NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 11/14/2025ACC: 0002011548-25-000005

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 163 equity positions with a total reported market value of $190.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

163

Positions

$190.18M

Total AUM (reported)

1.36M

Total Shares

Allocation by class

COM$55.67M29.3%

GROWTH ETF$12.81M6.7%

UNIT SER 1$11.87M6.2%

CGM$10.09M5.3%

TR UNIT$6.82M3.6%

MSCI EMERG$6.62M3.5%

VALUE ETF$5.08M2.7%

Portfolio Concentration

Top 3$34.85M18.3%

4–10$40.59M21.3%

11–25$37.80M19.9%

Rest$76.93M40.5%

Top 3 weight

18.3%

Top 10 weight

39.7%

Voting Authority Distribution

Total shares with voting rights: 1.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole163

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings163

Rows:

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares26.71K

TypeSH

Market value$12.81M

6.74%

Sole

0.00

Shared

0.00

None

26.71K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.77K

TypeSH

Market value$11.87M

6.24%

Sole

0.00

Shared

0.00

None

19.77K

APPLE INC

SOLE

COM

Shares39.95K

TypeSH

Market value$10.17M

5.35%

Sole

0.00

Shared

0.00

None

39.95K

VANGUARD LARGE CAP ETF

SOLE

CGM

Shares29.20K

TypeSH

Market value$8.99M

4.73%

Sole

0.00

Shared

0.00

None

29.20K

MICROSOFT CORP

SOLE

COM

Shares14.31K

TypeSH

Market value$7.41M

3.90%

Sole

0.00

Shared

0.00

None

14.31K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares10.24K

TypeSH

Market value$6.82M

3.59%

Sole

0.00

Shared

0.00

None

10.24K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares27.26K

TypeSH

Market value$5.08M

2.67%

Sole

0.00

Shared

0.00

None

27.26K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares31.01K

TypeSH

Market value$4.27M

2.25%

Sole

0.00

Shared

0.00

None

31.01K

BERKSHIRE HATHAWAY CLASS B

SOLE

CL B

Shares8K

TypeSH

Market value$4.02M

2.11%

Sole

0.00

Shared

0.00

None

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares18.52K

TypeSH

Market value$4.00M

2.10%

Sole

0.00

Shared

0.00

None

18.52K

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

UT SER 1

Shares7.89K

TypeSH

Market value$3.66M

1.92%

Sole

0.00

Shared

0.00

None

7.89K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares10.88K

TypeSH

Market value$3.57M

1.88%

Sole

0.00

Shared

0.00

None

10.88K

NVIDIA CORPORATION

SOLE

COM

Shares17.05K

TypeSH

Market value$3.18M

1.67%

Sole

0.00

Shared

0.00

None

17.05K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares11.28K

TypeSH

Market value$3.16M

1.66%

Sole

0.00

Shared

0.00

None

11.28K

VANGUARD SHORT TERM COR BD ETF

SOLE

SHORT TRM COR

Shares35.16K

TypeSH

Market value$2.81M

1.48%

Sole

0.00

Shared

0.00

None

35.16K

ISHARES GOLD TR ISHARES NEW

SOLE

ISHARES NEW

Shares38.39K

TypeSH

Market value$2.79M

1.47%

Sole

0.00

Shared

0.00

None

38.39K

ISHARES CORE S&P MID CAP ETF

SOLE

CORE S&P MID CAP

Shares42.02K

TypeSH

Market value$2.74M

