Filed: 8/2/2023ACC: 0001214659-23-010626
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 313 equity positions with a total reported market value of $913.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
313
Positions
$913.12M
Total AUM (reported)
9.94M
Total Shares
Allocation by class
COM$277.87M30.4%
TR UNIT$164.91M18.1%
PRTFLO S&P500 VL$88.98M9.7%
PRTFLO S&P500 GW$54.37M6.0%
S&P 400 MDCP VAL$42.77M4.7%
0-3 MNTH TREASRY$32.62M3.6%
S&P 600 SMCP VAL$30.34M3.3%
Portfolio Concentration
Top 3$309.33M33.9%
4–10$239.00M26.2%
11–25$155.94M17.1%
Rest$208.85M22.9%
Top 3 weight
33.9%
Top 10 weight
60.1%
Voting Authority Distribution
Total shares with voting rights: 9.94M
Sole
Full voting authority
9.94M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole313
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings313
Rows:
SPDR S&P 500 ETF TR
SOLEShares372.03K
TypeSH
Market value$164.91M
18.06%
Sole
372.03K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.06M
TypeSH
Market value$88.98M
9.75%
Sole
2.06M
Shared
0.00
None
0.00
APPLE INC
SOLEShares285.80K
TypeSH
Market value$55.44M
6.07%
Sole
285.80K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares891.24K
TypeSH
Market value$54.37M
5.95%
Sole
891.24K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares621.79K
TypeSH
Market value$42.77M
4.68%
Sole
621.79K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares324.12K
TypeSH
Market value$32.62M
3.57%
Sole
324.12K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares393.07K
TypeSH
Market value$30.34M
3.32%
Sole
393.07K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares417.42K
TypeSH
Market value$29.91M
3.28%
Sole
417.42K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares89.29K
TypeSH
Market value$24.57M
2.69%
Sole
89.29K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares317.31K
TypeSH
Market value$24.42M
2.67%
Sole
317.31K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares281.32K
TypeSH
Market value$20.52M
2.25%
Sole
281.32K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares247.76K
TypeSH
Market value$17.96M
1.97%
Sole
247.76K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares49.24K
TypeSH
Market value$16.77M
1.84%
Sole
49.24K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares126.16K
TypeSH
Market value$16.64M
1.82%
Sole
126.16K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares115.96K
TypeSH
Market value$11.32M
1.24%
Sole
115.96K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares29.85K
TypeSH
Market value$9.91M
1.09%
Sole
29.85K
Shared
0.00
None
0.00
ATI INC
SOLEShares198.74K
TypeSH
Market value$8.79M
0.96%
Sole
198.74K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares242.86K
TypeSH
Market value$8.62M
0.94%
Sole
242.86K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares55.46K
TypeSH
Market value$7.23M
0.79%
Sole
55.46K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares268.29K
TypeSH
Market value$6.72M
0.74%
Sole
268.29K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares144.81K
TypeSH
Market value$6.56M
0.72%
Sole
144.81K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares53.87K
TypeSH
Market value$6.45M
0.71%
Sole
53.87K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares64.96K
TypeSH
Market value$6.28M
0.69%
Sole
64.96K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares27.72K
TypeSH
Market value$6.11M
0.67%
Sole
27.72K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares14.32K
TypeSH
Market value$6.06M
0.66%
Sole
14.32K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 372.03K | SH | $164.91M 18.06% | 372.03K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 2.06M | SH | $88.98M 9.75% | 2.06M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 285.80K | SH | $55.44M 6.07% | 285.80K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 891.24K | SH | $54.37M 5.95% | 891.24K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 621.79K | SH | $42.77M 4.68% | 621.79K | 0.00 | 0.00 |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 324.12K | SH | $32.62M 3.57% | 324.12K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 393.07K | SH | $30.34M 3.32% | 393.07K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 417.42K | SH | $29.91M 3.28% | 417.42K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 89.29K | SH | $24.57M 2.69% | 89.29K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 317.31K | SH | $24.42M 2.67% | 317.31K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 281.32K | SH | $20.52M 2.25% | 281.32K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 247.76K | SH | $17.96M 1.97% | 247.76K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 49.24K | SH | $16.77M 1.84% | 49.24K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 126.16K | SH | $16.64M 1.82% | 126.16K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 115.96K | SH | $11.32M 1.24% | 115.96K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 29.85K | SH | $9.91M 1.09% | 29.85K | 0.00 | 0.00 |
ATI INCSOLE | COM | 198.74K | SH | $8.79M 0.96% | 198.74K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 242.86K | SH | $8.62M 0.94% | 242.86K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 55.46K | SH | $7.23M 0.79% | 55.46K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 268.29K | SH | $6.72M 0.74% | 268.29K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 144.81K | SH | $6.56M 0.72% | 144.81K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 53.87K | SH | $6.45M 0.71% | 53.87K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MD CP GR ETF | 64.96K | SH | $6.28M 0.69% | 64.96K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 27.72K | SH | $6.11M 0.67% | 27.72K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 14.32K | SH | $6.06M 0.66% | 14.32K | 0.00 | 0.00 |
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