Filed: 7/25/2025ACC: 0001398344-25-013798
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 895 equity positions with a total reported market value of $3.87B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
895
Positions
$3.87B
Total AUM (reported)
55.99M
Total Shares
Allocation by class
COM$1.01B26.1%
MORTGAGE BACKED$387.03M10.0%
PORTFOLIO S&P500$264.04M6.8%
PRTFLO S&P500 VL$242.10M6.3%
SHORT TERM TREAS$241.20M6.2%
PRTFLO S&P500 GW$208.53M5.4%
TR UNIT$198.95M5.1%
Portfolio Concentration
Top 3$893.18M23.1%
4–10$1.18B30.4%
11–25$718.81M18.6%
Rest$1.08B27.9%
Top 3 weight
23.1%
Top 10 weight
53.5%
Voting Authority Distribution
Total shares with voting rights: 55.99M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
55.99M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole895
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings895
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares7.71M
TypeSH
Market value$387.03M
10.01%
Sole
0.00
Shared
0.00
None
7.71M
SPDR SERIES TRUST
SOLEShares3.63M
TypeSH
Market value$264.04M
6.83%
Sole
0.00
Shared
0.00
None
3.63M
SPDR SERIES TRUST
SOLEShares4.63M
TypeSH
Market value$242.10M
6.26%
Sole
0.00
Shared
0.00
None
4.63M
VANGUARD SCOTTSDALE FDS
SOLEShares4.10M
TypeSH
Market value$241.19M
6.24%
Sole
0.00
Shared
0.00
None
4.10M
SPDR SERIES TRUST
SOLEShares2.19M
TypeSH
Market value$208.53M
5.39%
Sole
0.00
Shared
0.00
None
2.19M
SPDR S&P 500 ETF TR
SOLEShares322.03K
TypeSH
Market value$198.95M
5.14%
Sole
0.00
Shared
0.00
None
322.03K
ISHARES TR
SOLEShares1.74M
TypeSH
Market value$175.41M
4.54%
Sole
0.00
Shared
0.00
None
1.74M
APPLE INC
SOLEShares736.64K
TypeSH
Market value$151.13M
3.91%
Sole
0.00
Shared
0.00
None
736.64K
SPDR SERIES TRUST
SOLEShares1.37M
TypeSH
Market value$108.74M
2.81%
Sole
0.00
Shared
0.00
None
1.37M
SPDR SERIES TRUST
SOLEShares1.07M
TypeSH
Market value$92.93M
2.40%
Sole
0.00
Shared
0.00
None
1.07M
MICROSOFT CORP
SOLEShares150.50K
TypeSH
Market value$74.86M
1.94%
Sole
0.00
Shared
0.00
None
150.50K
NVIDIA CORPORATION
SOLEShares445.11K
TypeSH
Market value$70.35M
1.82%
Sole
0.00
Shared
0.00
None
445.11K
SPDR SERIES TRUST
SOLEShares788.73K
TypeSH
Market value$62.91M
1.63%
Sole
0.00
Shared
0.00
None
788.73K
VANGUARD INDEX FDS
SOLEShares109.11K
TypeSH
Market value$62.17M
1.61%
Sole
0.00
Shared
0.00
None
109.11K
SPDR SERIES TRUST
SOLEShares669.08K
TypeSH
Market value$59.38M
1.54%
Sole
0.00
Shared
0.00
None
669.08K
ISHARES TR
SOLEShares118.04K
TypeSH
Market value$50.12M
1.30%
Sole
0.00
Shared
0.00
None
118.04K
ATI INC
SOLEShares540.45K
TypeSH
Market value$46.66M
1.21%
Sole
0.00
Shared
0.00
None
540.45K
J P MORGAN EXCHANGE TRADED F
SOLEShares904.29K
TypeSH
Market value$46.05M
1.19%
Sole
0.00
Shared
0.00
None
904.29K
PROGRESSIVE CORP
SOLEShares160.57K
TypeSH
Market value$42.85M
1.11%
Sole
0.00
Shared
0.00
None
160.57K
MONDELEZ INTL INC
SOLEShares530.84K
TypeSH
Market value$36.05M
0.93%
Sole
0.00
Shared
0.00
None
530.84K
AMAZON COM INC
