Filed: 2/14/2025ACC: 0001214659-25-002767
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 593 equity positions with a total reported market value of $3.06B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
593
Positions
$3.06B
Total AUM (reported)
33.18M
Total Shares
Allocation by class
COM$884.56M28.9%
PRTFLO S&P500 VL$225.35M7.4%
PORTFOLIO S&P500$222.01M7.3%
SHORT TERM TREAS$210.14M6.9%
TR UNIT$202.88M6.6%
PRTFLO S&P500 GW$175.71M5.7%
0-3 MNTH TREASRY$170.16M5.6%
Portfolio Concentration
Top 3$657.50M21.5%
4–10$986.48M32.3%
11–25$557.30M18.2%
Rest$857.41M28.0%
Top 3 weight
21.5%
Top 10 weight
53.7%
Voting Authority Distribution
Total shares with voting rights: 33.18M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
33.18M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole593
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings593
Rows:
SPDR SER TR
SOLEShares4.41M
TypeSH
Market value$225.35M
7.37%
Sole
0.00
Shared
0.00
None
4.41M
SPDR SER TR
SOLEShares3.22M
TypeSH
Market value$222.01M
7.26%
Sole
0.00
Shared
0.00
None
3.22M
VANGUARD SCOTTSDALE FDS
SOLEShares3.61M
TypeSH
Market value$210.14M
6.87%
Sole
0.00
Shared
0.00
None
3.61M
SPDR S&P 500 ETF TR
SOLEShares346.16K
TypeSH
Market value$202.88M
6.63%
Sole
0.00
Shared
0.00
None
346.16K
APPLE INC
SOLEShares716.32K
TypeSH
Market value$179.38M
5.86%
Sole
0.00
Shared
0.00
None
716.32K
SPDR SER TR
SOLEShares2M
TypeSH
Market value$175.71M
5.74%
Sole
0.00
Shared
0.00
None
2M
ISHARES TR
SOLEShares1.70M
TypeSH
Market value$170.16M
5.56%
Sole
0.00
Shared
0.00
None
1.70M
SPDR SER TR
SOLEShares1.33M
TypeSH
Market value$106.67M
3.49%
Sole
0.00
Shared
0.00
None
1.33M
SPDR SER TR
SOLEShares998.45K
TypeSH
Market value$86.75M
2.84%
Sole
0.00
Shared
0.00
None
998.45K
NVIDIA CORPORATION
SOLEShares483.40K
TypeSH
Market value$64.92M
2.12%
Sole
0.00
Shared
0.00
None
483.40K
SPDR SER TR
SOLEShares739.82K
TypeSH
Market value$64.55M
2.11%
Sole
0.00
Shared
0.00
None
739.82K
VANGUARD INDEX FDS
SOLEShares112.54K
TypeSH
Market value$60.64M
1.98%
Sole
0.00
Shared
0.00
None
112.54K
MICROSOFT CORP
SOLEShares140.46K
TypeSH
Market value$59.20M
1.94%
Sole
0.00
Shared
0.00
None
140.46K
SPDR SER TR
SOLEShares631.28K
TypeSH
Market value$57.04M
1.86%
Sole
0.00
Shared
0.00
None
631.28K
ISHARES TR
SOLEShares120.23K
TypeSH
Market value$48.28M
1.58%
Sole
0.00
Shared
0.00
None
120.23K
J P MORGAN EXCHANGE TRADED F
SOLEShares687.06K
TypeSH
Market value$34.84M
1.14%
Sole
0.00
Shared
0.00
None
687.06K
MONDELEZ INTL INC
SOLEShares547.70K
TypeSH
Market value$32.71M
1.07%
Sole
0.00
Shared
0.00
None
547.70K
AMAZON COM INC
SOLEShares147.08K
TypeSH
Market value$32.27M
1.05%
Sole
0.00
Shared
0.00
None
147.08K
ISHARES TR
SOLEShares372.14K
TypeSH
Market value$28.14M
0.92%
Sole
0.00
Shared
0.00
None
372.14K
PHILIP MORRIS INTL INC
SOLEShares212.27K
TypeSH
Market value$25.55M
0.84%
Sole
0.00
Shared
0.00
None
212.27K
TESLA INC
SOLEShares59.66K
TypeSH
Market value$24.09M
