Filed: 11/14/2023ACC: 0001085146-23-004485
📋 What this filing means
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 3266 equity positions with a total reported market value of $76.90B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3266
Positions
$76.90B
Total AUM (reported)
984.37M
Total Shares
Allocation by class
CORE S&P500 ETF$12.72B16.5%
TOTAL BND MRKT$7.29B9.5%
COM$5.97B7.8%
CORE S&P MCP ETF$4.43B5.8%
INTL EQTY ETF$4.33B5.6%
CORE S&P SCP ETF$3.03B3.9%
TR UNIT$2.53B3.3%
Portfolio Concentration
Top 3$24.45B31.8%
4–10$17.00B22.1%
11–25$12.13B15.8%
Rest$23.32B30.3%
Top 3 weight
31.8%
Top 10 weight
53.9%
Voting Authority Distribution
Total shares with voting rights: 991.90M
Sole
Full voting authority
49.03M
shares
% of voting shares4.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
942.86M
shares
% of voting shares95.1%
Investment Discretion (by position count)
Sole0
Shared0
Other3266
Dominant voting typeNone · 95.1% of voting shares
Institutional Holdings3266
Rows:
ISHARES TR
DFNDShares29.63M
TypeSH
Market value$12.72B
16.54%
Sole
280K
Shared
0.00
None
29.35M
VANGUARD BD INDEX FDS
DFNDShares104.49M
TypeSH
Market value$7.29B
9.48%
Sole
30K
Shared
0.00
None
104.46M
ISHARES TR
DFNDShares17.77M
TypeSH
Market value$4.43B
5.77%
Sole
265K
Shared
0.00
None
17.51M
SCHWAB STRATEGIC TR
DFNDShares127.61M
TypeSH
Market value$4.33B
5.64%
Sole
694K
Shared
0.00
None
126.92M
ISHARES TR
DFNDShares32.12M
TypeSH
Market value$3.03B
3.94%
Sole
90K
Shared
0.00
None
32.03M
SPDR S&P 500 ETF TR
DFNDShares5.92M
TypeSH
Market value$2.53B
3.29%
Sole
15K
Shared
0.00
None
5.91M
VANGUARD INTL EQUITY INDEX F
DFNDShares49.95M
TypeSH
Market value$1.96B
2.55%
Sole
135K
Shared
0.00
None
49.81M
VANGUARD TAX-MANAGED FDS
DFNDShares43.38M
TypeSH
Market value$1.90B
2.47%
Sole
315K
Shared
0.00
None
43.07M
ISHARES TR
DFNDShares25.89M
TypeSH
Market value$1.67B
2.17%
Sole
405K
Shared
0.00
None
25.48M
ISHARES TR
DFNDShares17.50M
TypeSH
Market value$1.59B
2.06%
Sole
750K
Shared
0.00
None
16.75M
ISHARES INC
DFNDShares34.71M
TypeSH
Market value$1.47B
1.91%
Sole
63K
Shared
0.00
None
34.65M
VANGUARD MUN BD FDS
DFNDShares30.45M
TypeSH
Market value$1.46B
1.90%
Sole
30K
Shared
0.00
None
30.42M
INVESCO QQQ TR
DFNDShares3.02M
TypeSH
Market value$1.08B
1.41%
Sole
90K
Shared
0.00
None
2.93M
VANGUARD INDEX FDS
DFNDShares4.83M
TypeSH
Market value$1.01B
1.31%
Sole
50K
Shared
0.00
None
4.78M
GOLDMAN SACHS ETF TR
DFNDShares10.42M
TypeSH
Market value$877.58M
1.14%
Sole
125K
Shared
0.00
None
10.29M
ISHARES TR
DFNDShares9.22M
TypeSH
Market value$866.68M
1.13%
Sole
625K
Shared
0.00
None
8.59M
ISHARES TR
DFNDShares19.58M
TypeSH
Market value$855.80M
1.11%
Sole
30K
Shared
0.00
None
19.55M
ISHARES INC
DFNDShares14.71M
TypeSH
Market value$699.99M
0.91%
Sole
425K
Shared
0.00
None
14.28M
ISHARES TR
DFNDShares5.97M
TypeSH
Market value$611.74M
0.80%
Sole
705K
Shared
0.00
None
5.26M
VANGUARD INDEX FDS
DFNDShares8.04M
TypeSH
Market value$608.65M
