NUSSBAUM RAN reported 3 transactions at ARQULE INC
Review the transaction codes below to understand the nature of each event.
Filed: 9/16/2019ACC: 0001019695-19-000029
0.00
Net shares
Net seller
$200.0K
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
114.29K acquired · 114.29K disposed
Non-Derivative Transactions3
Common Stock
Indirect
Shares
+30.48K
Price / share
$1.75
Trade value
$53.33K
% of position
1.6%
9/12/2019
1.88M→1.91M
Common Stock
Indirect
Shares
+56.37K
Price / share
$1.75
Trade value
$98.64K
% of position
1.6%
9/12/2019
3.48M→3.54M
Common Stock
Indirect
Shares
+27.44K
Price / share
$1.75
Trade value
$48.02K
% of position
1.6%
9/12/2019
1.70M→1.72M
Total
Net shares
+114.29K
Net value
$200K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/12/2019 | X · X | +30.48K | $1.75 | $53.33K | 1.6% | 1.88M | 1.91M |
| Common Stock Indirect | 9/12/2019 | X · X | +56.37K | $1.75 | $98.64K | 1.6% | 3.48M | 3.54M |
| Common Stock Indirect | 9/12/2019 | X · X | +27.44K | $1.75 | $48.02K | 1.6% | 1.70M | 1.72M |
| Total | +114.29K | $200K | ||||||
Derivative Transactions3
Common Stock Warrants
Indirect
Converts to
Common Stock
30.48K shares
Shares
−30.48K
Strike price
1.75
Held after
445.52K
Exercisable
—
9/12/2019
Common Stock Warrants
Indirect
Converts to
Common Stock
56.37K shares
Shares
−56.37K
Strike price
1.75
Held after
823.63K
Exercisable
—
9/12/2019
Common Stock Warrants
Indirect
Converts to
Common Stock
27.44K shares
Shares
−27.44K
Strike price
1.75
Held after
400.56K
Exercisable
—
9/12/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Warrants Indirect | Common Stock30.48K shares | 9/12/2019 | X · X | −30.48K | 1.75 | — | 445.52K |
| Common Stock Warrants Indirect | Common Stock56.37K shares | 9/12/2019 | X · X | −56.37K | 1.75 | — | 823.63K |
| Common Stock Warrants Indirect | Common Stock27.44K shares | 9/12/2019 | X · X | −27.44K | 1.75 | — | 400.56K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned36.92K
Common Stock
IndirectShares owned8.61K
Total
45.53K indirect45.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 36.92K | Indirect |
| Common Stock | 8.61K | Indirect |
| Total | 45.53K | 45.53K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported