Filed: 10/24/2023ACC: 0001214659-23-013842
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 354 equity positions with a total reported market value of $958.58M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
354
Positions
$958.58M
Total AUM (reported)
11.01M
Total Shares
Allocation by class
COM$292.34M30.5%
TR UNIT$159.23M16.6%
PRTFLO S&P500 VL$85.48M8.9%
0-3 MNTH TREASRY$55.05M5.7%
PRTFLO S&P500 GW$54.00M5.6%
S&P 400 MDCP VAL$40.89M4.3%
CL A$31.98M3.3%
Portfolio Concentration
Top 3$299.76M31.3%
4–10$249.85M26.1%
11–25$157.70M16.5%
Rest$251.27M26.2%
Top 3 weight
31.3%
Top 10 weight
57.3%
Voting Authority Distribution
Total shares with voting rights: 11.01M
Sole
Full voting authority
11.01M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole354
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings354
Rows:
SPDR S&P 500 ETF TR
SOLEShares372.48K
TypeSH
Market value$159.23M
16.61%
Sole
372.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.07M
TypeSH
Market value$85.48M
8.92%
Sole
2.07M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares546.87K
TypeSH
Market value$55.05M
5.74%
Sole
546.87K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares910.92K
TypeSH
Market value$54.00M
5.63%
Sole
910.92K
Shared
0.00
None
0.00
APPLE INC
SOLEShares300.78K
TypeSH
Market value$51.50M
5.37%
Sole
300.78K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares630.47K
TypeSH
Market value$40.89M
4.27%
Sole
630.47K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares427.89K
TypeSH
Market value$29.58M
3.09%
Sole
427.89K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares387.29K
TypeSH
Market value$28.03M
2.92%
Sole
387.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares87.25K
TypeSH
Market value$23.21M
2.42%
Sole
87.25K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares309.04K
TypeSH
Market value$22.64M
2.36%
Sole
309.04K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares286.71K
TypeSH
Market value$19.90M
2.08%
Sole
286.71K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares58.02K
TypeSH
Market value$18.32M
1.91%
Sole
58.02K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares242.80K
TypeSH
Market value$16.73M
1.75%
Sole
242.80K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares128.75K
TypeSH
Market value$14.24M
1.49%
Sole
128.75K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares123.73K
TypeSH
Market value$11.46M
1.20%
Sole
123.73K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares30.82K
TypeSH
Market value$10.16M
1.06%
Sole
30.82K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares64.85K
TypeSH
Market value$8.24M
0.86%
Sole
64.85K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares243.60K
TypeSH
Market value$8.19M
0.85%
Sole
243.60K
Shared
0.00
None
0.00
ATI INC
SOLEShares198.74K
TypeSH
Market value$8.18M
0.85%
Sole
198.74K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares60.57K
TypeSH
Market value$7.93M
0.83%
Sole
60.57K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares149.32K
TypeSH
Market value$7.56M
0.79%
Sole
149.32K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares165.90K
TypeSH
Market value$6.98M
0.73%
Sole
165.90K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares15.31K
TypeSH
Market value$6.66M
0.69%
Sole
15.31K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares271.83K
TypeSH
Market value$6.66M
0.69%
Sole
271.83K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares18.57K
TypeSH
Market value$6.50M
0.68%
Sole
18.57K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 372.48K | SH | $159.23M 16.61% | 372.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 2.07M | SH | $85.48M 8.92% | 2.07M | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 546.87K | SH | $55.05M 5.74% | 546.87K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 910.92K | SH | $54.00M 5.63% | 910.92K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 300.78K | SH | $51.50M 5.37% | 300.78K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 630.47K | SH | $40.89M 4.27% | 630.47K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 427.89K | SH | $29.58M 3.09% | 427.89K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 387.29K | SH | $28.03M 2.92% | 387.29K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 87.25K | SH | $23.21M 2.42% | 87.25K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 309.04K | SH | $22.64M 2.36% | 309.04K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 286.71K | SH | $19.90M 2.08% | 286.71K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 58.02K | SH | $18.32M 1.91% | 58.02K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 242.80K | SH | $16.73M 1.75% | 242.80K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 128.75K | SH | $14.24M 1.49% | 128.75K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 123.73K | SH | $11.46M 1.20% | 123.73K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 30.82K | SH | $10.16M 1.06% | 30.82K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 64.85K | SH | $8.24M 0.86% | 64.85K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 243.60K | SH | $8.19M 0.85% | 243.60K | 0.00 | 0.00 |
ATI INCSOLE | COM | 198.74K | SH | $8.18M 0.85% | 198.74K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 60.57K | SH | $7.93M 0.83% | 60.57K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 149.32K | SH | $7.56M 0.79% | 149.32K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 165.90K | SH | $6.98M 0.73% | 165.90K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 15.31K | SH | $6.66M 0.69% | 15.31K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 271.83K | SH | $6.66M 0.69% | 271.83K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 18.57K | SH | $6.50M 0.68% | 18.57K | 0.00 | 0.00 |
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