Filed: 8/15/2024ACC: 0002011548-24-000004
📋 What this filing means
NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 158 equity positions with a total reported market value of $161.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
158
Positions
$161.00M
Total AUM (reported)
1.52M
Total Shares
Allocation by class
COM$48.09M29.9%
GROWTH ETF$10.34M6.4%
LARGE CAP ETF$7.70M4.8%
UNIT SER 1$7.38M4.6%
TR UNIT$5.65M3.5%
VALUE ETF$4.53M2.8%
DIV APP ETF$3.61M2.2%
Portfolio Concentration
Top 3$26.72M16.6%
4–10$33.53M20.8%
11–25$31.95M19.8%
Rest$68.80M42.7%
Top 3 weight
16.6%
Top 10 weight
37.4%
Voting Authority Distribution
Total shares with voting rights: 1.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole158
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings158
Rows:
VANGUARD GROWTH ETF
SOLEShares27.65K
TypeSH
Market value$10.34M
6.42%
Sole
0.00
Shared
0.00
None
27.65K
APPLE INCORPORATED
SOLEShares41.22K
TypeSH
Market value$8.68M
5.39%
Sole
0.00
Shared
0.00
None
41.22K
VANGUARD LARGE-CAP ETF
SOLEShares30.83K
TypeSH
Market value$7.70M
4.78%
Sole
0.00
Shared
0.00
None
30.83K
INVESCO QQQ TR
SOLEShares15.41K
TypeSH
Market value$7.38M
4.59%
Sole
0.00
Shared
0.00
None
15.41K
SPDR S&P 500 ETF
SOLEShares10.38K
TypeSH
Market value$5.65M
3.51%
Sole
0.00
Shared
0.00
None
10.38K
MICROSOFT CORPORATION
SOLEShares12.48K
TypeSH
Market value$5.58M
3.47%
Sole
0.00
Shared
0.00
None
12.48K
VANGUARD VALUE ETF
SOLEShares28.21K
TypeSH
Market value$4.53M
2.81%
Sole
0.00
Shared
0.00
None
28.21K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares19.76K
TypeSH
Market value$3.61M
2.24%
Sole
0.00
Shared
0.00
None
19.76K
VANGUARD TOTAL WORLD STOCK ETF
SOLEShares31.17K
TypeSH
Market value$3.51M
2.18%
Sole
0.00
Shared
0.00
None
31.17K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
SOLEShares8.06K
TypeSH
Market value$3.28M
2.04%
Sole
0.00
Shared
0.00
None
8.06K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares8.38K
TypeSH
Market value$3.28M
2.03%
Sole
0.00
Shared
0.00
None
8.38K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares10.79K
TypeSH
Market value$2.89M
1.79%
Sole
0.00
Shared
0.00
None
10.79K
NVIDIA CORPORATION
SOLEShares22.97K
TypeSH
Market value$2.84M
1.76%
Sole
0.00
Shared
0.00
None
22.97K
ISHARES CORE S&P MID CAP ETF
SOLEShares42.36K
TypeSH
Market value$2.48M
1.54%
Sole
0.00
Shared
0.00
None
42.36K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares11.76K
TypeSH
Market value$2.41M
1.50%
Sole
0.00
Shared
0.00
None
11.76K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND
SOLEShares11.72K
TypeSH
Market value$2.31M
1.44%
Sole
0.00
Shared
0.00
None
11.72K
ISHARES CORE S&P SMALL CAP ETF
SOLEShares21K
TypeSH
Market value$2.24M
1.39%
Sole
0.00
Shared
0.00
None
21K
PROCTER AND GAMBLE COMPANY
SOLEShares11.71K
TypeSH
Market value$1.93M
1.20%
Sole
0.00
Shared
0.00
None
11.71K
VANGUARD SHORT TERM COR BD ETF
SOLEShares23.72K
TypeSH
Market value$1.83M
1.14%
Sole
0.00
Shared
0.00
None
23.72K
ISHARES GOLD TR ISHARES NEW
SOLEShares39.29K
TypeSH
Market value$1.73M
1.07%
Sole
0.00
Shared
0.00
None
39.29K
VANGUARD SHORT-TERM BOND ETF
SOLEShares22.17K
TypeSH
Market value$1.70M
1.06%
Sole
0.00
Shared
0.00