1.44%

Sole

0.00

Shared

0.00

None

42.02K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares10.87K

TypeSH

Market value$2.50M

1.31%

Sole

0.00

Shared

0.00

None

10.87K

ISHARES CORE S&P SMALL CAP ETF

SOLE

CORE S&P SMALL CAP

Shares20.31K

TypeSH

Market value$2.41M

1.27%

Sole

0.00

Shared

0.00

None

20.31K

JOHNSON & JOHNSON

SOLE

COM

Shares10.49K

TypeSH

Market value$1.94M

1.02%

Sole

0.00

Shared

0.00

None

10.49K

ISHARES S&P SMALL CAP 600 ETF

SOLE

S&P SMALL CAP 600

Shares17.39K

TypeSH

Market value$1.92M

1.01%

Sole

0.00

Shared

0.00

None

17.39K

VANGUARD FINANCIALS ETF

SOLE

FINANCIALS ETF

Shares14.33K

TypeSH

Market value$1.88M

0.99%

Sole

0.00

Shared

0.00

None

14.33K

JPMORGAN CHASE & CO

SOLE

COM

Shares5.67K

TypeSH

Market value$1.79M

0.94%

Sole

0.00

Shared

0.00

None

5.67K

ISHARES S&P MID CAP 400 VALUE ETF

SOLE

S&P MID CAP 400 VALUE

Shares13.43K

TypeSH

Market value$1.74M

0.92%

Sole

0.00

Shared

0.00

None

13.43K

ISHARES S&P SMLL CAP 600 GRTH ETF

SOLE

S&P SMLL CAP 600 GRTH

Shares11.99K

TypeSH

Market value$1.70M

0.89%

Sole

0.00

Shared

0.00

None

11.99K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD GROWTH ETFSOLE	GROWTH ETF	26.71K	SH	$12.81M 6.74%	26.71K
INVESCO QQQ TRSOLE	UNIT SER 1	19.77K	SH	$11.87M 6.24%	19.77K
APPLE INCSOLE	COM	39.95K	SH	$10.17M 5.35%	39.95K
VANGUARD LARGE CAP ETFSOLE	CGM	29.20K	SH	$8.99M 4.73%	29.20K
MICROSOFT CORPSOLE	COM	14.31K	SH	$7.41M 3.90%	14.31K
SPDR S&P 500 ETFSOLE	TR UNIT	10.24K	SH	$6.82M 3.59%	10.24K
VANGUARD VALUE ETFSOLE	VALUE ETF	27.26K	SH	$5.08M 2.67%	27.26K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	31.01K	SH	$4.27M 2.25%	31.01K
BERKSHIRE HATHAWAY CLASS BSOLE	CL B	8K	SH	$4.02M 2.11%	8K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	18.52K	SH	$4.00M 2.10%	18.52K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	UT SER 1	7.89K	SH	$3.66M 1.92%	7.89K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	10.88K	SH	$3.57M 1.88%	10.88K
NVIDIA CORPORATIONSOLE	COM	17.05K	SH	$3.18M 1.67%	17.05K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	11.28K	SH	$3.16M 1.66%	11.28K
VANGUARD SHORT TERM COR BD ETFSOLE	SHORT TRM COR	35.16K	SH	$2.81M 1.48%	35.16K
ISHARES GOLD TR ISHARES NEWSOLE	ISHARES NEW	38.39K	SH	$2.79M 1.47%	38.39K
ISHARES CORE S&P MID CAP ETFSOLE	CORE S&P MID CAP	42.02K	SH	$2.74M 1.44%	42.02K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	10.87K	SH	$2.50M 1.31%	10.87K
ISHARES CORE S&P SMALL CAP ETFSOLE	CORE S&P SMALL CAP	20.31K	SH	$2.41M 1.27%	20.31K
JOHNSON & JOHNSONSOLE	COM	10.49K	SH	$1.94M 1.02%	10.49K
ISHARES S&P SMALL CAP 600 ETFSOLE	S&P SMALL CAP 600	17.39K	SH	$1.92M 1.01%	17.39K
VANGUARD FINANCIALS ETFSOLE	FINANCIALS ETF	14.33K	SH	$1.88M 0.99%	14.33K
JPMORGAN CHASE & COSOLE	COM	5.67K	SH	$1.79M 0.94%	5.67K
ISHARES S&P MID CAP 400 VALUE ETFSOLE	S&P MID CAP 400 VALUE	13.43K	SH	$1.74M 0.92%	13.43K
ISHARES S&P SMLL CAP 600 GRTH ETFSOLE	S&P SMLL CAP 600 GRTH	11.99K	SH	$1.70M 0.89%	11.99K

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