SOLEShares162.01K
TypeSH
Market value$35.54M
0.92%
Sole
0.00
Shared
0.00
None
162.01K
PHILIP MORRIS INTL INC
SOLEShares193.15K
TypeSH
Market value$35.44M
0.92%
Sole
0.00
Shared
0.00
None
193.15K
AB ACTIVE ETFS INC
SOLEShares1.41M
TypeSH
Market value$35.19M
0.91%
Sole
0.00
Shared
0.00
None
1.41M
ISHARES INC
SOLEShares524.67K
TypeSH
Market value$31.50M
0.81%
Sole
0.00
Shared
0.00
None
524.67K
ISHARES TR
SOLEShares332.83K
TypeSH
Market value$29.75M
0.77%
Sole
0.00
Shared
0.00
None
332.83K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | MORTGAGE BACKED | 7.71M | SH | $387.03M 10.01% | 0.00 | 0.00 | 7.71M |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 3.63M | SH | $264.04M 6.83% | 0.00 | 0.00 | 3.63M |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 VL | 4.63M | SH | $242.10M 6.26% | 0.00 | 0.00 | 4.63M |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 4.10M | SH | $241.19M 6.24% | 0.00 | 0.00 | 4.10M |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 GW | 2.19M | SH | $208.53M 5.39% | 0.00 | 0.00 | 2.19M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 322.03K | SH | $198.95M 5.14% | 0.00 | 0.00 | 322.03K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 1.74M | SH | $175.41M 4.54% | 0.00 | 0.00 | 1.74M |
APPLE INCSOLE | COM | 736.64K | SH | $151.13M 3.91% | 0.00 | 0.00 | 736.64K |
SPDR SERIES TRUSTSOLE | S&P 400 MDCP VAL | 1.37M | SH | $108.74M 2.81% | 0.00 | 0.00 | 1.37M |
SPDR SERIES TRUSTSOLE | S&P 400 MDCP GRW | 1.07M | SH | $92.93M 2.40% | 0.00 | 0.00 | 1.07M |
MICROSOFT CORPSOLE | COM | 150.50K | SH | $74.86M 1.94% | 0.00 | 0.00 | 150.50K |
NVIDIA CORPORATIONSOLE | COM | 445.11K | SH | $70.35M 1.82% | 0.00 | 0.00 | 445.11K |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP VAL | 788.73K | SH | $62.91M 1.63% | 0.00 | 0.00 | 788.73K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 109.11K | SH | $62.17M 1.61% | 0.00 | 0.00 | 109.11K |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP GRW | 669.08K | SH | $59.38M 1.54% | 0.00 | 0.00 | 669.08K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 118.04K | SH | $50.12M 1.30% | 0.00 | 0.00 | 118.04K |
ATI INCSOLE | COM | 540.45K | SH | $46.66M 1.21% | 0.00 | 0.00 | 540.45K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 904.29K | SH | $46.05M 1.19% | 0.00 | 0.00 | 904.29K |
PROGRESSIVE CORPSOLE | COM | 160.57K | SH | $42.85M 1.11% | 0.00 | 0.00 | 160.57K |
MONDELEZ INTL INCSOLE | CL A | 530.84K | SH | $36.05M 0.93% | 0.00 | 0.00 | 530.84K |
AMAZON COM INCSOLE | COM | 162.01K | SH | $35.54M 0.92% | 0.00 | 0.00 | 162.01K |
PHILIP MORRIS INTL INCSOLE | COM | 193.15K | SH | $35.44M 0.92% | 0.00 | 0.00 | 193.15K |
AB ACTIVE ETFS INCSOLE | TAX AWARE INTERM | 1.41M | SH | $35.19M 0.91% | 0.00 | 0.00 | 1.41M |
ISHARES INCSOLE | CORE MSCI EMKT | 524.67K | SH | $31.50M 0.81% | 0.00 | 0.00 | 524.67K |
ISHARES TRSOLE | MSCI EAFE ETF | 332.83K | SH | $29.75M 0.77% | 0.00 | 0.00 | 332.83K |
Page 1 of 36
…