Filed: 2/21/2023ACC: 0001085146-23-001417
📋 What this filing means
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 883 equity positions with a total reported market value of $3.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
883
Positions
$3.76B
Total AUM (reported)
38.42M
Total Shares
Allocation by class
COM$1.01B27.0%
CORE S&P MCP ETF$625.68M16.6%
CORE MSCI EAFE$591.45M15.7%
CORE S&P500 ETF$476.84M12.7%
S&P 500 ETF SHS$457.83M12.2%
CORE S&P SCP ETF$370.90M9.9%
MSCI EAFE ETF$49.14M1.3%
Portfolio Concentration
Top 3$1.69B45.1%
4–10$1.04B27.5%
11–25$183.34M4.9%
Rest$846.11M22.5%
Top 3 weight
45.1%
Top 10 weight
72.6%
Voting Authority Distribution
Total shares with voting rights: 38.42M
Sole
Full voting authority
38.42M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other883
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings883
Rows:
ISHARES TR
DFNDShares2.59M
TypeSH
Market value$625.68M
16.64%
Sole
2.59M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares9.60M
TypeSH
Market value$591.45M
15.73%
Sole
9.60M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.24M
TypeSH
Market value$476.84M
12.69%
Sole
1.24M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares1.30M
TypeSH
Market value$457.83M
12.18%
Sole
1.30M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares3.92M
TypeSH
Market value$370.90M
9.87%
Sole
3.92M
Shared
0.00
None
0.00
APPLE INC
DFNDShares468.68K
TypeSH
Market value$60.90M
1.62%
Sole
468.68K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares233.64K
TypeSH
Market value$56.03M
1.49%
Sole
233.64K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares748.70K
TypeSH
Market value$49.14M
1.31%
Sole
748.70K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares278.18K
TypeSH
Market value$23.37M
0.62%
Sole
278.18K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares56.47K
TypeSH
Market value$17.44M
0.46%
Sole
56.47K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares187.21K
TypeSH
Market value$16.52M
0.44%
Sole
187.21K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares29.28K
TypeSH
Market value$15.53M
0.41%
Sole
29.28K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares165.95K
TypeSH
Market value$14.72M
0.39%
Sole
165.95K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares81.94K
TypeSH
Market value$14.48M
0.39%
Sole
81.94K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares129.08K
TypeSH
Market value$14.24M
0.38%
Sole
129.08K
Shared
0.00
None
0.00
MACERICH CO
DFNDShares1.19M
TypeSH
Market value$13.42M
0.36%
Sole
1.19M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares91.93K
TypeSH
Market value$12.33M
0.33%
Sole
91.93K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares78.04K
TypeSH
Market value$11.41M
0.30%
Sole
78.04K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares74.27K
TypeSH
Market value$11.26M
0.30%
Sole
74.27K
Shared
0.00
None
0.00
VISA INC
DFNDShares51.24K
TypeSH
Market value$10.65M
0.28%
Sole
51.24K
Shared
0.00
None
0.00
TESLA INC
DFNDShares84.13K
TypeSH
Market value$10.36M
0.28%
Sole
84.13K
Shared
0.00
None
0.00
HOME DEPOT INC
DFNDShares32.09K
TypeSH
Market value$10.13M
0.27%
Sole
32.09K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares55.76K
TypeSH
Market value$10.01M
0.27%
Sole
55.76K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
DFNDShares26.61K
TypeSH
Market value$9.25M
0.25%
Sole
26.61K
Shared
0.00
None
0.00
LILLY ELI & CO
DFNDShares24.72K
TypeSH
Market value$9.04M
0.24%
Sole
24.72K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE S&P MCP ETF | 2.59M | SH | $625.68M 16.64% | 2.59M | 0.00 | 0.00 |
ISHARES TRDFND | CORE MSCI EAFE | 9.60M | SH | $591.45M 15.73% | 9.60M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 1.24M | SH | $476.84M 12.69% | 1.24M | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 1.30M | SH | $457.83M 12.18% | 1.30M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 3.92M | SH | $370.90M 9.87% | 3.92M | 0.00 | 0.00 |
APPLE INCDFND | COM | 468.68K | SH | $60.90M 1.62% | 468.68K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 233.64K | SH | $56.03M 1.49% | 233.64K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 748.70K | SH | $49.14M 1.31% | 748.70K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 278.18K | SH | $23.37M 0.62% | 278.18K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 56.47K | SH | $17.44M 0.46% | 56.47K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 187.21K | SH | $16.52M 0.44% | 187.21K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 29.28K | SH | $15.53M 0.41% | 29.28K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 165.95K | SH | $14.72M 0.39% | 165.95K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 81.94K | SH | $14.48M 0.39% | 81.94K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 129.08K | SH | $14.24M 0.38% | 129.08K | 0.00 | 0.00 |
MACERICH CODFND | COM | 1.19M | SH | $13.42M 0.36% | 1.19M | 0.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 91.93K | SH | $12.33M 0.33% | 91.93K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 78.04K | SH | $11.41M 0.30% | 78.04K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 74.27K | SH | $11.26M 0.30% | 74.27K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 51.24K | SH | $10.65M 0.28% | 51.24K | 0.00 | 0.00 |
TESLA INCDFND | COM | 84.13K | SH | $10.36M 0.28% | 84.13K | 0.00 | 0.00 |
HOME DEPOT INCDFND | COM | 32.09K | SH | $10.13M 0.27% | 32.09K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 55.76K | SH | $10.01M 0.27% | 55.76K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDDFND | CL A | 26.61K | SH | $9.25M 0.25% | 26.61K | 0.00 | 0.00 |
LILLY ELI & CODFND | COM | 24.72K | SH | $9.04M 0.24% | 24.72K | 0.00 | 0.00 |
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