NOVAK & POWELL FINANCIAL SERVICES, INC.

Filed: 2/21/2024ACC: 0002011548-24-000002

📋 What this filing means

NOVAK & POWELL FINANCIAL SERVICES, INC. filed this quarterly 13F‑HR report disclosing 153 equity positions with a total reported market value of $149.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

153

Positions

$149.91M

Total AUM (reported)

1.46M

Total Shares

Allocation by class

COM$43.64M29.1%

GROWTH ETF$8.65M5.8%

UNIT SER 1$8.12M5.4%

LARGE CAP ETF$6.82M4.5%

TR UNIT$4.91M3.3%

VALUE ETF$4.16M2.8%

SHORT TRM BOND$3.54M2.4%

Portfolio Concentration

Top 3$24.73M16.5%

4–10$30.67M20.5%

11–25$29.59M19.7%

Rest$64.92M43.3%

Top 3 weight

16.5%

Top 10 weight

37.0%

Voting Authority Distribution

Total shares with voting rights: 1.46M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.46M

% of voting shares100.0%

Investment Discretion (by position count)

Sole153

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings153

Rows:

VANGUARD GROWTH ETF

SOLE

GROWTH ETF

Shares27.92K

TypeSH

Market value$8.65M

5.77%

Sole

0.00

Shared

0.00

None

27.92K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares19.90K

TypeSH

Market value$8.12M

5.42%

Sole

0.00

Shared

0.00

None

19.90K

APPLE INCORPORATED

SOLE

COM

Shares41.40K

TypeSH

Market value$7.96M

5.31%

Sole

0.00

Shared

0.00

None

41.40K

VANGUARD LARGE-CAP ETF

SOLE

LARGE CAP ETF

Shares31.26K

TypeSH

Market value$6.82M

4.55%

Sole

0.00

Shared

0.00

None

31.26K

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares10.34K

TypeSH

Market value$4.91M

3.28%

Sole

0.00

Shared

0.00

None

10.34K

MICROSOFT CORPORATION

SOLE

COM

Shares12.60K

TypeSH

Market value$4.74M

3.16%

Sole

0.00

Shared

0.00

None

12.60K

VANGUARD VALUE ETF

SOLE

VALUE ETF

Shares27.75K

TypeSH

Market value$4.16M

2.77%

Sole

0.00

Shared

0.00

None

27.75K

VANGUARD BD INDEX SHORT TERM

SOLE

SHORT TRM BOND

Shares45.91K

TypeSH

Market value$3.54M

2.36%

Sole

0.00

Shared

0.00

None

45.91K

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

DIV APP ETF

Shares19.81K

TypeSH

Market value$3.38M

2.25%

Sole

0.00

Shared

0.00

None

19.81K

SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST

SOLE

UT SER 1

Shares8.31K

TypeSH

Market value$3.13M

2.09%

Sole

0.00

Shared

0.00

None

8.31K

VANGUARD TOTAL WORLD STOCK ETF

SOLE

TT WRLD ST ETF

Shares30.43K

TypeSH

Market value$3.13M

2.09%

Sole

0.00

Shared

0.00

None

30.43K

BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW

SOLE

CL B NEW

Shares7.87K

TypeSH

Market value$2.81M

1.87%

Sole

0.00

Shared

0.00

None

7.87K

VANGUARD TOTAL STOCK MARKET ETF

SOLE

TOTAL STK MKT

Shares10.91K

TypeSH

Market value$2.58M

1.72%

Sole

0.00

Shared

0.00

None

10.91K

FIRST TRUST DOW JONES INTERNET INDEX FUND

SOLE

DJ INTERNT IDX

Shares11.66K

TypeSH

Market value$2.18M

1.45%

Sole

0.00

Shared

0.00

None

11.66K

FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUND

SOLE

SHS

Shares11.76K

TypeSH

Market value$2.06M

1.38%

Sole

0.00

Shared

0.00

None

11.76K

ISHARES S&P SMALL CAP 600 ETF

SOLE

SP SMCP600VL ETF

Shares18.62K

TypeSH

Market value$1.92M

1.28%

Sole

0.00

Shared

