Filed: 2/8/2024ACC: 0001214659-24-002180
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 387 equity positions with a total reported market value of $1.07B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
387
Positions
$1.07B
Total AUM (reported)
10.90M
Total Shares
Allocation by class
COM$330.18M30.8%
TR UNIT$170.23M15.9%
PRTFLO S&P500 VL$91.90M8.6%
0-3 MNTH TREASRY$82.09M7.7%
PRTFLO S&P500 GW$56.41M5.3%
S&P 400 MDCP VAL$44.94M4.2%
CL A$34.78M3.2%
Portfolio Concentration
Top 3$344.22M32.1%
4–10$268.77M25.1%
11–25$169.05M15.8%
Rest$289.64M27.0%
Top 3 weight
32.1%
Top 10 weight
57.2%
Voting Authority Distribution
Total shares with voting rights: 10.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole387
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings387
Rows:
SPDR S&P 500 ETF TR
SOLEShares358.14K
TypeSH
Market value$170.23M
15.88%
Sole
0.00
Shared
0.00
None
358.14K
SPDR SER TR
SOLEShares1.97M
TypeSH
Market value$91.90M
8.58%
Sole
0.00
Shared
0.00
None
1.97M
ISHARES TR
SOLEShares818.73K
TypeSH
Market value$82.09M
7.66%
Sole
0.00
Shared
0.00
None
818.73K
APPLE INC
SOLEShares297.64K
TypeSH
Market value$57.30M
5.35%
Sole
0.00
Shared
0.00
None
297.64K
SPDR SER TR
SOLEShares867.09K
TypeSH
Market value$56.41M
5.26%
Sole
0.00
Shared
0.00
None
867.09K
SPDR SER TR
SOLEShares612.40K
TypeSH
Market value$44.94M
4.19%
Sole
0.00
Shared
0.00
None
612.40K
SPDR SER TR
SOLEShares416.24K
TypeSH
Market value$31.50M
2.94%
Sole
0.00
Shared
0.00
None
416.24K
SPDR SER TR
SOLEShares359.04K
TypeSH
Market value$29.91M
2.79%
Sole
0.00
Shared
0.00
None
359.04K
SPDR SER TR
SOLEShares292.44K
TypeSH
Market value$24.46M
2.28%
Sole
0.00
Shared
0.00
None
292.44K
ISHARES TR
SOLEShares79.98K
TypeSH
Market value$24.25M
2.26%
Sole
0.00
Shared
0.00
None
79.98K
MICROSOFT CORP
SOLEShares62.47K
TypeSH
Market value$23.49M
2.19%
Sole
0.00
Shared
0.00
None
62.47K
MONDELEZ INTL INC
SOLEShares273.54K
TypeSH
Market value$19.81M
1.85%
Sole
0.00
Shared
0.00
None
273.54K
TARGET CORP
SOLEShares123.87K
TypeSH
Market value$17.64M
1.65%
Sole
0.00
Shared
0.00
None
123.87K
ISHARES TR
SOLEShares230.44K
TypeSH
Market value$17.36M
1.62%
Sole
0.00
Shared
0.00
None
230.44K
AMAZON COM INC
SOLEShares69.48K
TypeSH
Market value$10.56M
0.99%
Sole
0.00
Shared
0.00
None
69.48K
PHILIP MORRIS INTL INC
SOLEShares107.59K
TypeSH
Market value$10.12M
0.94%
Sole
0.00
Shared
0.00
None
107.59K
NVIDIA CORPORATION
SOLEShares19.84K
TypeSH
Market value$9.83M
0.92%
Sole
0.00
Shared
0.00
None
19.84K
KRAFT HEINZ CO
SOLEShares264.51K
TypeSH
Market value$9.78M
0.91%
Sole
0.00
Shared
0.00
None
264.51K
ALPHABET INC
SOLEShares65.42K
TypeSH
Market value$9.14M
0.85%
Sole
0.00
Shared
0.00
None
65.42K
ATI INC
SOLEShares198.74K
TypeSH
Market value$9.04M
0.84%
Sole
0.00
Shared
0.00
None
198.74K
FIRST TR EXCHNG TRADED FD VI
SOLEShares264.29K
TypeSH
Market value$7.02M
0.66%
