · Option Exercise | −823.63K | 1.75 | — | 0.00 |
| Common Stock Warrants Indirect | Common Stock400.56K shares | 12/24/2019 | M · Option Exercise | −400.56K | 1.75 | — | 0.00 |
Common Stock
IndirectCommon Stock
Indirect| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 36.92K | Indirect |
| Common Stock | 8.61K | Indirect |
| Total | 45.53K | 45.53K indirect |