Filed: 5/7/2024ACC: 0001214659-24-008556
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 411 equity positions with a total reported market value of $1.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
411
Positions
$1.18B
Total AUM (reported)
11.25M
Total Shares
Allocation by class
COM$396.74M33.6%
TR UNIT$187.30M15.8%
PRTFLO S&P500 VL$97.51M8.3%
0-3 MNTH TREASRY$81.27M6.9%
PRTFLO S&P500 GW$60.80M5.1%
S&P 400 MDCP VAL$45.52M3.9%
CL A$38.40M3.2%
Portfolio Concentration
Top 3$366.08M31.0%
4–10$276.82M23.4%
11–25$202.75M17.2%
Rest$336.14M28.4%
Top 3 weight
31.0%
Top 10 weight
54.4%
Voting Authority Distribution
Total shares with voting rights: 11.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole411
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings411
Rows:
SPDR S&P 500 ETF TR
SOLEShares358.07K
TypeSH
Market value$187.30M
15.85%
Sole
0.00
Shared
0.00
None
358.07K
SPDR SER TR
SOLEShares1.95M
TypeSH
Market value$97.51M
8.25%
Sole
0.00
Shared
0.00
None
1.95M
ISHARES TR
SOLEShares806.92K
TypeSH
Market value$81.27M
6.88%
Sole
0.00
Shared
0.00
None
806.92K
SPDR SER TR
SOLEShares831.15K
TypeSH
Market value$60.80M
5.14%
Sole
0.00
Shared
0.00
None
831.15K
APPLE INC
SOLEShares303.14K
TypeSH
Market value$51.98M
4.40%
Sole
0.00
Shared
0.00
None
303.14K
SPDR SER TR
SOLEShares598.99K
TypeSH
Market value$45.52M
3.85%
Sole
0.00
Shared
0.00
None
598.99K
SPDR SER TR
SOLEShares410.60K
TypeSH
Market value$35.84M
3.03%
Sole
0.00
Shared
0.00
None
410.60K
MICROSOFT CORP
SOLEShares69.31K
TypeSH
Market value$29.16M
2.47%
Sole
0.00
Shared
0.00
None
69.31K
SPDR SER TR
SOLEShares339.39K
TypeSH
Market value$28.16M
2.38%
Sole
0.00
Shared
0.00
None
339.39K
ISHARES TR
SOLEShares75.24K
TypeSH
Market value$25.36M
2.15%
Sole
0.00
Shared
0.00
None
75.24K
SPDR SER TR
SOLEShares277.77K
TypeSH
Market value$24.23M
2.05%
Sole
0.00
Shared
0.00
None
277.77K
ATI INC
SOLEShares433.13K
TypeSH
Market value$22.16M
1.88%
Sole
0.00
Shared
0.00
None
433.13K
NVIDIA CORPORATION
SOLEShares20.75K
TypeSH
Market value$18.74M
1.59%
Sole
0.00
Shared
0.00
None
20.75K
MONDELEZ INTL INC
SOLEShares264.28K
TypeSH
Market value$18.50M
1.57%
Sole
0.00
Shared
0.00
None
264.28K
ISHARES TR
SOLEShares222.37K
TypeSH
Market value$17.76M
1.50%
Sole
0.00
Shared
0.00
None
222.37K
TARGET CORP
SOLEShares99.90K
TypeSH
Market value$17.70M
1.50%
Sole
0.00
Shared
0.00
None
99.90K
AMAZON COM INC
SOLEShares76.44K
TypeSH
Market value$13.79M
1.17%
Sole
0.00
Shared
0.00
None
76.44K
ALPHABET INC
SOLEShares67.86K
TypeSH
Market value$10.24M
0.87%
Sole
0.00
Shared
0.00
None
67.86K
KRAFT HEINZ CO
SOLEShares260.18K
TypeSH
Market value$9.60M
0.81%
Sole
0.00
Shared
0.00
None
260.18K
AMERIPRISE FINL INC
SOLEShares20.53K
TypeSH
Market value$9.00M
0.76%
Sole
0.00
Shared
0.00
None
20.53K
VANGUARD INDEX FDS
SOLEShares33K
TypeSH
Market value$8.58M
0.73%