None
22.17K
VANGUARD HEALTH CARE ETF
SOLEShares6.18K
TypeSH
Market value$1.64M
1.02%
Sole
0.00
Shared
0.00
None
6.18K
ISHARES BIOTECHNOLOGY ETF
SOLEShares11.59K
TypeSH
Market value$1.59M
0.99%
Sole
0.00
Shared
0.00
None
11.59K
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
SOLEShares19.40K
TypeSH
Market value$1.55M
0.96%
Sole
0.00
Shared
0.00
None
19.40K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares11.22K
TypeSH
Market value$1.53M
0.95%
Sole
0.00
Shared
0.00
None
11.22K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | GROWTH ETF | 27.65K | SH | $10.34M 6.42% | 0.00 | 0.00 | 27.65K |
APPLE INCORPORATEDSOLE | COM | 41.22K | SH | $8.68M 5.39% | 0.00 | 0.00 | 41.22K |
VANGUARD LARGE-CAP ETFSOLE | LARGE CAP ETF | 30.83K | SH | $7.70M 4.78% | 0.00 | 0.00 | 30.83K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.41K | SH | $7.38M 4.59% | 0.00 | 0.00 | 15.41K |
SPDR S&P 500 ETFSOLE | TR UNIT | 10.38K | SH | $5.65M 3.51% | 0.00 | 0.00 | 10.38K |
MICROSOFT CORPORATIONSOLE | COM | 12.48K | SH | $5.58M 3.47% | 0.00 | 0.00 | 12.48K |
VANGUARD VALUE ETFSOLE | VALUE ETF | 28.21K | SH | $4.53M 2.81% | 0.00 | 0.00 | 28.21K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | DIV APP ETF | 19.76K | SH | $3.61M 2.24% | 0.00 | 0.00 | 19.76K |
VANGUARD TOTAL WORLD STOCK ETFSOLE | TT WRLD ST ETF | 31.17K | SH | $3.51M 2.18% | 0.00 | 0.00 | 31.17K |
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE | CL B NEW | 8.06K | SH | $3.28M 2.04% | 0.00 | 0.00 | 8.06K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | UT SER 1 | 8.38K | SH | $3.28M 2.03% | 0.00 | 0.00 | 8.38K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | TOTAL STK MKT | 10.79K | SH | $2.89M 1.79% | 0.00 | 0.00 | 10.79K |
NVIDIA CORPORATIONSOLE | COM | 22.97K | SH | $2.84M 1.76% | 0.00 | 0.00 | 22.97K |
ISHARES CORE S&P MID CAP ETFSOLE | CORE S&P MCP ETF | 42.36K | SH | $2.48M 1.54% | 0.00 | 0.00 | 42.36K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | DJ INTERNT IDX | 11.76K | SH | $2.41M 1.50% | 0.00 | 0.00 | 11.76K |
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE | SHS | 11.72K | SH | $2.31M 1.44% | 0.00 | 0.00 | 11.72K |
ISHARES CORE S&P SMALL CAP ETFSOLE | CORE S&P SCP ETF | 21K | SH | $2.24M 1.39% | 0.00 | 0.00 | 21K |
PROCTER AND GAMBLE COMPANYSOLE | COM | 11.71K | SH | $1.93M 1.20% | 0.00 | 0.00 | 11.71K |
VANGUARD SHORT TERM COR BD ETFSOLE | SHORT TERM TREAS | 23.72K | SH | $1.83M 1.14% | 0.00 | 0.00 | 23.72K |
ISHARES GOLD TR ISHARES NEWSOLE | ISHARES NEW | 39.29K | SH | $1.73M 1.07% | 0.00 | 0.00 | 39.29K |
VANGUARD SHORT-TERM BOND ETFSOLE | SHORT TRM BOND | 22.17K | SH | $1.70M 1.06% | 0.00 | 0.00 | 22.17K |
VANGUARD HEALTH CARE ETFSOLE | HEALTH CAR ETF | 6.18K | SH | $1.64M 1.02% | 0.00 | 0.00 | 6.18K |
ISHARES BIOTECHNOLOGY ETFSOLE | ISHARES BIOTECH | 11.59K | SH | $1.59M 0.99% | 0.00 | 0.00 | 11.59K |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETFSOLE | INT-TERM CORP | 19.40K | SH | $1.55M 0.96% | 0.00 | 0.00 | 19.40K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | TECH ALPHADEX | 11.22K | SH | $1.53M 0.95% | 0.00 | 0.00 | 11.22K |
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