NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 5/14/2026ACC: 0002011548-26-000002

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $185.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

163

Positions

$185.63M

Total AUM (reported)

1.49M

Total Shares

Allocation by class

COM$51.66M27.8%

UNIT SER 1$11.81M6.4%

GROWTH ETF$11.28M6.1%

LARGE CAP ETF$8.56M4.6%

TR UNIT$6.64M3.6%

VALUE ETF$5.30M2.9%

TT WRLD ST ETF$4.80M2.6%

Portfolio Concentration

Top 3$32.99M17.8%

4–10$37.28M20.1%

11–25$37.85M20.4%

Rest$77.50M41.8%

Top 3 weight

17.8%

Top 10 weight

37.9%

Voting Authority Distribution

Total shares with voting rights: 1.49M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.49M

% of voting shares100.0%

Investment Discretion (by position count)

Sole163

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings163

Rows:

INVESCO QQQ TRUST

SOLE

UNIT SER 1

Shares20.47K

TypeSH

Market value$11.81M

6.36%

Sole

0.00

Shared

0.00

None

20.47K

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares25.83K

TypeSH

Market value$11.28M

6.08%

Sole

0.00

Shared

0.00

None

25.83K

APPLE INCORPORATED

SOLE

COM

Shares38.99K

TypeSH

Market value$9.90M

5.33%

Sole

0.00

Shared

0.00

None

38.99K

VANGUARD LARGE-CAP ETF

SOLE

LARGE CAP ETF

Shares28.64K

TypeSH

Market value$8.56M

4.61%

Sole

0.00

Shared

0.00

None

28.64K

STATE STREET SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares10.21K

TypeSH

Market value$6.64M

3.58%

Sole

0.00

Shared

0.00

None

10.21K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares27.02K

TypeSH

Market value$5.30M

2.86%

Sole

0.00

Shared

0.00

None

27.02K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares34.67K

TypeSH

Market value$4.80M

2.58%

Sole

0.00

Shared

0.00

None

34.67K

MICROSOFT CORPORATION

SOLE

COM

Shares11.44K

TypeSH

Market value$4.24M

2.28%

Sole

0.00

Shared

0.00

None

11.44K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares18.91K

TypeSH

Market value$4.07M

2.19%

Sole

0.00

Shared

0.00

None

18.91K

STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETF

SOLE

UT SER 1

Shares7.95K

TypeSH

Market value$3.68M

1.98%

Sole

0.00

Shared

0.00

None

7.95K

BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW

SOLE

CL B NEW

Shares7.65K

TypeSH

Market value$3.67M

1.98%

Sole

0.00

Shared

0.00

None

7.65K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares10.83K

TypeSH

Market value$3.47M

1.87%

Sole

0.00

Shared

0.00

None

10.83K

ISHARES GOLD TR ISHARES NEW

SOLE

ISHARES NEW

Shares38.02K

TypeSH

Market value$3.35M

1.81%

Sole

0.00

Shared

0.00

None

38.02K

ISHARES TR CORE S&P MCP ETF

SOLE

CORE S&P MCP ETF

Shares43.52K

TypeSH

Market value$2.94M

1.58%

Sole

0.00

Shared

0.00

None

43.52K

NVIDIA CORPORATION

SOLE

COM

Shares15.78K

TypeSH

Market value$2.75M

1.48%

Sole

0.00

Shared

0.00

None

15.78K

VANGUARD SHORT-TERM CORPORATE BOND ETF

SOLE

SHRT TRM CORP BD

Shares34.23K

TypeSH

Market value$2.71M

1.46%

Sole

0.00

Shared

0.00

None

34.23K

ISHARES TR CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares20.42K

TypeSH

Market value$2.54M

