NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 2/18/2025ACC: 0002011548-25-000001

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 152 equity positions with a total reported market value of $167.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

152

Positions

$167.92M

Total AUM (reported)

1.47M

Total Shares

Allocation by class

COM$46.81M27.9%

GROWTH ETF$11.12M6.6%

UNIT SER 1$10.20M6.1%

LARGE CAP ETF$8.34M5.0%

TR UNIT$5.77M3.4%

VALUE ETF$4.90M2.9%

DIV APP ETF$3.68M2.2%

Portfolio Concentration

Top 3$31.24M18.6%

4–10$34.85M20.8%

11–25$35.10M20.9%

Rest$66.74M39.7%

Top 3 weight

18.6%

Top 10 weight

39.4%

Voting Authority Distribution

Total shares with voting rights: 1.47M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.47M

% of voting shares100.0%

Investment Discretion (by position count)

Sole152

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings152

Rows:

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares27.10K

TypeSH

Market value$11.12M

6.62%

Sole

0.00

Shared

0.00

None

27.10K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.96K

TypeSH

Market value$10.20M

6.08%

Sole

0.00

Shared

0.00

None

19.96K

APPLE INCORPORATED

SOLE

COM

Shares39.58K

TypeSH

Market value$9.91M

5.90%

Sole

0.00

Shared

0.00

None

39.58K

VANGUARD LARGE-CAP ETF

SOLE

LARGE CAP ETF

Shares29.47K

TypeSH

Market value$8.34M

4.96%

Sole

0.00

Shared

0.00

None

29.47K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.84K

TypeSH

Market value$5.77M

3.43%

Sole

0.00

Shared

0.00

None

9.84K

MICROSOFT CORPORATION

SOLE

COM

Shares11.71K

TypeSH

Market value$4.94M

2.94%

Sole

0.00

Shared

0.00

None

11.71K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares28.95K

TypeSH

Market value$4.90M

2.92%

Sole

0.00

Shared

0.00

None

28.95K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares18.81K

TypeSH

Market value$3.68M

2.19%

Sole

0.00

Shared

0.00

None

18.81K

BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW

SOLE

CL B NEW

Shares8.03K

TypeSH

Market value$3.64M

2.17%

Sole

0.00

Shared

0.00

None

8.03K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares30.52K

TypeSH

Market value$3.59M

2.13%

Sole

0.00

Shared

0.00

None

30.52K

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

UT SER 1

Shares7.92K

TypeSH

Market value$3.37M

2.01%

Sole

0.00

Shared

0.00

None

7.92K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares11.10K

TypeSH

Market value$3.22M

1.91%

Sole

0.00

Shared

0.00

None

11.10K

NVIDIA CORPORATION

SOLE

COM

Shares22.91K

TypeSH

Market value$3.08M

1.83%

Sole

0.00

Shared

0.00

None

22.91K

VANGUARD SHORT-TERM CORPORATE BOND ETF

SOLE

SHRT TRM CORP BD

Shares38.85K

TypeSH

Market value$3.03M

1.80%

Sole

0.00

Shared

0.00

None

38.85K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares11.35K

TypeSH

Market value$2.76M

1.64%

Sole

0.00

Shared

0.00

None

11.35K

ISHARES TR CORE S&P MCP ETF

SOLE

CORE S&P MCP ETF

Shares43.16K

TypeSH

Market value$2.69M

1.60%

Sole

0.00

Shared

0.00

None

43.16K

ISHARES TR CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares21.38K

TypeSH

