Filed: 5/15/2024ACC: 0002011548-24-000003
📋 What this filing means
NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $133.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$133.68M
Total AUM (reported)
1.45M
Total Shares
Allocation by class
COM$45.50M34.0%
GROWTH ETF$8.00M6.0%
LARGE CAP ETF$7.10M5.3%
UNIT SER 1$6.86M5.1%
TR UNIT$5.44M4.1%
DIV APP ETF$3.62M2.7%
TT WRLD ST ETF$3.43M2.6%
Portfolio Concentration
Top 3$21.96M16.4%
4–10$31.17M23.3%
11–25$26.04M19.5%
Rest$54.50M40.8%
Top 3 weight
16.4%
Top 10 weight
39.7%
Voting Authority Distribution
Total shares with voting rights: 1.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole145
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings145
Rows:
VANGUARD GROWTH ETF
SOLEShares34.61K
TypeSH
Market value$8.00M
5.98%
Sole
0.00
Shared
0.00
None
34.61K
VANGUARD LARGE-CAP ETF
SOLEShares30.53K
TypeSH
Market value$7.10M
5.31%
Sole
0.00
Shared
0.00
None
30.53K
INVESCO QQQ TR
SOLEShares15.44K
TypeSH
Market value$6.86M
5.13%
Sole
0.00
Shared
0.00
None
15.44K
APPLE INCORPORATED
SOLEShares41.15K
TypeSH
Market value$6.86M
5.13%
Sole
0.00
Shared
0.00
None
41.15K
SPDR S&P 500 ETF
SOLEShares10.40K
TypeSH
Market value$5.44M
4.07%
Sole
0.00
Shared
0.00
None
10.40K
MICROSOFT CORPORATION
SOLEShares12.53K
TypeSH
Market value$5.27M
3.94%
Sole
0.00
Shared
0.00
None
12.53K
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares19.81K
TypeSH
Market value$3.62M
2.71%
Sole
0.00
Shared
0.00
None
19.81K
VANGUARD TOTAL WORLD STOCK ETF
SOLEShares31.03K
TypeSH
Market value$3.43M
2.56%
Sole
0.00
Shared
0.00
None
31.03K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST
SOLEShares8.35K
TypeSH
Market value$3.32M
2.48%
Sole
0.00
Shared
0.00
None
8.35K
VANGUARD VALUE ETF
SOLEShares28.21K
TypeSH
Market value$3.24M
2.43%
Sole
0.00
Shared
0.00
None
28.21K
FIRST TRUST DOW JONES INTERNET INDEX FUND
SOLEShares11.76K
TypeSH
Market value$2.41M
1.80%
Sole
0.00
Shared
0.00
None
11.76K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND
SOLEShares11.76K
TypeSH
Market value$2.24M
1.68%
Sole
0.00
Shared
0.00
None
11.76K
NVIDIA CORPORATION
SOLEShares2.25K
TypeSH
Market value$2.03M
1.52%
Sole
0.00
Shared
0.00
None
2.25K
PROCTER AND GAMBLE COMPANY
SOLEShares11.81K
TypeSH
Market value$1.92M
1.43%
Sole
0.00
Shared
0.00
None
11.81K
VANGUARD TOTAL STOCK MARKET ETF
SOLEShares10.91K
TypeSH
Market value$1.86M
1.39%
Sole
0.00
Shared
0.00
None
10.91K
ISHARES TR CORE S&P MCP ETF
SOLEShares30.18K
TypeSH
Market value$1.83M
1.37%
Sole
0.00
Shared
0.00
None
30.18K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW
SOLEShares7.78K
TypeSH
Market value$1.78M
1.33%
Sole
0.00
Shared
0.00
None
7.78K
ISHARES TR CORE S&P SCP ETF
SOLEShares27.57K
TypeSH
Market value$1.69M
1.26%
Sole
0.00
Shared
0.00
None
27.57K
ISHARES GOLD TR ISHARES NEW
SOLEShares39.29K
TypeSH
Market value$1.65M
1.23%
Sole
0.00
Shared
0.00
None
39.29K
JOHNSON & JOHNSON
SOLEShares9.99K
TypeSH
Market value$1.58M
1.18%
Sole
0.00
Shared
0.00
None
9.99K
FIRST TRUST TECHNOLOGY ALPHADEX FUND
SOLEShares11.37K
TypeSH
Market value$1.53M
1.15%
Sole
