Filed: 8/6/2024ACC: 0001214659-24-013867
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 387 equity positions with a total reported market value of $1.12B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
387
Positions
$1.12B
Total AUM (reported)
10.72M
Total Shares
Allocation by class
COM$377.33M33.8%
TR UNIT$179.13M16.0%
PRTFLO S&P500 VL$85.03M7.6%
0-3 MNTH TREASRY$73.98M6.6%
PRTFLO S&P500 GW$61.06M5.5%
S&P 400 MDCP VAL$39.29M3.5%
CL A$34.85M3.1%
Portfolio Concentration
Top 3$338.14M30.3%
4–10$270.49M24.2%
11–25$203.34M18.2%
Rest$304.26M27.3%
Top 3 weight
30.3%
Top 10 weight
54.5%
Voting Authority Distribution
Total shares with voting rights: 10.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole387
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings387
Rows:
SPDR S&P 500 ETF TR
SOLEShares329.14K
TypeSH
Market value$179.13M
16.05%
Sole
0.00
Shared
0.00
None
329.14K
SPDR SER TR
SOLEShares1.74M
TypeSH
Market value$85.03M
7.62%
Sole
0.00
Shared
0.00
None
1.74M
ISHARES TR
SOLEShares734.61K
TypeSH
Market value$73.98M
6.63%
Sole
0.00
Shared
0.00
None
734.61K
SPDR SER TR
SOLEShares762.06K
TypeSH
Market value$61.06M
5.47%
Sole
0.00
Shared
0.00
None
762.06K
APPLE INC
SOLEShares288.86K
TypeSH
Market value$60.84M
5.45%
Sole
0.00
Shared
0.00
None
288.86K
SPDR SER TR
SOLEShares538.71K
TypeSH
Market value$39.29M
3.52%
Sole
0.00
Shared
0.00
None
538.71K
SPDR SER TR
SOLEShares372.42K
TypeSH
Market value$31.31M
2.80%
Sole
0.00
Shared
0.00
None
372.42K
MICROSOFT CORP
SOLEShares63.33K
TypeSH
Market value$28.30M
2.54%
Sole
0.00
Shared
0.00
None
63.33K
ISHARES TR
SOLEShares70.43K
TypeSH
Market value$25.67M
2.30%
Sole
0.00
Shared
0.00
None
70.43K
ATI INC
SOLEShares432.99K
TypeSH
Market value$24.01M
2.15%
Sole
0.00
Shared
0.00
None
432.99K
NVIDIA CORPORATION
SOLEShares189.40K
TypeSH
Market value$23.40M
2.10%
Sole
0.00
Shared
0.00
None
189.40K
SPDR SER TR
SOLEShares286.87K
TypeSH
Market value$22.47M
2.01%
Sole
0.00
Shared
0.00
None
286.87K
SPDR SER TR
SOLEShares242.84K
TypeSH
Market value$20.85M
1.87%
Sole
0.00
Shared
0.00
None
242.84K
TARGET CORP
SOLEShares118.29K
TypeSH
Market value$17.51M
1.57%
Sole
0.00
Shared
0.00
None
118.29K
MONDELEZ INTL INC
SOLEShares242.15K
TypeSH
Market value$15.85M
1.42%
Sole
0.00
Shared
0.00
None
242.15K
ISHARES TR
SOLEShares199.53K
TypeSH
Market value$15.63M
1.40%
Sole
0.00
Shared
0.00
None
199.53K
SPDR SER TR
SOLEShares160.88K
TypeSH
Market value$14.64M
1.31%
Sole
0.00
Shared
0.00
None
160.88K
AMAZON COM INC
SOLEShares70.01K
TypeSH
Market value$13.53M
1.21%
Sole
0.00
Shared
0.00
None
70.01K
ALPHABET INC
SOLEShares61.24K
TypeSH
Market value$11.15M
1.00%
Sole
0.00
Shared
0.00
None
61.24K
PHILIP MORRIS INTL INC
SOLEShares85.81K
TypeSH
Market value$8.70M
0.78%
Sole
0.00
Shared
0.00
None
85.81K
AMERIPRISE FINL INC
SOLEShares19.97K
TypeSH
Market value$8.53M
0.76%
Sole
0.00
Shared
0.00
None
