Filed: 8/14/2023ACC: 0001085146-23-003368
📋 What this filing means
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 3333 equity positions with a total reported market value of $77.37B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
3333
Positions
$77.37B
Total AUM (reported)
965.79M
Total Shares
Allocation by class
CORE S&P500 ETF$12.56B16.2%
COM$6.28B8.1%
TOTAL BND MRKT$6.15B7.9%
INTL EQTY ETF$4.40B5.7%
CORE S&P MCP ETF$4.33B5.6%
CORE S&P SCP ETF$2.98B3.9%
TR UNIT$2.57B3.3%
Portfolio Concentration
Top 3$23.11B29.9%
4–10$17.90B23.1%
11–25$12.80B16.5%
Rest$23.56B30.4%
Top 3 weight
29.9%
Top 10 weight
53.0%
Voting Authority Distribution
Total shares with voting rights: 965.79M
Sole
Full voting authority
941.46K
shares
% of voting shares0.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
964.84M
shares
% of voting shares99.9%
Investment Discretion (by position count)
Sole0
Shared0
Other3333
Dominant voting typeNone · 99.9% of voting shares
Institutional Holdings3333
Rows:
ISHARES TR
DFNDShares28.18M
TypeSH
Market value$12.56B
16.23%
Sole
4.86K
Shared
0.00
None
28.17M
VANGUARD BD INDEX FDS
DFNDShares84.59M
TypeSH
Market value$6.15B
7.95%
Sole
6.49K
Shared
0.00
None
84.58M
SCHWAB STRATEGIC TR
DFNDShares123.52M
TypeSH
Market value$4.40B
5.69%
Sole
65.11K
Shared
0.00
None
123.45M
ISHARES TR
DFNDShares16.56M
TypeSH
Market value$4.33B
5.60%
Sole
10.69K
Shared
0.00
None
16.55M
ISHARES TR
DFNDShares29.91M
TypeSH
Market value$2.98B
3.85%
Sole
19.04K
Shared
0.00
None
29.89M
SPDR S&P 500 ETF TR
DFNDShares5.78M
TypeSH
Market value$2.56B
3.31%
Sole
771.00
Shared
0.00
None
5.78M
ISHARES INC
DFNDShares52.67M
TypeSH
Market value$2.41B
3.12%
Sole
11.92K
Shared
0.00
None
52.66M
VANGUARD INTL EQUITY INDEX F
DFNDShares48.86M
TypeSH
Market value$1.99B
2.57%
Sole
35.02K
Shared
0.00
None
48.82M
VANGUARD TAX-MANAGED FDS
DFNDShares42.06M
TypeSH
Market value$1.94B
2.51%
Sole
12.32K
Shared
0.00
None
42.04M
ISHARES TR
DFNDShares24.99M
TypeSH
Market value$1.69B
2.18%
Sole
10.81K
Shared
0.00
None
24.97M
ISHARES TR
DFNDShares17.18M
TypeSH
Market value$1.61B
2.08%
Sole
2.71K
Shared
0.00
None
17.18M
VANGUARD MUN BD FDS
DFNDShares26.19M
TypeSH
Market value$1.32B
1.70%
Sole
10.67K
Shared
0.00
None
26.18M
INVESCO QQQ TR
DFNDShares3.05M
TypeSH
Market value$1.13B
1.46%
Sole
128.00
Shared
0.00
None
3.05M
VANGUARD INDEX FDS
DFNDShares4.63M
TypeSH
Market value$1.02B
1.32%
Sole
4.85K
Shared
0.00
None
4.63M
ISHARES GOLD TR
DFNDShares28.01M
TypeSH
Market value$1.02B
1.32%
Sole
24.27K
Shared
0.00
None
27.98M
GOLDMAN SACHS ETF TR
DFNDShares10.91M
TypeSH
Market value$952.74M
1.23%
Sole
0.00
Shared
0.00
None
10.91M
ISHARES TR
DFNDShares16.78M
TypeSH
Market value$762.83M
0.99%
Sole
0.00
Shared
0.00
None
16.78M
ISHARES TR
DFNDShares7.67M
TypeSH
Market value$751.41M
0.97%
Sole
1.06K
Shared
0.00
None
7.67M
ISHARES INC
DFNDShares14.22M
TypeSH
Market value$700.78M
0.91%
Sole
17.08K
Shared
0.00
None
14.20M
VANGUARD INDEX FDS
DFNDShares7.82M
TypeSH
Market value$653.36M
0.84%
Sole
5.18K
Shared
0.00
None
7.81M
APPLE INC
DFNDShares3.29M
TypeSH
Market value$637.95M
0.82%
Sole
18.95K
Shared
0.00
None
3.27M
ISHARES TR
DFNDShares5.47M
TypeSH
Market value$584.34M
0.76%
Sole
1.10K
Shared
0.00
None
5.47M
SCHWAB STRATEGIC TR
DFNDShares8.02M
TypeSH
Market value$582.43M
0.75%
Sole
16.93K
Shared
0.00
None
8M
VANGUARD INDEX FDS
DFNDShares4.01M
TypeSH
Market value$569.73M
0.74%
Sole
607.00
Shared
0.00
None
4.01M
MICROSOFT CORP
DFNDShares1.50M
TypeSH
Market value$512.13M
0.66%
Sole
15.44K
Shared
0.00
None
1.49M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P500 ETF | 28.18M | SH | $12.56B 16.23% | 4.86K | 0.00 | 28.17M |
VANGUARD BD INDEX FDSDFND | TOTAL BND MRKT | 84.59M | SH | $6.15B 7.95% | 6.49K | 0.00 | 84.58M |
SCHWAB STRATEGIC TRDFND | INTL EQTY ETF | 123.52M | SH | $4.40B 5.69% | 65.11K | 0.00 | 123.45M |
ISHARES TRDFND | CORE S&P MCP ETF | 16.56M | SH | $4.33B 5.60% | 10.69K | 0.00 | 16.55M |
ISHARES TRDFND | CORE S&P SCP ETF | 29.91M | SH | $2.98B 3.85% | 19.04K | 0.00 | 29.89M |
SPDR S&P 500 ETF TRDFND | TR UNIT | 5.78M | SH | $2.56B 3.31% | 771.00 | 0.00 | 5.78M |
ISHARES INCDFND | MSCI EURZONE ETF | 52.67M | SH | $2.41B 3.12% | 11.92K | 0.00 | 52.66M |
VANGUARD INTL EQUITY INDEX FDFND | FTSE EMR MKT ETF | 48.86M | SH | $1.99B 2.57% | 35.02K | 0.00 | 48.82M |
VANGUARD TAX-MANAGED FDSDFND | VAN FTSE DEV MKT | 42.06M | SH | $1.94B 2.51% | 12.32K | 0.00 | 42.04M |
ISHARES TRDFND | CORE MSCI EAFE | 24.99M | SH | $1.69B 2.18% | 10.81K | 0.00 | 24.97M |
ISHARES TRDFND | MSCI USA VALUE | 17.18M | SH | $1.61B 2.08% | 2.71K | 0.00 | 17.18M |
VANGUARD MUN BD FDSDFND | TAX EXEMPT BD | 26.19M | SH | $1.32B 1.70% | 10.67K | 0.00 | 26.18M |
INVESCO QQQ TRDFND | UNIT SER 1 | 3.05M | SH | $1.13B 1.46% | 128.00 | 0.00 | 3.05M |
VANGUARD INDEX FDSDFND | MID CAP ETF | 4.63M | SH | $1.02B 1.32% | 4.85K | 0.00 | 4.63M |
ISHARES GOLD TRDFND | ISHARES NEW | 28.01M | SH | $1.02B 1.32% | 24.27K | 0.00 | 27.98M |
GOLDMAN SACHS ETF TRDFND | ACTIVEBETA US LG | 10.91M | SH | $952.74M 1.23% | 0.00 | 0.00 | 10.91M |
ISHARES TRDFND | CORE TOTAL USD | 16.78M | SH | $762.83M 0.99% | 0.00 | 0.00 | 16.78M |
ISHARES TRDFND | CORE US AGGBD ET | 7.67M | SH | $751.41M 0.97% | 1.06K | 0.00 | 7.67M |
ISHARES INCDFND | CORE MSCI EMKT | 14.22M | SH | $700.78M 0.91% | 17.08K | 0.00 | 14.20M |
VANGUARD INDEX FDSDFND | REAL ESTATE ETF | 7.82M | SH | $653.36M 0.84% | 5.18K | 0.00 | 7.81M |
APPLE INCDFND | COM | 3.29M | SH | $637.95M 0.82% | 18.95K | 0.00 | 3.27M |
ISHARES TRDFND | NATIONAL MUN ETF | 5.47M | SH | $584.34M 0.76% | 1.10K | 0.00 | 5.47M |
SCHWAB STRATEGIC TRDFND | US DIVIDEND EQ | 8.02M | SH | $582.43M 0.75% | 16.93K | 0.00 | 8M |
VANGUARD INDEX FDSDFND | VALUE ETF | 4.01M | SH | $569.73M 0.74% | 607.00 | 0.00 | 4.01M |
MICROSOFT CORPDFND | COM | 1.50M | SH | $512.13M 0.66% | 15.44K | 0.00 | 1.49M |
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