NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 11/14/2024ACC: 0002011548-24-000005

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $172.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

157

Positions

$172.48M

Total AUM (reported)

1.45M

Total Shares

Allocation by class

COM$50.72M29.4%

GROWTH ETF$11.11M6.4%

UNIT SER 1$9.68M5.6%

LARGE CAP ETF$7.63M4.4%

TR UNIT$6.00M3.5%

VALUE ETF$5.11M3.0%

DIV APP ETF$3.76M2.2%

Portfolio Concentration

Top 3$30.00M17.4%

4–10$35.24M20.4%

11–25$34.21M19.8%

Rest$73.03M42.3%

Top 3 weight

17.4%

Top 10 weight

37.8%

Voting Authority Distribution

Total shares with voting rights: 1.45M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.45M

% of voting shares100.0%

Investment Discretion (by position count)

Sole157

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings157

Rows:

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares28.95K

TypeSH

Market value$11.11M

6.44%

Sole

0.00

Shared

0.00

None

28.95K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.82K

TypeSH

Market value$9.68M

5.61%

Sole

0.00

Shared

0.00

None

19.82K

APPLE INCORPORATED

SOLE

COM

Shares39.52K

TypeSH

Market value$9.21M

5.34%

Sole

0.00

Shared

0.00

None

39.52K

VANGUARD LARGE-CAP ETF

SOLE

LARGE CAP ETF

Shares28.97K

TypeSH

Market value$7.63M

4.42%

Sole

0.00

Shared

0.00

None

28.97K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares10.46K

TypeSH

Market value$6.00M

3.48%

Sole

0.00

Shared

0.00

None

10.46K

MICROSOFT CORPORATION

SOLE

COM

Shares12.46K

TypeSH

Market value$5.36M

3.11%

Sole

0.00

Shared

0.00

None

12.46K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares29.25K

TypeSH

Market value$5.11M

2.96%

Sole

0.00

Shared

0.00

None

29.25K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares18.96K

TypeSH

Market value$3.76M

2.18%

Sole

0.00

Shared

0.00

None

18.96K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares31.08K

TypeSH

Market value$3.72M

2.16%

Sole

0.00

Shared

0.00

None

31.08K

BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW

SOLE

CL B NEW

Shares7.98K

TypeSH

Market value$3.67M

2.13%

Sole

0.00

Shared

0.00

None

7.98K

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

UT SER 1

Shares8.47K

TypeSH

Market value$3.58M

2.08%

Sole

0.00

Shared

0.00

None

8.47K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares10.98K

TypeSH

Market value$3.11M

1.80%

Sole

0.00

Shared

0.00

None

10.98K

NVIDIA CORPORATION

SOLE

COM

Shares23.27K

TypeSH

Market value$2.83M

1.64%

Sole

0.00

Shared

0.00

None

23.27K

ISHARES TR CORE S&P MCP ETF

SOLE

CORE S&P MCP ETF

Shares43.07K

TypeSH

Market value$2.68M

1.56%

Sole

0.00

Shared

0.00

None

43.07K

ISHARES TR CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares21.31K

TypeSH

Market value$2.49M

1.44%

Sole

0.00

Shared

0.00

None

21.31K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares11.27K

TypeSH

Market value$2.39M

1.38%

Sole

0.00

Shared

0.00

None

11.27K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares11.02K

TypeSH