19.97K
VANGUARD INDEX FDS
SOLEShares31.07K
TypeSH
Market value$8.31M
0.74%
Sole
0.00
Shared
0.00
None
31.07K
META PLATFORMS INC
SOLEShares15.69K
TypeSH
Market value$7.91M
0.71%
Sole
0.00
Shared
0.00
None
15.69K
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.44K
TypeSH
Market value$7.50M
0.67%
Sole
0.00
Shared
0.00
None
18.44K
FIRST TR EXCHNG TRADED FD VI
SOLEShares254.72K
TypeSH
Market value$7.37M
0.66%
Sole
0.00
Shared
0.00
None
254.72K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 329.14K | SH | $179.13M 16.05% | 0.00 | 0.00 | 329.14K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 1.74M | SH | $85.03M 7.62% | 0.00 | 0.00 | 1.74M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 734.61K | SH | $73.98M 6.63% | 0.00 | 0.00 | 734.61K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 762.06K | SH | $61.06M 5.47% | 0.00 | 0.00 | 762.06K |
APPLE INCSOLE | COM | 288.86K | SH | $60.84M 5.45% | 0.00 | 0.00 | 288.86K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 538.71K | SH | $39.29M 3.52% | 0.00 | 0.00 | 538.71K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 372.42K | SH | $31.31M 2.80% | 0.00 | 0.00 | 372.42K |
MICROSOFT CORPSOLE | COM | 63.33K | SH | $28.30M 2.54% | 0.00 | 0.00 | 63.33K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 70.43K | SH | $25.67M 2.30% | 0.00 | 0.00 | 70.43K |
ATI INCSOLE | COM | 432.99K | SH | $24.01M 2.15% | 0.00 | 0.00 | 432.99K |
NVIDIA CORPORATIONSOLE | COM | 189.40K | SH | $23.40M 2.10% | 0.00 | 0.00 | 189.40K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 286.87K | SH | $22.47M 2.01% | 0.00 | 0.00 | 286.87K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 242.84K | SH | $20.85M 1.87% | 0.00 | 0.00 | 242.84K |
TARGET CORPSOLE | COM | 118.29K | SH | $17.51M 1.57% | 0.00 | 0.00 | 118.29K |
MONDELEZ INTL INCSOLE | CL A | 242.15K | SH | $15.85M 1.42% | 0.00 | 0.00 | 242.15K |
ISHARES TRSOLE | MSCI EAFE ETF | 199.53K | SH | $15.63M 1.40% | 0.00 | 0.00 | 199.53K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 160.88K | SH | $14.64M 1.31% | 0.00 | 0.00 | 160.88K |
AMAZON COM INCSOLE | COM | 70.01K | SH | $13.53M 1.21% | 0.00 | 0.00 | 70.01K |
ALPHABET INCSOLE | CAP STK CL A | 61.24K | SH | $11.15M 1.00% | 0.00 | 0.00 | 61.24K |
PHILIP MORRIS INTL INCSOLE | COM | 85.81K | SH | $8.70M 0.78% | 0.00 | 0.00 | 85.81K |
AMERIPRISE FINL INCSOLE | COM | 19.97K | SH | $8.53M 0.76% | 0.00 | 0.00 | 19.97K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 31.07K | SH | $8.31M 0.74% | 0.00 | 0.00 | 31.07K |
META PLATFORMS INCSOLE | CL A | 15.69K | SH | $7.91M 0.71% | 0.00 | 0.00 | 15.69K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.44K | SH | $7.50M 0.67% | 0.00 | 0.00 | 18.44K |
FIRST TR EXCHNG TRADED FD VISOLE | FT VEST LADDERED | 254.72K | SH | $7.37M 0.66% | 0.00 | 0.00 | 254.72K |
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