Filed: 8/14/2023ACC: 0001085146-23-003364
📋 What this filing means
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 882 equity positions with a total reported market value of $3.75B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
882
Positions
$3.75B
Total AUM (reported)
37.21M
Total Shares
Allocation by class
COM$1.41B37.5%
S&P 500 ETF SHS$498.39M13.3%
CORE MSCI EAFE$457.56M12.2%
CORE S&P SCP ETF$383.88M10.2%
CORE S&P MCP ETF$329.73M8.8%
CORE S&P500 ETF$316.19M8.4%
CL A$76.61M2.0%
Portfolio Concentration
Top 3$1.34B35.8%
4–10$957.80M25.6%
11–25$250.83M6.7%
Rest$1.20B32.0%
Top 3 weight
35.8%
Top 10 weight
61.3%
Voting Authority Distribution
Total shares with voting rights: 37.21M
Sole
Full voting authority
37.21M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other882
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings882
Rows:
VANGUARD INDEX FDS
DFNDShares1.22M
TypeSH
Market value$498.39M
13.30%
Sole
1.22M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares6.78M
TypeSH
Market value$457.56M
12.21%
Sole
6.78M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares3.85M
TypeSH
Market value$383.88M
10.25%
Sole
3.85M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.26M
TypeSH
Market value$329.73M
8.80%
Sole
1.26M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares709.40K
TypeSH
Market value$316.19M
8.44%
Sole
709.40K
Shared
0.00
None
0.00
APPLE INC
DFNDShares466.37K
TypeSH
Market value$90.46M
2.41%
Sole
466.37K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares234.54K
TypeSH
Market value$79.87M
2.13%
Sole
234.54K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares748.70K
TypeSH
Market value$54.28M
1.45%
Sole
748.70K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares467.50K
TypeSH
Market value$50.56M
1.35%
Sole
467.50K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares281.57K
TypeSH
Market value$36.71M
0.98%
Sole
281.57K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares78.01K
TypeSH
Market value$33.00M
0.88%
Sole
78.01K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares187.40K
TypeSH
Market value$22.43M
0.60%
Sole
187.40K
Shared
0.00
None
0.00
TESLA INC
DFNDShares84.98K
TypeSH
Market value$22.25M
0.59%
Sole
84.98K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares69.78K
TypeSH
Market value$20.02M
0.53%
Sole
69.78K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares161.20K
TypeSH
Market value$19.50M
0.52%
Sole
161.20K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares56.25K
TypeSH
Market value$19.18M
0.51%
Sole
56.25K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares29.37K
TypeSH
Market value$14.12M
0.38%
Sole
29.37K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares127.53K
TypeSH
Market value$13.68M
0.37%
Sole
127.53K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares81.97K
TypeSH
Market value$13.57M
0.36%
Sole
81.97K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares92.18K
TypeSH
Market value$13.41M
0.36%
Sole
92.18K
Shared
0.00
None
0.00
MACERICH CO
DFNDShares1.17M
TypeSH
Market value$13.21M
0.35%
Sole
1.17M
Shared
0.00
None
0.00
VISA INC
DFNDShares51.04K
TypeSH
Market value$12.12M
0.32%
Sole
51.04K
Shared
0.00
None
0.00
LILLY ELI & CO
DFNDShares24.85K
TypeSH
Market value$11.66M
0.31%
Sole
24.85K
Shared
0.00
None
0.00
BROADCOM INC
DFNDShares13.15K
TypeSH
Market value$11.41M
0.30%
Sole
13.15K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares74.35K
TypeSH
Market value$11.28M
0.30%
Sole
74.35K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.22M | SH | $498.39M 13.30% | 1.22M | 0.00 | 0.00 |
ISHARES TRDFND | CORE MSCI EAFE | 6.78M | SH | $457.56M 12.21% | 6.78M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 3.85M | SH | $383.88M 10.25% | 3.85M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 1.26M | SH | $329.73M 8.80% | 1.26M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 709.40K | SH | $316.19M 8.44% | 709.40K | 0.00 | 0.00 |
APPLE INCDFND | COM | 466.37K | SH | $90.46M 2.41% | 466.37K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 234.54K | SH | $79.87M 2.13% | 234.54K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 748.70K | SH | $54.28M 1.45% | 748.70K | 0.00 | 0.00 |
ISHARES TRDFND | IBOXX INV CP ETF | 467.50K | SH | $50.56M 1.35% | 467.50K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 281.57K | SH | $36.71M 0.98% | 281.57K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 78.01K | SH | $33.00M 0.88% | 78.01K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 187.40K | SH | $22.43M 0.60% | 187.40K | 0.00 | 0.00 |
TESLA INCDFND | COM | 84.98K | SH | $22.25M 0.59% | 84.98K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 69.78K | SH | $20.02M 0.53% | 69.78K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 161.20K | SH | $19.50M 0.52% | 161.20K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 56.25K | SH | $19.18M 0.51% | 56.25K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 29.37K | SH | $14.12M 0.38% | 29.37K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 127.53K | SH | $13.68M 0.37% | 127.53K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 81.97K | SH | $13.57M 0.36% | 81.97K | 0.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 92.18K | SH | $13.41M 0.36% | 92.18K | 0.00 | 0.00 |
MACERICH CODFND | COM | 1.17M | SH | $13.21M 0.35% | 1.17M | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 51.04K | SH | $12.12M 0.32% | 51.04K | 0.00 | 0.00 |
LILLY ELI & CODFND | COM | 24.85K | SH | $11.66M 0.31% | 24.85K | 0.00 | 0.00 |
BROADCOM INCDFND | COM | 13.15K | SH | $11.41M 0.30% | 13.15K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 74.35K | SH | $11.28M 0.30% | 74.35K | 0.00 | 0.00 |
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