NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 2/10/2026ACC: 0002011548-26-000001

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 166 equity positions with a total reported market value of $191.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

166

Positions

$191.72M

Total AUM (reported)

1.48M

Total Shares

Allocation by class

COM$54.40M28.4%

GROWTH ETF$12.76M6.7%

UNIT SER 1$10.10M5.3%

LARGE CAP ETF$9.02M4.7%

TR UNIT$6.95M3.6%

VALUE ETF$5.16M2.7%

TT WRLD ST ETF$4.88M2.5%

Portfolio Concentration

Top 3$33.70M17.6%

4–10$39.70M20.7%

11–25$40.43M21.1%

Rest$77.89M40.6%

Top 3 weight

17.6%

Top 10 weight

38.3%

Voting Authority Distribution

Total shares with voting rights: 1.48M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.48M

% of voting shares100.0%

Investment Discretion (by position count)

Sole166

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings166

Rows:

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares26.14K

TypeSH

Market value$12.76M

6.65%

Sole

0.00

Shared

0.00

None

26.14K

APPLE INCORPORATED

SOLE

COM

Shares39.87K

TypeSH

Market value$10.84M

5.65%

Sole

0.00

Shared

0.00

None

39.87K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares16.45K

TypeSH

Market value$10.10M

5.27%

Sole

0.00

Shared

0.00

None

16.45K

VANGUARD LARGE-CAP ETF

SOLE

LARGE CAP ETF

Shares28.64K

TypeSH

Market value$9.02M

4.70%

Sole

0.00

Shared

0.00

None

28.64K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares10.20K

TypeSH

Market value$6.95M

3.63%

Sole

0.00

Shared

0.00

None

10.20K

MICROSOFT CORPORATION

SOLE

COM

Shares11.65K

TypeSH

Market value$5.63M

2.94%

Sole

0.00

Shared

0.00

None

11.65K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares27K

TypeSH

Market value$5.16M

2.69%

Sole

0.00

Shared

0.00

None

27K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares34.61K

TypeSH

Market value$4.88M

2.55%

Sole

0.00

Shared

0.00

None

34.61K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares18.89K

TypeSH

Market value$4.15M

2.17%

Sole

0.00

Shared

0.00

None

18.89K

BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW

SOLE

CL B NEW

Shares7.78K

TypeSH

Market value$3.91M

2.04%

Sole

0.00

Shared

0.00

None

7.78K

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

UT SER 1

Shares7.92K

TypeSH

Market value$3.81M

1.99%

Sole

0.00

Shared

0.00

None

7.92K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares10.89K

TypeSH

Market value$3.65M

1.90%

Sole

0.00

Shared

0.00

None

10.89K

NVIDIA CORPORATION

SOLE

COM

Shares17.79K

TypeSH

Market value$3.32M

1.73%

Sole

0.00

Shared

0.00

None

17.79K

ISHARES GOLD TR ISHARES NEW

SOLE

ISHARES NEW

Shares38.02K

TypeSH

Market value$3.09M

1.61%

Sole

0.00

Shared

0.00

None

38.02K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares11.32K

TypeSH

Market value$3.05M

1.59%

Sole

0.00

Shared

0.00

None

11.32K

ISHARES TR S&P SML 600 GWT

SOLE

S&P SML 600 GWT

Shares22.02K

TypeSH

Market value$2.83M

1.48%

Sole

0.00

Shared

0.00

None

22.02K

ISHARES TR CORE S&P MCP ETF

SOLE

CORE S&P MCP ETF