0.79%
Sole
0.00
Shared
0.00
None
59.66K
ISHARES TR
SOLEShares74.14K
TypeSH
Market value$23.88M
0.78%
Sole
0.00
Shared
0.00
None
74.14K
FIRST TR EXCHNG TRADED FD VI
SOLEShares759.49K
TypeSH
Market value$23.14M
0.76%
Sole
0.00
Shared
0.00
None
759.49K
ALPHABET INC
SOLEShares120.97K
TypeSH
Market value$22.90M
0.75%
Sole
0.00
Shared
0.00
None
120.97K
ISHARES INC
SOLEShares384.26K
TypeSH
Market value$20.07M
0.66%
Sole
0.00
Shared
0.00
None
384.26K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PRTFLO S&P500 VL | 4.41M | SH | $225.35M 7.37% | 0.00 | 0.00 | 4.41M |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 3.22M | SH | $222.01M 7.26% | 0.00 | 0.00 | 3.22M |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 3.61M | SH | $210.14M 6.87% | 0.00 | 0.00 | 3.61M |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 346.16K | SH | $202.88M 6.63% | 0.00 | 0.00 | 346.16K |
APPLE INCSOLE | COM | 716.32K | SH | $179.38M 5.86% | 0.00 | 0.00 | 716.32K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 2M | SH | $175.71M 5.74% | 0.00 | 0.00 | 2M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 1.70M | SH | $170.16M 5.56% | 0.00 | 0.00 | 1.70M |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 1.33M | SH | $106.67M 3.49% | 0.00 | 0.00 | 1.33M |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 998.45K | SH | $86.75M 2.84% | 0.00 | 0.00 | 998.45K |
NVIDIA CORPORATIONSOLE | COM | 483.40K | SH | $64.92M 2.12% | 0.00 | 0.00 | 483.40K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 739.82K | SH | $64.55M 2.11% | 0.00 | 0.00 | 739.82K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 112.54K | SH | $60.64M 1.98% | 0.00 | 0.00 | 112.54K |
MICROSOFT CORPSOLE | COM | 140.46K | SH | $59.20M 1.94% | 0.00 | 0.00 | 140.46K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 631.28K | SH | $57.04M 1.86% | 0.00 | 0.00 | 631.28K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 120.23K | SH | $48.28M 1.58% | 0.00 | 0.00 | 120.23K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 687.06K | SH | $34.84M 1.14% | 0.00 | 0.00 | 687.06K |
MONDELEZ INTL INCSOLE | CL A | 547.70K | SH | $32.71M 1.07% | 0.00 | 0.00 | 547.70K |
AMAZON COM INCSOLE | COM | 147.08K | SH | $32.27M 1.05% | 0.00 | 0.00 | 147.08K |
ISHARES TRSOLE | MSCI EAFE ETF | 372.14K | SH | $28.14M 0.92% | 0.00 | 0.00 | 372.14K |
PHILIP MORRIS INTL INCSOLE | COM | 212.27K | SH | $25.55M 0.84% | 0.00 | 0.00 | 212.27K |
TESLA INCSOLE | COM | 59.66K | SH | $24.09M 0.79% | 0.00 | 0.00 | 59.66K |
ISHARES TRSOLE | RUS 1000 ETF | 74.14K | SH | $23.88M 0.78% | 0.00 | 0.00 | 74.14K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 759.49K | SH | $23.14M 0.76% | 0.00 | 0.00 | 759.49K |
ALPHABET INCSOLE | CAP STK CL A | 120.97K | SH | $22.90M 0.75% | 0.00 | 0.00 | 120.97K |
ISHARES INCSOLE | CORE MSCI EMKT | 384.26K | SH | $20.07M 0.66% | 0.00 | 0.00 | 384.26K |
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