0.79%
Sole
115K
Shared
0.00
None
7.93M
APPLE INC
DFNDShares3.35M
TypeSH
Market value$574.02M
0.75%
Sole
160K
Shared
0.00
None
3.19M
PACER FDS TR
DFNDShares10.71M
TypeSH
Market value$529.50M
0.69%
Sole
85K
Shared
0.00
None
10.63M
SCHWAB STRATEGIC TR
DFNDShares7.19M
TypeSH
Market value$508.79M
0.66%
Sole
128.00
Shared
0.00
None
7.19M
MICROSOFT CORP
DFNDShares1.56M
TypeSH
Market value$491.97M
0.64%
Sole
515K
Shared
0.00
None
1.04M
VANGUARD INDEX FDS
DFNDShares2.47M
TypeSH
Market value$483.94M
0.63%
Sole
180K
Shared
0.00
None
2.29M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 29.63M | SH | $12.72B 16.54% | 280K | 0.00 | 29.35M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 104.49M | SH | $7.29B 9.48% | 30K | 0.00 | 104.46M |
ISHARES TRDFND | CORE S&P MCP ETF | 17.77M | SH | $4.43B 5.77% | 265K | 0.00 | 17.51M |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 127.61M | SH | $4.33B 5.64% | 694K | 0.00 | 126.92M |
ISHARES TRDFND | CORE S&P SCP ETF | 32.12M | SH | $3.03B 3.94% | 90K | 0.00 | 32.03M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 5.92M | SH | $2.53B 3.29% | 15K | 0.00 | 5.91M |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 49.95M | SH | $1.96B 2.55% | 135K | 0.00 | 49.81M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 43.38M | SH | $1.90B 2.47% | 315K | 0.00 | 43.07M |
ISHARES TRDFND | CORE MSCI EAFE | 25.89M | SH | $1.67B 2.17% | 405K | 0.00 | 25.48M |
ISHARES TRDFND | MSCI USA VALUE | 17.50M | SH | $1.59B 2.06% | 750K | 0.00 | 16.75M |
ISHARES INCDFND | MSCI EURZONE ETF | 34.71M | SH | $1.47B 1.91% | 63K | 0.00 | 34.65M |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 30.45M | SH | $1.46B 1.90% | 30K | 0.00 | 30.42M |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.02M | SH | $1.08B 1.41% | 90K | 0.00 | 2.93M |
VANGUARD INDEX FDSDFND | MID CAP ETF | 4.83M | SH | $1.01B 1.31% | 50K | 0.00 | 4.78M |
GOLDMAN SACHS ETF TRDFND | ACTIVEBETA US LG | 10.42M | SH | $877.58M 1.14% | 125K | 0.00 | 10.29M |
ISHARES TRDFND | CORE US AGGBD ET | 9.22M | SH | $866.68M 1.13% | 625K | 0.00 | 8.59M |
ISHARES TRDFND | CORE TOTAL USD | 19.58M | SH | $855.80M 1.11% | 30K | 0.00 | 19.55M |
ISHARES INCDFND | CORE MSCI EMKT | 14.71M | SH | $699.99M 0.91% | 425K | 0.00 | 14.28M |
ISHARES TRDFND | NATIONAL MUN ETF | 5.97M | SH | $611.74M 0.80% | 705K | 0.00 | 5.26M |
VANGUARD INDEX FDSDFND | REAL ESTATE ETF | 8.04M | SH | $608.65M 0.79% | 115K | 0.00 | 7.93M |
APPLE INCDFND | COM | 3.35M | SH | $574.02M 0.75% | 160K | 0.00 | 3.19M |
PACER FDS TRDFND | US CASH COWS 100 | 10.71M | SH | $529.50M 0.69% | 85K | 0.00 | 10.63M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 7.19M | SH | $508.79M 0.66% | 128.00 | 0.00 | 7.19M |
MICROSOFT CORPDFND | COM | 1.56M | SH | $491.97M 0.64% | 515K | 0.00 | 1.04M |
VANGUARD INDEX FDSDFND | LARGE CAP ETF | 2.47M | SH | $483.94M 0.63% | 180K | 0.00 | 2.29M |
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