Market value$2.46M

1.47%

Sole

0.00

Shared

0.00

None

21.38K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares11.19K

TypeSH

Market value$2.11M

1.25%

Sole

0.00

Shared

0.00

None

11.19K

ISHARES TR S&P SML 600 GWT

SOLE

S&P SML 600 GWT

Shares17.59K

TypeSH

Market value$2.09M

1.25%

Sole

0.00

Shared

0.00

None

17.59K

ISHARES GOLD TR ISHARES NEW

SOLE

ISHARES NEW

Shares38.51K

TypeSH

Market value$1.91M

1.14%

Sole

0.00

Shared

0.00

None

38.51K

ISHARES TR S&P MC 400VL ETF

SOLE

S&P MC 400VL ETF

Shares14.72K

TypeSH

Market value$1.84M

1.10%

Sole

0.00

Shared

0.00

None

14.72K

ISHARES TR S&P MC 400GR ETF

SOLE

S&P MC 400GR ETF

Shares18.41K

TypeSH

Market value$1.67M

1.00%

Sole

0.00

Shared

0.00

None

18.41K

VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF

SOLE

INT-TERM CORP

Shares20.84K

TypeSH

Market value$1.67M

1.00%

Sole

0.00

Shared

0.00

None

20.84K

VANGUARD SHORT-TERM BOND ETF

SOLE

SHORT TRM BOND

Shares20.85K

TypeSH

Market value$1.61M

0.96%

Sole

0.00

Shared

0.00

None

20.85K

VANGUARD HEALTH CARE ETF

SOLE

HEALTH CAR ETF

Shares6.26K

TypeSH

Market value$1.59M

0.95%

Sole

0.00

Shared

0.00

None

6.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD GROWTH ETFSOLE	GROWTH ETF	27.10K	SH	$11.12M 6.62%	27.10K
INVESCO QQQ TRSOLE	UNIT SER 1	19.96K	SH	$10.20M 6.08%	19.96K
APPLE INCORPORATEDSOLE	COM	39.58K	SH	$9.91M 5.90%	39.58K
VANGUARD LARGE-CAP ETFSOLE	LARGE CAP ETF	29.47K	SH	$8.34M 4.96%	29.47K
SPDR S&P 500 ETFSOLE	TR UNIT	9.84K	SH	$5.77M 3.43%	9.84K
MICROSOFT CORPORATIONSOLE	COM	11.71K	SH	$4.94M 2.94%	11.71K
VANGUARD VALUE ETFSOLE	VALUE ETF	28.95K	SH	$4.90M 2.92%	28.95K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	18.81K	SH	$3.68M 2.19%	18.81K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE	CL B NEW	8.03K	SH	$3.64M 2.17%	8.03K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	30.52K	SH	$3.59M 2.13%	30.52K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	UT SER 1	7.92K	SH	$3.37M 2.01%	7.92K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	11.10K	SH	$3.22M 1.91%	11.10K
NVIDIA CORPORATIONSOLE	COM	22.91K	SH	$3.08M 1.83%	22.91K
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE	SHRT TRM CORP BD	38.85K	SH	$3.03M 1.80%	38.85K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	11.35K	SH	$2.76M 1.64%	11.35K
ISHARES TR CORE S&P MCP ETFSOLE	CORE S&P MCP ETF	43.16K	SH	$2.69M 1.60%	43.16K
ISHARES TR CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	21.38K	SH	$2.46M 1.47%	21.38K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	11.19K	SH	$2.11M 1.25%	11.19K
ISHARES TR S&P SML 600 GWTSOLE	S&P SML 600 GWT	17.59K	SH	$2.09M 1.25%	17.59K
ISHARES GOLD TR ISHARES NEWSOLE	ISHARES NEW	38.51K	SH	$1.91M 1.14%	38.51K
ISHARES TR S&P MC 400VL ETFSOLE	S&P MC 400VL ETF	14.72K	SH	$1.84M 1.10%	14.72K
ISHARES TR S&P MC 400GR ETFSOLE	S&P MC 400GR ETF	18.41K	SH	$1.67M 1.00%	18.41K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE	INT-TERM CORP	20.84K	SH	$1.67M 1.00%	20.84K
VANGUARD SHORT-TERM BOND ETFSOLE	SHORT TRM BOND	20.85K	SH	$1.61M 0.96%	20.85K
VANGUARD HEALTH CARE ETFSOLE	HEALTH CAR ETF	6.26K	SH	$1.59M 0.95%	6.26K

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