0.00

None

18.62K

BOEING COMPANY

SOLE

COM

Shares7.12K

TypeSH

Market value$1.86M

1.24%

Sole

0.00

Shared

0.00

None

7.12K

PROCTER AND GAMBLE COMPANY

SOLE

COM

Shares11.83K

TypeSH

Market value$1.73M

1.16%

Sole

0.00

Shared

0.00

None

11.83K

ISHARES TR CORE S&P MCP ETF

SOLE

CORE S&P MCP ETF

Shares6.07K

TypeSH

Market value$1.68M

1.12%

Sole

0.00

Shared

0.00

None

6.07K

ISHARES S&P MID CAP 400 VALUE ETF

SOLE

S&P MC 400VL ETF

Shares14.69K

TypeSH

Market value$1.68M

1.12%

Sole

0.00

Shared

0.00

None

14.69K

ISHARES TR CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares15.25K

TypeSH

Market value$1.65M

1.10%

Sole

0.00

Shared

0.00

None

15.25K

JOHNSON & JOHNSON

SOLE

COM

Shares10.12K

TypeSH

Market value$1.59M

1.06%

Sole

0.00

Shared

0.00

None

10.12K

ISHARES S&P SMLL CAP 600 GRTH ETF

SOLE

S&P SML 600 GWT

Shares12.71K

TypeSH

Market value$1.59M

1.06%

Sole

0.00

Shared

0.00

None

12.71K

VANGUARD REAL ESTATE ETF

SOLE

REAL ESTATE ETF

Shares17.88K

TypeSH

Market value$1.58M

1.06%

Sole

0.00

Shared

0.00

None

17.88K

ISHARES BIOTECHNOLOGY ETF

SOLE

ISHARES BIOTECH

Shares11.43K

TypeSH

Market value$1.56M

1.04%

Sole

0.00

Shared

0.00

None

11.43K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD GROWTH ETFSOLE	GROWTH ETF	27.92K	SH	$8.65M 5.77%	27.92K
INVESCO QQQ TRSOLE	UNIT SER 1	19.90K	SH	$8.12M 5.42%	19.90K
APPLE INCORPORATEDSOLE	COM	41.40K	SH	$7.96M 5.31%	41.40K
VANGUARD LARGE-CAP ETFSOLE	LARGE CAP ETF	31.26K	SH	$6.82M 4.55%	31.26K
SPDR S&P 500 ETFSOLE	TR UNIT	10.34K	SH	$4.91M 3.28%	10.34K
MICROSOFT CORPORATIONSOLE	COM	12.60K	SH	$4.74M 3.16%	12.60K
VANGUARD VALUE ETFSOLE	VALUE ETF	27.75K	SH	$4.16M 2.77%	27.75K
VANGUARD BD INDEX SHORT TERMSOLE	SHORT TRM BOND	45.91K	SH	$3.54M 2.36%	45.91K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	DIV APP ETF	19.81K	SH	$3.38M 2.25%	19.81K
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUSTSOLE	UT SER 1	8.31K	SH	$3.13M 2.09%	8.31K
VANGUARD TOTAL WORLD STOCK ETFSOLE	TT WRLD ST ETF	30.43K	SH	$3.13M 2.09%	30.43K
BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEWSOLE	CL B NEW	7.87K	SH	$2.81M 1.87%	7.87K
VANGUARD TOTAL STOCK MARKET ETFSOLE	TOTAL STK MKT	10.91K	SH	$2.58M 1.72%	10.91K
FIRST TRUST DOW JONES INTERNET INDEX FUNDSOLE	DJ INTERNT IDX	11.66K	SH	$2.18M 1.45%	11.66K
FIRST TRUST NASDAQ-100 TECHNOLOGY INDEX FUNDSOLE	SHS	11.76K	SH	$2.06M 1.38%	11.76K
ISHARES S&P SMALL CAP 600 ETFSOLE	SP SMCP600VL ETF	18.62K	SH	$1.92M 1.28%	18.62K
BOEING COMPANYSOLE	COM	7.12K	SH	$1.86M 1.24%	7.12K
PROCTER AND GAMBLE COMPANYSOLE	COM	11.83K	SH	$1.73M 1.16%	11.83K
ISHARES TR CORE S&P MCP ETFSOLE	CORE S&P MCP ETF	6.07K	SH	$1.68M 1.12%	6.07K
ISHARES S&P MID CAP 400 VALUE ETFSOLE	S&P MC 400VL ETF	14.69K	SH	$1.68M 1.12%	14.69K
ISHARES TR CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	15.25K	SH	$1.65M 1.10%	15.25K
JOHNSON & JOHNSONSOLE	COM	10.12K	SH	$1.59M 1.06%	10.12K
ISHARES S&P SMLL CAP 600 GRTH ETFSOLE	S&P SML 600 GWT	12.71K	SH	$1.59M 1.06%	12.71K
VANGUARD REAL ESTATE ETFSOLE	REAL ESTATE ETF	17.88K	SH	$1.58M 1.06%	17.88K
ISHARES BIOTECHNOLOGY ETFSOLE	ISHARES BIOTECH	11.43K	SH	$1.56M 1.04%	11.43K

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