Sole
0.00
Shared
0.00
None
264.29K
ISHARES TR
SOLEShares13.35K
TypeSH
Market value$6.38M
0.60%
Sole
0.00
Shared
0.00
None
13.35K
VANGUARD INDEX FDS
SOLEShares26.60K
TypeSH
Market value$6.31M
0.59%
Sole
0.00
Shared
0.00
None
26.60K
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.64K
TypeSH
Market value$6.29M
0.59%
Sole
0.00
Shared
0.00
None
17.64K
ISHARES TR
SOLEShares60.13K
TypeSH
Market value$6.28M
0.59%
Sole
0.00
Shared
0.00
None
60.13K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 358.14K | SH | $170.23M 15.88% | 0.00 | 0.00 | 358.14K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 1.97M | SH | $91.90M 8.58% | 0.00 | 0.00 | 1.97M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 818.73K | SH | $82.09M 7.66% | 0.00 | 0.00 | 818.73K |
APPLE INCSOLE | COM | 297.64K | SH | $57.30M 5.35% | 0.00 | 0.00 | 297.64K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 867.09K | SH | $56.41M 5.26% | 0.00 | 0.00 | 867.09K |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 612.40K | SH | $44.94M 4.19% | 0.00 | 0.00 | 612.40K |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 416.24K | SH | $31.50M 2.94% | 0.00 | 0.00 | 416.24K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 359.04K | SH | $29.91M 2.79% | 0.00 | 0.00 | 359.04K |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 292.44K | SH | $24.46M 2.28% | 0.00 | 0.00 | 292.44K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 79.98K | SH | $24.25M 2.26% | 0.00 | 0.00 | 79.98K |
MICROSOFT CORPSOLE | COM | 62.47K | SH | $23.49M 2.19% | 0.00 | 0.00 | 62.47K |
MONDELEZ INTL INCSOLE | CL A | 273.54K | SH | $19.81M 1.85% | 0.00 | 0.00 | 273.54K |
TARGET CORPSOLE | COM | 123.87K | SH | $17.64M 1.65% | 0.00 | 0.00 | 123.87K |
ISHARES TRSOLE | MSCI EAFE ETF | 230.44K | SH | $17.36M 1.62% | 0.00 | 0.00 | 230.44K |
AMAZON COM INCSOLE | COM | 69.48K | SH | $10.56M 0.99% | 0.00 | 0.00 | 69.48K |
PHILIP MORRIS INTL INCSOLE | COM | 107.59K | SH | $10.12M 0.94% | 0.00 | 0.00 | 107.59K |
NVIDIA CORPORATIONSOLE | COM | 19.84K | SH | $9.83M 0.92% | 0.00 | 0.00 | 19.84K |
KRAFT HEINZ COSOLE | COM | 264.51K | SH | $9.78M 0.91% | 0.00 | 0.00 | 264.51K |
ALPHABET INCSOLE | CAP STK CL A | 65.42K | SH | $9.14M 0.85% | 0.00 | 0.00 | 65.42K |
ATI INCSOLE | COM | 198.74K | SH | $9.04M 0.84% | 0.00 | 0.00 | 198.74K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 264.29K | SH | $7.02M 0.66% | 0.00 | 0.00 | 264.29K |
ISHARES TRSOLE | CORE S&P500 ETF | 13.35K | SH | $6.38M 0.60% | 0.00 | 0.00 | 13.35K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 26.60K | SH | $6.31M 0.59% | 0.00 | 0.00 | 26.60K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.64K | SH | $6.29M 0.59% | 0.00 | 0.00 | 17.64K |
ISHARES TRSOLE | RUS MD CP GR ETF | 60.13K | SH | $6.28M 0.59% | 0.00 | 0.00 | 60.13K |
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