Filed: 11/14/2022ACC: 0001085146-22-004028
📋 What this filing means
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC filed this quarterly 13F‑HR report disclosing 885 equity positions with a total reported market value of $3.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
885
Positions
$3.93M
Total AUM (reported)
51.79M
Total Shares
Allocation by class
COM$1.18M30.0%
CORE MSCI EAFE$744.6K18.9%
S&P 500 ETF SHS$658.1K16.7%
CORE S&P MCP ETF$540.4K13.7%
CORE S&P SCP ETF$383.4K9.8%
CORE S&P500 ETF$182.1K4.6%
CL A$54.3K1.4%
Portfolio Concentration
Top 3$1.94M49.4%
4–10$813.0K20.7%
11–25$200.7K5.1%
Rest$975.2K24.8%
Top 3 weight
49.4%
Top 10 weight
70.1%
Voting Authority Distribution
Total shares with voting rights: 51.79M
Sole
Full voting authority
51.79M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole0
Shared0
Other885
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings885
Rows:
ISHARES TR
DFNDShares14.14M
TypeSH
Market value$744.6K
18.94%
Sole
14.14M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
DFNDShares2M
TypeSH
Market value$658.1K
16.74%
Sole
2M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares2.46M
TypeSH
Market value$540.4K
13.74%
Sole
2.46M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares4.40M
TypeSH
Market value$383.4K
9.75%
Sole
4.40M
Shared
0.00
None
0.00
ISHARES TR
DFNDShares507.70K
TypeSH
Market value$182.1K
4.63%
Sole
507.70K
Shared
0.00
None
0.00
APPLE INC
DFNDShares561.08K
TypeSH
Market value$77.5K
1.97%
Sole
561.08K
Shared
0.00
None
0.00
MICROSOFT CORP
DFNDShares277K
TypeSH
Market value$64.5K
1.64%
Sole
277K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares748.70K
TypeSH
Market value$41.9K
1.07%
Sole
748.70K
Shared
0.00
None
0.00
AMAZON COM INC
DFNDShares329.20K
TypeSH
Market value$37.2K
0.95%
Sole
329.20K
Shared
0.00
None
0.00
TESLA INC
DFNDShares98.92K
TypeSH
Market value$26.2K
0.67%
Sole
98.92K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares222.70K
TypeSH
Market value$21.3K
0.54%
Sole
222.70K
Shared
0.00
None
0.00
ALPHABET INC
DFNDShares199.15K
TypeSH
Market value$19.1K
0.49%
Sole
199.15K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
DFNDShares67.03K
TypeSH
Market value$17.9K
0.46%
Sole
67.03K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
DFNDShares34.74K
TypeSH
Market value$17.5K
0.45%
Sole
34.74K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
DFNDShares97.65K
TypeSH
Market value$16.0K
0.41%
Sole
97.65K
Shared
0.00
None
0.00
EXXON MOBIL CORP
DFNDShares154.79K
TypeSH
Market value$13.5K
0.34%
Sole
154.79K
Shared
0.00
None
0.00
META PLATFORMS INC
DFNDShares84.71K
TypeSH
Market value$11.5K
0.29%
Sole
84.71K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
DFNDShares108.92K
TypeSH
Market value$11.4K
0.29%
Sole
108.92K
Shared
0.00
None
0.00
NVIDIA CORPORATION
DFNDShares93K
TypeSH
Market value$11.3K
0.29%
Sole
93K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
DFNDShares88.75K
TypeSH
Market value$11.2K
0.28%
Sole
88.75K
Shared
0.00
None
0.00
VISA INC
DFNDShares60.73K
TypeSH
Market value$10.8K
0.27%
Sole
60.73K
Shared
0.00
None
0.00
HOME DEPOT INC
DFNDShares38.17K
TypeSH
Market value$10.5K
0.27%
Sole
38.17K
Shared
0.00
None
0.00
CHEVRON CORP NEW
DFNDShares66.89K
TypeSH
Market value$9.6K
0.24%
Sole
66.89K
Shared
0.00
None
0.00
MACERICH CO
DFNDShares1.20M
TypeSH
Market value$9.6K
0.24%
Sole
1.20M
Shared
0.00
None
0.00
LILLY ELI & CO
DFNDShares29.29K
TypeSH
Market value$9.5K
0.24%
Sole
29.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRDFND | CORE MSCI EAFE | 14.14M | SH | $744.6K 18.94% | 14.14M | 0.00 | 0.00 |
VANGUARD INDEX FDSDFND | S&P 500 ETF SHS | 2M | SH | $658.1K 16.74% | 2M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P MCP ETF | 2.46M | SH | $540.4K 13.74% | 2.46M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P SCP ETF | 4.40M | SH | $383.4K 9.75% | 4.40M | 0.00 | 0.00 |
ISHARES TRDFND | CORE S&P500 ETF | 507.70K | SH | $182.1K 4.63% | 507.70K | 0.00 | 0.00 |
APPLE INCDFND | COM | 561.08K | SH | $77.5K 1.97% | 561.08K | 0.00 | 0.00 |
MICROSOFT CORPDFND | COM | 277K | SH | $64.5K 1.64% | 277K | 0.00 | 0.00 |
ISHARES TRDFND | MSCI EAFE ETF | 748.70K | SH | $41.9K 1.07% | 748.70K | 0.00 | 0.00 |
AMAZON COM INCDFND | COM | 329.20K | SH | $37.2K 0.95% | 329.20K | 0.00 | 0.00 |
TESLA INCDFND | COM | 98.92K | SH | $26.2K 0.67% | 98.92K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL A | 222.70K | SH | $21.3K 0.54% | 222.70K | 0.00 | 0.00 |
ALPHABET INCDFND | CAP STK CL C | 199.15K | SH | $19.1K 0.49% | 199.15K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELDFND | CL B NEW | 67.03K | SH | $17.9K 0.46% | 67.03K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCDFND | COM | 34.74K | SH | $17.5K 0.45% | 34.74K | 0.00 | 0.00 |
JOHNSON & JOHNSONDFND | COM | 97.65K | SH | $16.0K 0.41% | 97.65K | 0.00 | 0.00 |
EXXON MOBIL CORPDFND | COM | 154.79K | SH | $13.5K 0.34% | 154.79K | 0.00 | 0.00 |
META PLATFORMS INCDFND | CL A | 84.71K | SH | $11.5K 0.29% | 84.71K | 0.00 | 0.00 |
JPMORGAN CHASE & CODFND | COM | 108.92K | SH | $11.4K 0.29% | 108.92K | 0.00 | 0.00 |
NVIDIA CORPORATIONDFND | COM | 93K | SH | $11.3K 0.29% | 93K | 0.00 | 0.00 |
PROCTER AND GAMBLE CODFND | COM | 88.75K | SH | $11.2K 0.28% | 88.75K | 0.00 | 0.00 |
VISA INCDFND | COM CL A | 60.73K | SH | $10.8K 0.27% | 60.73K | 0.00 | 0.00 |
HOME DEPOT INCDFND | COM | 38.17K | SH | $10.5K 0.27% | 38.17K | 0.00 | 0.00 |
CHEVRON CORP NEWDFND | COM | 66.89K | SH | $9.6K 0.24% | 66.89K | 0.00 | 0.00 |
MACERICH CODFND | COM | 1.20M | SH | $9.6K 0.24% | 1.20M | 0.00 | 0.00 |
LILLY ELI & CODFND | COM | 29.29K | SH | $9.5K 0.24% | 29.29K | 0.00 | 0.00 |
Page 1 of 36
…