Filed: 5/4/2023ACC: 0001214659-23-006471
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 327 equity positions with a total reported market value of $939.40M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
327
Positions
$939.40M
Total AUM (reported)
11.18M
Total Shares
Allocation by class
COM$287.90M30.6%
TR UNIT$171.80M18.3%
PRTFLO S&P500 VL$91.53M9.7%
PRTFLO S&P500 GW$56.31M6.0%
S&P 400 MDCP VAL$45.03M4.8%
CL A$41.49M4.4%
S&P 600 SMCP VAL$34.55M3.7%
Portfolio Concentration
Top 3$327.33M34.8%
4–10$251.65M26.8%
11–25$141.46M15.1%
Rest$218.97M23.3%
Top 3 weight
34.8%
Top 10 weight
61.6%
Voting Authority Distribution
Total shares with voting rights: 11.18M
Sole
Full voting authority
11.18M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole327
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings327
Rows:
SPDR S&P 500 ETF TR
SOLEShares419.66K
TypeSH
Market value$171.80M
18.29%
Sole
419.66K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.25M
TypeSH
Market value$91.53M
9.74%
Sole
2.25M
Shared
0.00
None
0.00
APPLE INC
SOLEShares388.06K
TypeSH
Market value$63.99M
6.81%
Sole
388.06K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.02M
TypeSH
Market value$56.31M
5.99%
Sole
1.02M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares681.48K
TypeSH
Market value$45.03M
4.79%
Sole
681.48K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares453.49K
TypeSH
Market value$34.55M
3.68%
Sole
453.49K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares468.84K
TypeSH
Market value$32.69M
3.48%
Sole
468.84K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares470.82K
TypeSH
Market value$32.22M
3.43%
Sole
470.82K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares369.19K
TypeSH
Market value$27.23M
2.90%
Sole
369.19K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares96.67K
TypeSH
Market value$23.62M
2.51%
Sole
96.67K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares317.49K
TypeSH
Market value$22.71M
2.42%
Sole
317.49K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares98.56K
TypeSH
Market value$16.32M
1.74%
Sole
98.56K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares53.50K
TypeSH
Market value$15.42M
1.64%
Sole
53.50K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares139.75K
TypeSH
Market value$13.59M
1.45%
Sole
139.75K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares29.93K
TypeSH
Market value$9.17M
0.98%
Sole
29.93K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares338.14K
TypeSH
Market value$7.94M
0.84%
Sole
338.14K
Shared
0.00
None
0.00
ATI INC
SOLEShares198.74K
TypeSH
Market value$7.84M
0.83%
Sole
198.74K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares64.44K
TypeSH
Market value$6.66M
0.71%
Sole
64.44K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares32.59K
TypeSH
Market value$6.65M
0.71%
Sole
32.59K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares71.42K
TypeSH
Market value$6.50M
0.69%
Sole
71.42K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares160.22K
TypeSH
Market value$6.20M
0.66%
Sole
160.22K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares137.58K
TypeSH
Market value$6.14M
0.65%
Sole
137.58K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares56.98K
TypeSH
Market value$5.91M
0.63%
Sole
56.98K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.36K
TypeSH
Market value$5.36M
0.57%
Sole
17.36K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares18.16K
TypeSH
Market value$5.05M
0.54%
Sole
18.16K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 419.66K | SH | $171.80M 18.29% | 419.66K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 2.25M | SH | $91.53M 9.74% | 2.25M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 388.06K | SH | $63.99M 6.81% | 388.06K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.02M | SH | $56.31M 5.99% | 1.02M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 681.48K | SH | $45.03M 4.79% | 681.48K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 453.49K | SH | $34.55M 3.68% | 453.49K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 468.84K | SH | $32.69M 3.48% | 468.84K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 470.82K | SH | $32.22M 3.43% | 470.82K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 369.19K | SH | $27.23M 2.90% | 369.19K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 96.67K | SH | $23.62M 2.51% | 96.67K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 317.49K | SH | $22.71M 2.42% | 317.49K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 98.56K | SH | $16.32M 1.74% | 98.56K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 53.50K | SH | $15.42M 1.64% | 53.50K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 139.75K | SH | $13.59M 1.45% | 139.75K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 29.93K | SH | $9.17M 0.98% | 29.93K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 338.14K | SH | $7.94M 0.84% | 338.14K | 0.00 | 0.00 |
ATI INCSOLE | COM | 198.74K | SH | $7.84M 0.83% | 198.74K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 64.44K | SH | $6.66M 0.71% | 64.44K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 32.59K | SH | $6.65M 0.71% | 32.59K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MD CP GR ETF | 71.42K | SH | $6.50M 0.69% | 71.42K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 160.22K | SH | $6.20M 0.66% | 160.22K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 137.58K | SH | $6.14M 0.65% | 137.58K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 56.98K | SH | $5.91M 0.63% | 56.98K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.36K | SH | $5.36M 0.57% | 17.36K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 18.16K | SH | $5.05M 0.54% | 18.16K | 0.00 | 0.00 |
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