Shares42.17K

TypeSH

Market value$2.78M

1.45%

Sole

0.00

Shared

0.00

None

42.17K

VANGUARD SHORT-TERM CORPORATE BOND ETF

SOLE

SHRT TRM CORP BD

Shares34.76K

TypeSH

Market value$2.77M

1.45%

Sole

0.00

Shared

0.00

None

34.76K

INVSC QQQ TRUST SRS 1 ETF

SOLE

TRUST SHS

Shares4.18K

TypeSH

Market value$2.57M

1.34%

Sole

0.00

Shared

0.00

None

4.18K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares10.87K

TypeSH

Market value$2.50M

1.30%

Sole

0.00

Shared

0.00

None

10.87K

ISHARES TR CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares20.37K

TypeSH

Market value$2.45M

1.28%

Sole

0.00

Shared

0.00

None

20.37K

JOHNSON & JOHNSON

SOLE

COM

Shares10.36K

TypeSH

Market value$2.14M

1.12%

Sole

0.00

Shared

0.00

None

10.36K

VANGUARD FINANCIALS ETF

SOLE

FINANCIALS ETF

Shares14.33K

TypeSH

Market value$1.91M

1.00%

Sole

0.00

Shared

0.00

None

14.33K

VANGUARD HEALTH CARE ETF

SOLE

HEALTH CAR ETF

Shares6.37K

TypeSH

Market value$1.83M

0.96%

Sole

0.00

Shared

0.00

None

6.37K

ISHARES TR S&P MC 400VL ETF

SOLE

S&P MC 400VL ETF

Shares13.12K

TypeSH

Market value$1.73M

0.90%

Sole

0.00

Shared

0.00

None

13.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD GROWTH ETFSOLE	GROWTH ETF	26.14K	SH	$12.76M 6.65%	26.14K
APPLE INCORPORATEDSOLE	COM	39.87K	SH	$10.84M 5.65%	39.87K
INVESCO QQQ TRSOLE	UNIT SER 1	16.45K	SH	$10.10M 5.27%	16.45K
VANGUARD LARGE-CAP ETFSOLE	LARGE CAP ETF	28.64K	SH	$9.02M 4.70%	28.64K
SPDR S&P 500 ETFSOLE	TR UNIT	10.20K	SH	$6.95M 3.63%	10.20K
MICROSOFT CORPORATIONSOLE	COM	11.65K	SH	$5.63M 2.94%	11.65K
VANGUARD VALUE ETFSOLE	VALUE ETF	27K	SH	$5.16M 2.69%	27K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	34.61K	SH	$4.88M 2.55%	34.61K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	18.89K	SH	$4.15M 2.17%	18.89K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE	CL B NEW	7.78K	SH	$3.91M 2.04%	7.78K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	UT SER 1	7.92K	SH	$3.81M 1.99%	7.92K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	10.89K	SH	$3.65M 1.90%	10.89K
NVIDIA CORPORATIONSOLE	COM	17.79K	SH	$3.32M 1.73%	17.79K
ISHARES GOLD TR ISHARES NEWSOLE	ISHARES NEW	38.02K	SH	$3.09M 1.61%	38.02K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	11.32K	SH	$3.05M 1.59%	11.32K
ISHARES TR S&P SML 600 GWTSOLE	S&P SML 600 GWT	22.02K	SH	$2.83M 1.48%	22.02K
ISHARES TR CORE S&P MCP ETFSOLE	CORE S&P MCP ETF	42.17K	SH	$2.78M 1.45%	42.17K
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE	SHRT TRM CORP BD	34.76K	SH	$2.77M 1.45%	34.76K
INVSC QQQ TRUST SRS 1 ETFSOLE	TRUST SHS	4.18K	SH	$2.57M 1.34%	4.18K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	10.87K	SH	$2.50M 1.30%	10.87K
ISHARES TR CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	20.37K	SH	$2.45M 1.28%	20.37K
JOHNSON & JOHNSONSOLE	COM	10.36K	SH	$2.14M 1.12%	10.36K
VANGUARD FINANCIALS ETFSOLE	FINANCIALS ETF	14.33K	SH	$1.91M 1.00%	14.33K
VANGUARD HEALTH CARE ETFSOLE	HEALTH CAR ETF	6.37K	SH	$1.83M 0.96%	6.37K
ISHARES TR S&P MC 400VL ETFSOLE	S&P MC 400VL ETF	13.12K	SH	$1.73M 0.90%	13.12K

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