Sole
0.00
Shared
0.00
None
33K
META PLATFORMS INC
SOLEShares17.31K
TypeSH
Market value$8.41M
0.71%
Sole
0.00
Shared
0.00
None
17.31K
PHILIP MORRIS INTL INC
SOLEShares91.33K
TypeSH
Market value$8.37M
0.71%
Sole
0.00
Shared
0.00
None
91.33K
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.88K
TypeSH
Market value$7.94M
0.67%
Sole
0.00
Shared
0.00
None
18.88K
JPMORGAN CHASE & CO
SOLEShares38.56K
TypeSH
Market value$7.72M
0.65%
Sole
0.00
Shared
0.00
None
38.56K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 358.07K | SH | $187.30M 15.85% | 0.00 | 0.00 | 358.07K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 1.95M | SH | $97.51M 8.25% | 0.00 | 0.00 | 1.95M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 806.92K | SH | $81.27M 6.88% | 0.00 | 0.00 | 806.92K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 831.15K | SH | $60.80M 5.14% | 0.00 | 0.00 | 831.15K |
APPLE INCSOLE | COM | 303.14K | SH | $51.98M 4.40% | 0.00 | 0.00 | 303.14K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 598.99K | SH | $45.52M 3.85% | 0.00 | 0.00 | 598.99K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 410.60K | SH | $35.84M 3.03% | 0.00 | 0.00 | 410.60K |
MICROSOFT CORPSOLE | COM | 69.31K | SH | $29.16M 2.47% | 0.00 | 0.00 | 69.31K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 339.39K | SH | $28.16M 2.38% | 0.00 | 0.00 | 339.39K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 75.24K | SH | $25.36M 2.15% | 0.00 | 0.00 | 75.24K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 277.77K | SH | $24.23M 2.05% | 0.00 | 0.00 | 277.77K |
ATI INCSOLE | COM | 433.13K | SH | $22.16M 1.88% | 0.00 | 0.00 | 433.13K |
NVIDIA CORPORATIONSOLE | COM | 20.75K | SH | $18.74M 1.59% | 0.00 | 0.00 | 20.75K |
MONDELEZ INTL INCSOLE | CL A | 264.28K | SH | $18.50M 1.57% | 0.00 | 0.00 | 264.28K |
ISHARES TRSOLE | MSCI EAFE ETF | 222.37K | SH | $17.76M 1.50% | 0.00 | 0.00 | 222.37K |
TARGET CORPSOLE | COM | 99.90K | SH | $17.70M 1.50% | 0.00 | 0.00 | 99.90K |
AMAZON COM INCSOLE | COM | 76.44K | SH | $13.79M 1.17% | 0.00 | 0.00 | 76.44K |
ALPHABET INCSOLE | CAP STK CL A | 67.86K | SH | $10.24M 0.87% | 0.00 | 0.00 | 67.86K |
KRAFT HEINZ COSOLE | COM | 260.18K | SH | $9.60M 0.81% | 0.00 | 0.00 | 260.18K |
AMERIPRISE FINL INCSOLE | COM | 20.53K | SH | $9.00M 0.76% | 0.00 | 0.00 | 20.53K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 33K | SH | $8.58M 0.73% | 0.00 | 0.00 | 33K |
META PLATFORMS INCSOLE | CL A | 17.31K | SH | $8.41M 0.71% | 0.00 | 0.00 | 17.31K |
PHILIP MORRIS INTL INCSOLE | COM | 91.33K | SH | $8.37M 0.71% | 0.00 | 0.00 | 91.33K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.88K | SH | $7.94M 0.67% | 0.00 | 0.00 | 18.88K |
JPMORGAN CHASE & COSOLE | COM | 38.56K | SH | $7.72M 0.65% | 0.00 | 0.00 | 38.56K |
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