Filed: 11/14/2023ACC: 0001085146-23-004437
📋 What this filing means
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 879 equity positions with a total reported market value of $3.59B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
879
Positions
$3.59B
Total AUM (reported)
37.50M
Total Shares
Allocation by class
COM$1.35B37.7%
S&P 500 ETF SHS$465.43M13.0%
CORE S&P SCP ETF$360.91M10.1%
CORE MSCI EAFE$323.81M9.0%
CORE S&P500 ETF$304.64M8.5%
CORE S&P MCP ETF$292.35M8.1%
MSCI EAFE ETF$183.95M5.1%
Portfolio Concentration
Top 3$1.15B32.1%
4–10$1.02B28.4%
11–25$256.83M7.2%
Rest$1.16B32.3%
Top 3 weight
32.1%
Top 10 weight
60.5%
Voting Authority Distribution
Total shares with voting rights: 37.50M
Sole
Full voting authority
37.50M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other879
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings879
Rows:
VANGUARD INDEX FDS
DFNDShares1.19M
TypeSH
Market value$465.43M
12.97%
Sole
1.19M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares3.83M
TypeSH
Market value$360.91M
10.06%
Sole
3.83M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares5.03M
TypeSH
Market value$323.81M
9.02%
Sole
5.03M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares709.40K
TypeSH
Market value$304.64M
8.49%
Sole
709.40K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.17M
TypeSH
Market value$292.35M
8.15%
Sole
1.17M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares2.67M
TypeSH
Market value$183.95M
5.13%
Sole
2.67M
Shared
0.00
None
0.00
APPLE INC
DFNDShares463.87K
TypeSH
Market value$79.42M
2.21%
Sole
463.87K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares234.51K
TypeSH
Market value$74.05M
2.06%
Sole
234.51K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares489.10K
TypeSH
Market value$49.90M
1.39%
Sole
489.10K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares286.59K
TypeSH
Market value$36.43M
1.02%
Sole
286.59K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares77.96K
TypeSH
Market value$33.91M
0.95%
Sole
77.96K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares187.27K
TypeSH
Market value$24.51M
0.68%
Sole
187.27K
Shared
0.00
None
0.00
TESLA INC
DFNDShares87.16K
TypeSH
Market value$21.81M
0.61%
Sole
87.16K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares70.15K
TypeSH
Market value$21.06M
0.59%
Sole
70.15K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares159.30K
TypeSH
Market value$21.00M
0.59%
Sole
159.30K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares57.56K
TypeSH
Market value$20.16M
0.56%
Sole
57.56K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares126.36K
TypeSH
Market value$14.86M
0.41%
Sole
126.36K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares29.24K
TypeSH
Market value$14.74M
0.41%
Sole
29.24K
Shared
0.00
None
0.00
ELI LILLY & CO
DFNDShares25.17K
TypeSH
Market value$13.52M
0.38%
Sole
25.17K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares91.73K
TypeSH
Market value$13.30M
0.37%
Sole
91.73K
Shared
0.00
None
0.00
MACERICH CO
DFNDShares1.17M
TypeSH
Market value$12.79M
0.36%
Sole
1.17M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares76K
TypeSH
Market value$11.84M
0.33%
Sole
76K
Shared
0.00
None
0.00
VISA INC
DFNDShares50.72K
TypeSH
Market value$11.67M
0.33%
Sole
50.72K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares74.41K
TypeSH
Market value$10.85M
0.30%
Sole
74.41K
Shared
0.00
None
0.00
BROADCOM INC
DFNDShares13.03K
TypeSH
Market value$10.82M
0.30%
Sole
13.03K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.19M | SH | $465.43M 12.97% | 1.19M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 3.83M | SH | $360.91M 10.06% | 3.83M | 0.00 | 0.00 |
ISHARES TRDFND | CORE MSCI EAFE | 5.03M | SH | $323.81M 9.02% | 5.03M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 709.40K | SH | $304.64M 8.49% | 709.40K | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 1.17M | SH | $292.35M 8.15% | 1.17M | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 2.67M | SH | $183.95M 5.13% | 2.67M | 0.00 | 0.00 |
APPLE INCDFND | COM | 463.87K | SH | $79.42M 2.21% | 463.87K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 234.51K | SH | $74.05M 2.06% | 234.51K | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 489.10K | SH | $49.90M 1.39% | 489.10K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 286.59K | SH | $36.43M 1.02% | 286.59K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 77.96K | SH | $33.91M 0.95% | 77.96K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 187.27K | SH | $24.51M 0.68% | 187.27K | 0.00 | 0.00 |
TESLA INCDFND | COM | 87.16K | SH | $21.81M 0.61% | 87.16K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 70.15K | SH | $21.06M 0.59% | 70.15K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 159.30K | SH | $21.00M 0.59% | 159.30K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 57.56K | SH | $20.16M 0.56% | 57.56K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 126.36K | SH | $14.86M 0.41% | 126.36K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 29.24K | SH | $14.74M 0.41% | 29.24K | 0.00 | 0.00 |
ELI LILLY & CODFND | COM | 25.17K | SH | $13.52M 0.38% | 25.17K | 0.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 91.73K | SH | $13.30M 0.37% | 91.73K | 0.00 | 0.00 |
MACERICH CODFND | COM | 1.17M | SH | $12.79M 0.36% | 1.17M | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 76K | SH | $11.84M 0.33% | 76K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 50.72K | SH | $11.67M 0.33% | 50.72K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 74.41K | SH | $10.85M 0.30% | 74.41K | 0.00 | 0.00 |
BROADCOM INCDFND | COM | 13.03K | SH | $10.82M 0.30% | 13.03K | 0.00 | 0.00 |
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