Filed: 10/30/2024ACC: 0001214659-24-018112
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 368 equity positions with a total reported market value of $1.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
368
Positions
$1.13B
Total AUM (reported)
11.42M
Total Shares
Allocation by class
COM$353.57M31.2%
TR UNIT$169.66M15.0%
PRTFLO S&P500 VL$87.15M7.7%
0-3 MNTH TREASRY$69.22M6.1%
SHORT TERM TREAS$62.46M5.5%
PRTFLO S&P500 GW$58.67M5.2%
S&P 400 MDCP VAL$39.97M3.5%
Portfolio Concentration
Top 3$326.02M28.8%
4–10$310.21M27.4%
11–25$204.21M18.0%
Rest$291.14M25.7%
Top 3 weight
28.8%
Top 10 weight
56.2%
Voting Authority Distribution
Total shares with voting rights: 11.42M
Sole
Full voting authority
11.42M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole368
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings368
Rows:
SPDR S&P 500 ETF TR
SOLEShares295.69K
TypeSH
Market value$169.66M
14.99%
Sole
295.69K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.65M
TypeSH
Market value$87.15M
7.70%
Sole
1.65M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares687.23K
TypeSH
Market value$69.22M
6.12%
Sole
687.23K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares1.06M
TypeSH
Market value$62.46M
5.52%
Sole
1.06M
Shared
0.00
None
0.00
APPLE INC
SOLEShares254.80K
TypeSH
Market value$59.37M
5.25%
Sole
254.80K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares707.43K
TypeSH
Market value$58.67M
5.19%
Sole
707.43K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares503.07K
TypeSH
Market value$39.97M
3.53%
Sole
503.07K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares263.91K
TypeSH
Market value$32.05M
2.83%
Sole
263.91K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares349.25K
TypeSH
Market value$30.64M
2.71%
Sole
349.25K
Shared
0.00
None
0.00
ATI INC
SOLEShares404.09K
TypeSH
Market value$27.04M
2.39%
Sole
404.09K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares57.12K
TypeSH
Market value$24.58M
2.17%
Sole
57.12K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares63.73K
TypeSH
Market value$23.92M
2.11%
Sole
63.73K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares269.38K
TypeSH
Market value$23.39M
2.07%
Sole
269.38K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares227.47K
TypeSH
Market value$21.18M
1.87%
Sole
227.47K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares189.25K
TypeSH
Market value$15.83M
1.40%
Sole
189.25K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares208.36K
TypeSH
Market value$15.35M
1.36%
Sole
208.36K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares76.81K
TypeSH
Market value$11.97M
1.06%
Sole
76.81K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares51.85K
TypeSH
Market value$9.66M
0.85%
Sole
51.85K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares20.11K
TypeSH
Market value$9.45M
0.84%
Sole
20.11K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares53.98K
TypeSH
Market value$8.95M
0.79%
Sole
53.98K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares73.25K
TypeSH
Market value$8.89M
0.79%
Sole
73.25K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares30.97K
TypeSH
Market value$8.77M
0.77%
Sole
30.97K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares150.48K
TypeSH
Market value$7.67M
0.68%
Sole
150.48K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares15.90K
TypeSH
Market value$7.32M
0.65%
Sole
15.90K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares243.65K
TypeSH
Market value$7.28M
0.64%
Sole
243.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 295.69K | SH | $169.66M 14.99% | 295.69K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 1.65M | SH | $87.15M 7.70% | 1.65M | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 687.23K | SH | $69.22M 6.12% | 687.23K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 1.06M | SH | $62.46M 5.52% | 1.06M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 254.80K | SH | $59.37M 5.25% | 254.80K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 707.43K | SH | $58.67M 5.19% | 707.43K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 503.07K | SH | $39.97M 3.53% | 503.07K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 263.91K | SH | $32.05M 2.83% | 263.91K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 349.25K | SH | $30.64M 2.71% | 349.25K | 0.00 | 0.00 |
ATI INCSOLE | COM | 404.09K | SH | $27.04M 2.39% | 404.09K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 57.12K | SH | $24.58M 2.17% | 57.12K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 63.73K | SH | $23.92M 2.11% | 63.73K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 269.38K | SH | $23.39M 2.07% | 269.38K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 227.47K | SH | $21.18M 1.87% | 227.47K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 189.25K | SH | $15.83M 1.40% | 189.25K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 208.36K | SH | $15.35M 1.36% | 208.36K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 76.81K | SH | $11.97M 1.06% | 76.81K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 51.85K | SH | $9.66M 0.85% | 51.85K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 20.11K | SH | $9.45M 0.84% | 20.11K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 53.98K | SH | $8.95M 0.79% | 53.98K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 73.25K | SH | $8.89M 0.79% | 73.25K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 30.97K | SH | $8.77M 0.77% | 30.97K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 150.48K | SH | $7.67M 0.68% | 150.48K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 15.90K | SH | $7.32M 0.65% | 15.90K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 243.65K | SH | $7.28M 0.64% | 243.65K | 0.00 | 0.00 |
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