0.00
Shared
0.00
None
11.37K
VANGUARD MID-CAP GROWTH ETF
SOLEShares57.87K
TypeSH
Market value$1.49M
1.11%
Sole
0.00
Shared
0.00
None
57.87K
JPMORGAN CHASE & COMPANY
SOLEShares6.73K
TypeSH
Market value$1.35M
1.01%
Sole
0.00
Shared
0.00
None
6.73K
VANGUARD SHORT-TERM CORPORATE BOND ETF
SOLEShares17.39K
TypeSH
Market value$1.34M
1.01%
Sole
0.00
Shared
0.00
None
17.39K
BOEING COMPANY
SOLEShares6.93K
TypeSH
Market value$1.34M
1.00%
Sole
0.00
Shared
0.00
None
6.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD GROWTH ETFSOLE | GROWTH ETF | 34.61K | SH | $8.00M 5.98% | 0.00 | 0.00 | 34.61K |
VANGUARD LARGE-CAP ETFSOLE | LARGE CAP ETF | 30.53K | SH | $7.10M 5.31% | 0.00 | 0.00 | 30.53K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 15.44K | SH | $6.86M 5.13% | 0.00 | 0.00 | 15.44K |
APPLE INCORPORATEDSOLE | COM | 41.15K | SH | $6.86M 5.13% | 0.00 | 0.00 | 41.15K |
SPDR S&P 500 ETFSOLE | TR UNIT | 10.40K | SH | $5.44M 4.07% | 0.00 | 0.00 | 10.40K |
MICROSOFT CORPORATIONSOLE | COM | 12.53K | SH | $5.27M 3.94% | 0.00 | 0.00 | 12.53K |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | DIV APP ETF | 19.81K | SH | $3.62M 2.71% | 0.00 | 0.00 | 19.81K |
VANGUARD TOTAL WORLD STOCK ETFSOLE | TT WRLD ST ETF | 31.03K | SH | $3.43M 2.56% | 0.00 | 0.00 | 31.03K |
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE | UT SER 1 | 8.35K | SH | $3.32M 2.48% | 0.00 | 0.00 | 8.35K |
VANGUARD VALUE ETFSOLE | VALUE ETF | 28.21K | SH | $3.24M 2.43% | 0.00 | 0.00 | 28.21K |
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE | DJ INTERNT IDX | 11.76K | SH | $2.41M 1.80% | 0.00 | 0.00 | 11.76K |
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE | SHS | 11.76K | SH | $2.24M 1.68% | 0.00 | 0.00 | 11.76K |
NVIDIA CORPORATIONSOLE | COM | 2.25K | SH | $2.03M 1.52% | 0.00 | 0.00 | 2.25K |
PROCTER AND GAMBLE COMPANYSOLE | COM | 11.81K | SH | $1.92M 1.43% | 0.00 | 0.00 | 11.81K |
VANGUARD TOTAL STOCK MARKET ETFSOLE | TOTAL STK MKT | 10.91K | SH | $1.86M 1.39% | 0.00 | 0.00 | 10.91K |
ISHARES TR CORE S&P MCP ETFSOLE | CORE S&P MCP ETF | 30.18K | SH | $1.83M 1.37% | 0.00 | 0.00 | 30.18K |
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE | CL B NEW | 7.78K | SH | $1.78M 1.33% | 0.00 | 0.00 | 7.78K |
ISHARES TR CORE S&P SCP ETFSOLE | CORE S&P SCP ETF | 27.57K | SH | $1.69M 1.26% | 0.00 | 0.00 | 27.57K |
ISHARES GOLD TR ISHARES NEWSOLE | ISHARES NEW | 39.29K | SH | $1.65M 1.23% | 0.00 | 0.00 | 39.29K |
JOHNSON & JOHNSONSOLE | COM | 9.99K | SH | $1.58M 1.18% | 0.00 | 0.00 | 9.99K |
FIRST TRUST TECHNOLOGY ALPHADEX FUNDSOLE | TECH ALPHADEX | 11.37K | SH | $1.53M 1.15% | 0.00 | 0.00 | 11.37K |
VANGUARD MID-CAP GROWTH ETFSOLE | MCAP GR IDXVIP | 57.87K | SH | $1.49M 1.11% | 0.00 | 0.00 | 57.87K |
JPMORGAN CHASE & COMPANYSOLE | COM | 6.73K | SH | $1.35M 1.01% | 0.00 | 0.00 | 6.73K |
VANGUARD SHORT-TERM CORPORATE BOND ETFSOLE | SHRT TRM CORP BD | 17.39K | SH | $1.34M 1.01% | 0.00 | 0.00 | 17.39K |
BOEING COMPANYSOLE | COM | 6.93K | SH | $1.34M 1.00% | 0.00 | 0.00 | 6.93K |
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