Market value$2.11M

1.22%

Sole

0.00

Shared

0.00

None

11.02K

ISHARES TR SP SMCP600VL ETF

SOLE

SP SMCP600VL ETF

Shares18.93K

TypeSH

Market value$2.04M

1.18%

Sole

0.00

Shared

0.00

None

18.93K

PROCTER AND GAMBLE COMPANY

SOLE

COM

Shares11.71K

TypeSH

Market value$2.03M

1.18%

Sole

0.00

Shared

0.00

None

11.71K

ISHARES GOLD TR ISHARES NEW

SOLE

ISHARES NEW

Shares38.99K

TypeSH

Market value$1.94M

1.12%

Sole

0.00

Shared

0.00

None

38.99K

VANGUARD SHORT TERM COR BD ETF

SOLE

SHORT TERM TREAS

Shares24.17K

TypeSH

Market value$1.92M

1.11%

Sole

0.00

Shared

0.00

None

24.17K

ISHARES TR S&P MC 400VL ETF

SOLE

S&P MC 400VL ETF

Shares14.78K

TypeSH

Market value$1.83M

1.06%

Sole

0.00

Shared

0.00

None

14.78K

ISHARES TR S&P SML 600 GWT

SOLE

S&P SML 600 GWT

Shares12.90K

TypeSH

Market value$1.80M

1.04%

Sole

0.00

Shared

0.00

None

12.90K

VANGUARD HEALTH CARE ETF

SOLE

HEALTH CAR ETF

Shares6.23K

TypeSH

Market value$1.76M

1.02%

Sole

0.00

Shared

0.00

None

6.23K

VANGUARD REAL ESTATE ETF

SOLE

REAL ESTATE ETF

Shares17.61K

TypeSH

Market value$1.72M

0.99%

Sole

0.00

Shared

0.00

None

17.61K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD GROWTH ETFSOLE	GROWTH ETF	28.95K	SH	$11.11M 6.44%	28.95K
INVESCO QQQ TRSOLE	UNIT SER 1	19.82K	SH	$9.68M 5.61%	19.82K
APPLE INCORPORATEDSOLE	COM	39.52K	SH	$9.21M 5.34%	39.52K
VANGUARD LARGE-CAP ETFSOLE	LARGE CAP ETF	28.97K	SH	$7.63M 4.42%	28.97K
SPDR S&P 500 ETFSOLE	TR UNIT	10.46K	SH	$6.00M 3.48%	10.46K
MICROSOFT CORPORATIONSOLE	COM	12.46K	SH	$5.36M 3.11%	12.46K
VANGUARD VALUE ETFSOLE	VALUE ETF	29.25K	SH	$5.11M 2.96%	29.25K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	18.96K	SH	$3.76M 2.18%	18.96K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	31.08K	SH	$3.72M 2.16%	31.08K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE	CL B NEW	7.98K	SH	$3.67M 2.13%	7.98K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	UT SER 1	8.47K	SH	$3.58M 2.08%	8.47K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	10.98K	SH	$3.11M 1.80%	10.98K
NVIDIA CORPORATIONSOLE	COM	23.27K	SH	$2.83M 1.64%	23.27K
ISHARES TR CORE S&P MCP ETFSOLE	CORE S&P MCP ETF	43.07K	SH	$2.68M 1.56%	43.07K
ISHARES TR CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	21.31K	SH	$2.49M 1.44%	21.31K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	11.27K	SH	$2.39M 1.38%	11.27K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	11.02K	SH	$2.11M 1.22%	11.02K
ISHARES TR SP SMCP600VL ETFSOLE	SP SMCP600VL ETF	18.93K	SH	$2.04M 1.18%	18.93K
PROCTER AND GAMBLE COMPANYSOLE	COM	11.71K	SH	$2.03M 1.18%	11.71K
ISHARES GOLD TR ISHARES NEWSOLE	ISHARES NEW	38.99K	SH	$1.94M 1.12%	38.99K
VANGUARD SHORT TERM COR BD ETFSOLE	SHORT TERM TREAS	24.17K	SH	$1.92M 1.11%	24.17K
ISHARES TR S&P MC 400VL ETFSOLE	S&P MC 400VL ETF	14.78K	SH	$1.83M 1.06%	14.78K
ISHARES TR S&P SML 600 GWTSOLE	S&P SML 600 GWT	12.90K	SH	$1.80M 1.04%	12.90K
VANGUARD HEALTH CARE ETFSOLE	HEALTH CAR ETF	6.23K	SH	$1.76M 1.02%	6.23K
VANGUARD REAL ESTATE ETFSOLE	REAL ESTATE ETF	17.61K	SH	$1.72M 0.99%	17.61K

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