NOVAK STEVEN P reported 1 transaction at OXFORD SQUARE CAPITAL CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 7/6/2023ACC: 0001213900-23-055174
Director
Since Mar 2020
-3.21K
Net shares
Net seller
$6.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.59K acquired · 5.80K disposed
Non-Derivative Transactions1
Common Stock, par value $0.01 per share
Indirect
Shares
+2.59K
Price / share
$2.66
Trade value
$6.89K
% of position
14.9%
6/14/2023
17.41K→20K
Total
Net shares
+2.59K
Net value
$6.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share Indirect | 6/14/2023 | X · X | +2.59K | $2.66 | $6.89K | 14.9% | 17.41K | 20K |
| Total | +2.59K | $6.89K | ||||||
Derivative Transactions1
Transferable Subscription Rights (right to buy)
Indirect
Converts to
Common Stock
5.80K shares
Shares
−5.80K
Strike price
2.66
Held after
0.00
Exercisable
—
6/14/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Transferable Subscription Rights (right to buy) Indirect | Common Stock5.80K shares | 6/14/2023 | X · X | −5.80K | 2.66 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.01 per share
DirectShares owned10K
Total
10K direct10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.01 per share | 10K | Direct |
| Total | 10K | 10K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported