NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

Filed: 11/14/2022ACC: 0001085146-22-004029

📋 What this filing means

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO filed this quarterly 13F‑HR report disclosing 3211 equity positions with a total reported market value of $57.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3211

Positions

$57.33M

Total AUM (reported)

834.44M

Total Shares

Allocation by class

CORE S&P500 ETF$9.54M16.6%

COM$4.69M8.2%

TOTAL BND MRKT$3.85M6.7%

INTL EQTY ETF$2.82M4.9%

CORE S&P MCP ETF$2.70M4.7%

CORE S&P SCP ETF$2.33M4.1%

TR UNIT$1.98M3.5%

Portfolio Concentration

Top 3$16.21M28.3%

4–10$13.04M22.8%

11–25$10.68M18.6%

Rest$17.39M30.3%

Top 3 weight

28.3%

Top 10 weight

51.0%

Voting Authority Distribution

Total shares with voting rights: 834.44M

Sole

Full voting authority

659.33K

% of voting shares0.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

833.78M

% of voting shares99.9%

Investment Discretion (by position count)

Sole0

Shared0

Other3211

Dominant voting typeNone · 99.9% of voting shares

Institutional Holdings3211

Rows:

ISHARES TR

DFND

CORE S&P500 ETF

Shares26.60M

TypeSH

Market value$9.54M

16.64%

Sole

1.08K

Shared

0.00

None

26.60M

VANGUARD BD INDEX FDS

DFND

TOTAL BND MRKT

Shares53.99M

TypeSH

Market value$3.85M

6.72%

Sole

4.63K

Shared

0.00

None

53.98M

SCHWAB STRATEGIC TR

DFND

INTL EQTY ETF

Shares100.10M

TypeSH

Market value$2.82M

4.91%

Sole

54.13K

Shared

0.00

None

100.05M

ISHARES TR

DFND

CORE S&P MCP ETF

Shares12.30M

TypeSH

Market value$2.70M

4.71%

Sole

7.79K

Shared

0.00

None

12.30M

ISHARES TR

DFND

CORE S&P SCP ETF

Shares26.68M

TypeSH

Market value$2.33M

4.06%

Sole

12.58K

Shared

0.00

None

26.67M

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares5.55M

TypeSH

Market value$1.98M

3.46%

Sole

556.00

Shared

0.00

None

5.55M

VANGUARD INTL EQUITY INDEX F

DFND

FTSE EMR MKT ETF

Shares51.85M

TypeSH

Market value$1.89M

3.30%

Sole

23.74K

Shared

0.00

None

51.83M

ISHARES GOLD TR

DFND

ISHARES NEW

Shares44.76M

TypeSH

Market value$1.41M

2.46%

Sole

24.21K

Shared

0.00

None

44.74M

ISHARES INC

DFND

MSCI EURZONE ETF

Shares42.86M

TypeSH

Market value$1.37M

2.39%

Sole

835.00

Shared

0.00

None

42.86M

VANGUARD SCOTTSDALE FDS

DFND

SHRT TRM CORP BD

Shares18.37M

TypeSH

Market value$1.36M

2.38%

Sole

0.00

Shared

0.00

None

18.37M

ISHARES TR

DFND

CORE MSCI EAFE

Shares24.23M

TypeSH

Market value$1.28M

2.23%

Sole

4.23K

Shared

0.00

None

24.23M

ISHARES TR

DFND

MSCI USA VALUE

Shares15.58M

TypeSH

Market value$1.28M

2.22%

Sole

732.00

Shared

0.00

None

15.58M

VANGUARD TAX-MANAGED FDS

DFND

VAN FTSE DEV MKT

Shares34.53M

TypeSH

Market value$1.26M

2.19%

Sole

10.05K

Shared

0.00

None

34.52M

VANGUARD MUN BD FDS

DFND

TAX EXEMPT BD

Shares17.18M

TypeSH

Market value$827.2K

1.44%

Sole

9.66K

Shared

0.00

None

17.17M

INVESCO QQQ TR

DFND

UNIT SER 1

Shares2.98M

TypeSH

Market value$796.2K

1.39%

Sole

121.00

Shared

0.00

None

2.98M

GOLDMAN SACHS ETF TR

DFND

ACTIVEBETA US LG

Shares10.93M

TypeSH

Market value$776.2K

1.35%

Sole

0.00

Shared

0.00

None

10.93M

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares3.86M

TypeSH

Market value$726.5K

1.27%

Sole

3.48K

Shared

0.00

None

3.86M

ISHARES INC

DFND

CORE MSCI EMKT

Shares14.44M

TypeSH

Market value$620.6K

1.08%

Sole

11.95K

Shared

0.00

None

14.43M

VANGUARD INDEX FDS

DFND

REAL ESTATE ETF

Shares6.38M

TypeSH

Market value$511.8K

0.89%

Sole

3.95K

Shared

0.00

None

6.38M

ISHARES TR

DFND

CORE TOTAL USD

Shares10.72M

TypeSH

Market value$476.8K

0.83%

Sole

0.00

Shared

0.00

None

10.72M

ISHARES TR

DFND

NATIONAL MUN ETF

Shares4.55M

TypeSH

Market value$466.4K

0.81%

Sole

226.00

Shared

0.00

None

4.55M

APPLE INC

DFND

COM

Shares3.25M

TypeSH

Market value$448.7K

0.78%

Sole

14.67K

Shared

0.00

None

3.23M

SCHWAB STRATEGIC TR

DFND

US DIVIDEND EQ

Shares6.45M

TypeSH

Market value$428.2K

0.75%

Sole

16.35K

Shared

0.00

None

6.43M

VANGUARD INDEX FDS

DFND

VALUE ETF

Shares3.28M

TypeSH

Market value$404.6K

0.71%

Sole

566.00

Shared

0.00

None

3.28M

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares2.40M

TypeSH

Market value$393.3K

0.69%

Sole

1.21K

Shared

0.00

None

2.40M

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRDFND	CORE S&P500 ETF	26.60M	SH	$9.54M 16.64%	1.08K	26.60M
VANGUARD BD INDEX FDSDFND	TOTAL BND MRKT	53.99M	SH	$3.85M 6.72%	4.63K	53.98M
SCHWAB STRATEGIC TRDFND	INTL EQTY ETF	100.10M	SH	$2.82M 4.91%	54.13K	100.05M
ISHARES TRDFND	CORE S&P MCP ETF	12.30M	SH	$2.70M 4.71%	7.79K	12.30M
ISHARES TRDFND	CORE S&P SCP ETF	26.68M	SH	$2.33M 4.06%	12.58K	26.67M
SPDR S&P 500 ETF TRDFND	TR UNIT	5.55M	SH	$1.98M 3.46%	556.00	5.55M
VANGUARD INTL EQUITY INDEX FDFND	FTSE EMR MKT ETF	51.85M	SH	$1.89M 3.30%	23.74K	51.83M
ISHARES GOLD TRDFND	ISHARES NEW	44.76M	SH	$1.41M 2.46%	24.21K	44.74M
ISHARES INCDFND	MSCI EURZONE ETF	42.86M	SH	$1.37M 2.39%	835.00	42.86M
VANGUARD SCOTTSDALE FDSDFND	SHRT TRM CORP BD	18.37M	SH	$1.36M 2.38%	0.00	18.37M
ISHARES TRDFND	CORE MSCI EAFE	24.23M	SH	$1.28M 2.23%	4.23K	24.23M
ISHARES TRDFND	MSCI USA VALUE	15.58M	SH	$1.28M 2.22%	732.00	15.58M
VANGUARD TAX-MANAGED FDSDFND	VAN FTSE DEV MKT	34.53M	SH	$1.26M 2.19%	10.05K	34.52M
VANGUARD MUN BD FDSDFND	TAX EXEMPT BD	17.18M	SH	$827.2K 1.44%	9.66K	17.17M
INVESCO QQQ TRDFND	UNIT SER 1	2.98M	SH	$796.2K 1.39%	121.00	2.98M
GOLDMAN SACHS ETF TRDFND	ACTIVEBETA US LG	10.93M	SH	$776.2K 1.35%	0.00	10.93M
VANGUARD INDEX FDSDFND	MID CAP ETF	3.86M	SH	$726.5K 1.27%	3.48K	3.86M
ISHARES INCDFND	CORE MSCI EMKT	14.44M	SH	$620.6K 1.08%	11.95K	14.43M
VANGUARD INDEX FDSDFND	REAL ESTATE ETF	6.38M	SH	$511.8K 0.89%	3.95K	6.38M
ISHARES TRDFND	CORE TOTAL USD	10.72M	SH	$476.8K 0.83%	0.00	10.72M
ISHARES TRDFND	NATIONAL MUN ETF	4.55M	SH	$466.4K 0.81%	226.00	4.55M
APPLE INCDFND	COM	3.25M	SH	$448.7K 0.78%	14.67K	3.23M
SCHWAB STRATEGIC TRDFND	US DIVIDEND EQ	6.45M	SH	$428.2K 0.75%	16.35K	6.43M
VANGUARD INDEX FDSDFND	VALUE ETF	3.28M	SH	$404.6K 0.71%	566.00	3.28M
VANGUARD INDEX FDSDFND	LARGE CAP ETF	2.40M	SH	$393.3K 0.69%	1.21K	2.40M

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