1.37%

Sole

0.00

Shared

0.00

None

20.42K

JOHNSON & JOHNSON

SOLE

COM

Shares10.33K

TypeSH

Market value$2.52M

1.36%

Sole

0.00

Shared

0.00

None

10.33K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares10.68K

TypeSH

Market value$2.50M

1.35%

Sole

0.00

Shared

0.00

None

10.68K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares10.87K

TypeSH

Market value$2.35M

1.26%

Sole

0.00

Shared

0.00

None

10.87K

ISHARES TR SP SMCP600VL ETF

SOLE

SP SMCP600VL ETF

Shares17.07K

TypeSH

Market value$2.02M

1.09%

Sole

0.00

Shared

0.00

None

17.07K

ISHARES BIOTECHNOLOGY ETF

SOLE

ISHARES BIOTECH

Shares10.80K

TypeSH

Market value$1.82M

0.98%

Sole

0.00

Shared

0.00

None

10.80K

VANGUARD HEALTH CARE ETF

SOLE

HEALTH CAR ETF

Shares6.42K

TypeSH

Market value$1.75M

0.94%

Sole

0.00

Shared

0.00

None

6.42K

VANGUARD FTSE EMERGING MARKETS ETF

SOLE

FTSE EMR MKT ETF

Shares32.05K

TypeSH

Market value$1.73M

0.93%

Sole

0.00

Shared

0.00

None

32.05K

ISHARES TR S&P SML 600 GWT

SOLE

S&P SML 600 GWT

Shares11.85K

TypeSH

Market value$1.71M

0.92%

Sole

0.00

Shared

0.00

None

11.85K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INVESCO QQQ TRUSTSOLE	UNIT SER 1	20.47K	SH	$11.81M 6.36%	20.47K
VANGUARD GROWTH ETFSOLE	GROWTH ETF	25.83K	SH	$11.28M 6.08%	25.83K
APPLE INCORPORATEDSOLE	COM	38.99K	SH	$9.90M 5.33%	38.99K
VANGUARD LARGE-CAP ETFSOLE	LARGE CAP ETF	28.64K	SH	$8.56M 4.61%	28.64K
STATE STREET SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	10.21K	SH	$6.64M 3.58%	10.21K
VANGUARD VALUE ETFSOLE	VALUE ETF	27.02K	SH	$5.30M 2.86%	27.02K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	34.67K	SH	$4.80M 2.58%	34.67K
MICROSOFT CORPORATIONSOLE	COM	11.44K	SH	$4.24M 2.28%	11.44K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	18.91K	SH	$4.07M 2.19%	18.91K
STATE STREET SPDR DOW JONES INDUSTRIAL AVERAGE ETFSOLE	UT SER 1	7.95K	SH	$3.68M 1.98%	7.95K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE	CL B NEW	7.65K	SH	$3.67M 1.98%	7.65K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	10.83K	SH	$3.47M 1.87%	10.83K
ISHARES GOLD TR ISHARES NEWSOLE	ISHARES NEW	38.02K	SH	$3.35M 1.81%	38.02K
ISHARES TR CORE S&P MCP ETFSOLE	CORE S&P MCP ETF	43.52K	SH	$2.94M 1.58%	43.52K
NVIDIA CORPORATIONSOLE	COM	15.78K	SH	$2.75M 1.48%	15.78K
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE	SHRT TRM CORP BD	34.23K	SH	$2.71M 1.46%	34.23K
ISHARES TR CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	20.42K	SH	$2.54M 1.37%	20.42K
JOHNSON & JOHNSONSOLE	COM	10.33K	SH	$2.52M 1.36%	10.33K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	10.68K	SH	$2.50M 1.35%	10.68K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	10.87K	SH	$2.35M 1.26%	10.87K
ISHARES TR SP SMCP600VL ETFSOLE	SP SMCP600VL ETF	17.07K	SH	$2.02M 1.09%	17.07K
ISHARES BIOTECHNOLOGY ETFSOLE	ISHARES BIOTECH	10.80K	SH	$1.82M 0.98%	10.80K
VANGUARD HEALTH CARE ETFSOLE	HEALTH CAR ETF	6.42K	SH	$1.75M 0.94%	6.42K
VANGUARD FTSE EMERGING MARKETS ETFSOLE	FTSE EMR MKT ETF	32.05K	SH	$1.73M 0.93%	32.05K
ISHARES TR S&P SML 600 GWTSOLE	S&P SML 600 GWT	11.85K	SH	$1.71M 0.92%	11.85K

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