Filed: 5/8/2025ACC: 0001398344-25-008966
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 841 equity positions with a total reported market value of $2.98B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
841
Positions
$2.98B
Total AUM (reported)
34.16M
Total Shares
Allocation by class
COM$830.59M27.9%
PRTFLO S&P500 VL$227.00M7.6%
SHORT TERM TREAS$226.54M7.6%
PORTFOLIO S&P500$223.30M7.5%
TR UNIT$182.61M6.1%
0-3 MNTH TREASRY$170.29M5.7%
PRTFLO S&P500 GW$163.30M5.5%
Portfolio Concentration
Top 3$676.84M22.7%
4–10$919.84M30.9%
11–25$539.82M18.1%
Rest$843.28M28.3%
Top 3 weight
22.7%
Top 10 weight
53.6%
Voting Authority Distribution
Total shares with voting rights: 34.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
34.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole841
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings841
Rows:
SPDR SER TR
SOLEShares4.45M
TypeSH
Market value$227.00M
7.62%
Sole
0.00
Shared
0.00
None
4.45M
VANGUARD SCOTTSDALE FDS
SOLEShares3.86M
TypeSH
Market value$226.54M
7.60%
Sole
0.00
Shared
0.00
None
3.86M
SPDR SER TR
SOLEShares3.40M
TypeSH
Market value$223.30M
7.49%
Sole
0.00
Shared
0.00
None
3.40M
SPDR S&P 500 ETF TR
SOLEShares326.46K
TypeSH
Market value$182.61M
6.13%
Sole
0.00
Shared
0.00
None
326.46K
ISHARES TR
SOLEShares1.69M
TypeSH
Market value$170.29M
5.71%
Sole
0.00
Shared
0.00
None
1.69M
SPDR SER TR
SOLEShares2.03M
TypeSH
Market value$163.30M
5.48%
Sole
0.00
Shared
0.00
None
2.03M
APPLE INC
SOLEShares725.51K
TypeSH
Market value$161.16M
5.41%
Sole
0.00
Shared
0.00
None
725.51K
SPDR SER TR
SOLEShares1.33M
TypeSH
Market value$102.34M
3.43%
Sole
0.00
Shared
0.00
None
1.33M
SPDR SER TR
SOLEShares1.02M
TypeSH
Market value$81.19M
2.72%
Sole
0.00
Shared
0.00
None
1.02M
SPDR SER TR
SOLEShares751.82K
TypeSH
Market value$58.94M
1.98%
Sole
0.00
Shared
0.00
None
751.82K
VANGUARD INDEX FDS
SOLEShares111.13K
TypeSH
Market value$57.11M
1.92%
Sole
0.00
Shared
0.00
None
111.13K
MICROSOFT CORP
SOLEShares142.12K
TypeSH
Market value$53.35M
1.79%
Sole
0.00
Shared
0.00
None
142.12K
SPDR SER TR
SOLEShares639.12K
TypeSH
Market value$53.05M
1.78%
Sole
0.00
Shared
0.00
None
639.12K
NVIDIA CORPORATION
SOLEShares430.22K
TypeSH
Market value$46.65M
1.57%
Sole
0.00
Shared
0.00
None
430.22K
J P MORGAN EXCHANGE TRADED F
SOLEShares822.30K
TypeSH
Market value$41.81M
1.40%
Sole
0.00
Shared
0.00
None
822.30K
ISHARES TR
SOLEShares114.19K
TypeSH
Market value$41.23M
1.38%
Sole
0.00
Shared
0.00
None
114.19K
MONDELEZ INTL INC
SOLEShares546.36K
TypeSH
Market value$37.33M
1.25%
Sole
0.00
Shared
0.00
None
546.36K
PHILIP MORRIS INTL INC
SOLEShares206.63K
TypeSH
Market value$33.07M
1.11%
Sole
0.00
Shared
0.00
None
206.63K
AMAZON COM INC
SOLEShares148.04K
TypeSH
Market value$28.17M
0.95%
Sole
0.00
Shared
0.00
None
148.04K
ATI INC
SOLEShares540.53K
TypeSH
Market value$28.12M
0.94%
Sole
0.00
Shared
0.00
None
540.53K
ISHARES TR
SOLEShares340.32K
TypeSH
Market value$27.81M
0.93%
Sole
0.00
Shared
0.00
None
340.32K
FIRST TR EXCHNG TRADED FD VI
SOLEShares839.20K
TypeSH
Market value$24.92M
0.84%
Sole
0.00
Shared
0.00
None
839.20K
BERKSHIRE HATHAWAY INC DEL
SOLEShares42.81K
TypeSH
Market value$22.80M
0.77%
Sole
0.00
Shared
0.00
None
42.81K
ISHARES TR
SOLEShares72.61K
TypeSH
Market value$22.27M
0.75%
Sole
0.00
Shared
0.00
None
72.61K
ISHARES INC
SOLEShares409.93K
TypeSH
Market value$22.12M
0.74%
Sole
0.00
Shared
0.00
None
409.93K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 VL | 4.45M | SH | $227.00M 7.62% | 0.00 | 0.00 | 4.45M |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 3.86M | SH | $226.54M 7.60% | 0.00 | 0.00 | 3.86M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 3.40M | SH | $223.30M 7.49% | 0.00 | 0.00 | 3.40M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 326.46K | SH | $182.61M 6.13% | 0.00 | 0.00 | 326.46K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 1.69M | SH | $170.29M 5.71% | 0.00 | 0.00 | 1.69M |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 2.03M | SH | $163.30M 5.48% | 0.00 | 0.00 | 2.03M |
APPLE INCSOLE | COM | 725.51K | SH | $161.16M 5.41% | 0.00 | 0.00 | 725.51K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 1.33M | SH | $102.34M 3.43% | 0.00 | 0.00 | 1.33M |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 1.02M | SH | $81.19M 2.72% | 0.00 | 0.00 | 1.02M |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 751.82K | SH | $58.94M 1.98% | 0.00 | 0.00 | 751.82K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 111.13K | SH | $57.11M 1.92% | 0.00 | 0.00 | 111.13K |
MICROSOFT CORPSOLE | COM | 142.12K | SH | $53.35M 1.79% | 0.00 | 0.00 | 142.12K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 639.12K | SH | $53.05M 1.78% | 0.00 | 0.00 | 639.12K |
NVIDIA CORPORATIONSOLE | COM | 430.22K | SH | $46.65M 1.57% | 0.00 | 0.00 | 430.22K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 822.30K | SH | $41.81M 1.40% | 0.00 | 0.00 | 822.30K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 114.19K | SH | $41.23M 1.38% | 0.00 | 0.00 | 114.19K |
MONDELEZ INTL INCSOLE | CL A | 546.36K | SH | $37.33M 1.25% | 0.00 | 0.00 | 546.36K |
PHILIP MORRIS INTL INCSOLE | COM | 206.63K | SH | $33.07M 1.11% | 0.00 | 0.00 | 206.63K |
AMAZON COM INCSOLE | COM | 148.04K | SH | $28.17M 0.95% | 0.00 | 0.00 | 148.04K |
ATI INCSOLE | COM | 540.53K | SH | $28.12M 0.94% | 0.00 | 0.00 | 540.53K |
ISHARES TRSOLE | MSCI EAFE ETF | 340.32K | SH | $27.81M 0.93% | 0.00 | 0.00 | 340.32K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 839.20K | SH | $24.92M 0.84% | 0.00 | 0.00 | 839.20K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 42.81K | SH | $22.80M 0.77% | 0.00 | 0.00 | 42.81K |
ISHARES TRSOLE | RUS 1000 ETF | 72.61K | SH | $22.27M 0.75% | 0.00 | 0.00 | 72.61K |
ISHARES INCSOLE | CORE MSCI EMKT | 409.93K | SH | $22.12M 0.74% | 0.00 | 0.00 | 409.93K |
Page 1 of 34
…