Filed: 2/1/2023ACC: 0001214659-23-001420
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 342 equity positions with a total reported market value of $878.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
342
Positions
$878.55M
Total AUM (reported)
11.06M
Total Shares
Allocation by class
COM$269.93M30.7%
TR UNIT$157.09M17.9%
PRTFLO S&P500 VL$82.93M9.4%
PRTFLO S&P500 GW$46.16M5.3%
S&P 400 MDCP VAL$42.73M4.9%
CL A$41.09M4.7%
S&P 600 SMCP VAL$33.24M3.8%
Portfolio Concentration
Top 3$291.07M33.1%
4–10$231.04M26.3%
11–25$124.64M14.2%
Rest$231.80M26.4%
Top 3 weight
33.1%
Top 10 weight
59.4%
Voting Authority Distribution
Total shares with voting rights: 11.06M
Sole
Full voting authority
11.06M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole342
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings342
Rows:
SPDR S&P 500 ETF TR
SOLEShares410.77K
TypeSH
Market value$157.09M
17.88%
Sole
410.77K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.13M
TypeSH
Market value$82.93M
9.44%
Sole
2.13M
Shared
0.00
None
0.00
APPLE INC
SOLEShares392.90K
TypeSH
Market value$51.05M
5.81%
Sole
392.90K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares911.01K
TypeSH
Market value$46.16M
5.25%
Sole
911.01K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares660.15K
TypeSH
Market value$42.73M
4.86%
Sole
660.15K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares447.80K
TypeSH
Market value$33.24M
3.78%
Sole
447.80K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares488.59K
TypeSH
Market value$32.56M
3.71%
Sole
488.59K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares442.46K
TypeSH
Market value$28.91M
3.29%
Sole
442.46K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares361.62K
TypeSH
Market value$26.12M
2.97%
Sole
361.62K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares324.88K
TypeSH
Market value$21.32M
2.43%
Sole
324.88K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares96.07K
TypeSH
Market value$20.58M
2.34%
Sole
96.07K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares141.19K
TypeSH
Market value$14.29M
1.63%
Sole
141.19K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares57.36K
TypeSH
Market value$13.76M
1.57%
Sole
57.36K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares68.98K
TypeSH
Market value$10.28M
1.17%
Sole
68.98K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares27.18K
TypeSH
Market value$8.46M
0.96%
Sole
27.18K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares306.94K
TypeSH
Market value$6.82M
0.78%
Sole
306.94K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares165.05K
TypeSH
Market value$6.72M
0.76%
Sole
165.05K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares140.98K
TypeSH
Market value$6.44M
0.73%
Sole
140.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares71.75K
TypeSH
Market value$6.00M
0.68%
Sole
71.75K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares31.23K
TypeSH
Market value$5.97M
0.68%
Sole
31.23K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.81K
TypeSH
Market value$5.50M
0.63%
Sole
17.81K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares62.05K
TypeSH
Market value$5.47M
0.62%
Sole
62.05K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares64.06K
TypeSH
Market value$5.38M
0.61%
Sole
64.06K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares25.90K
TypeSH
Market value$4.52M
0.51%
Sole
25.90K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares25.18K
TypeSH
Market value$4.45M
0.51%
Sole
25.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 410.77K | SH | $157.09M 17.88% | 410.77K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 2.13M | SH | $82.93M 9.44% | 2.13M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 392.90K | SH | $51.05M 5.81% | 392.90K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 911.01K | SH | $46.16M 5.25% | 911.01K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 660.15K | SH | $42.73M 4.86% | 660.15K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 447.80K | SH | $33.24M 3.78% | 447.80K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 488.59K | SH | $32.56M 3.71% | 488.59K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 442.46K | SH | $28.91M 3.29% | 442.46K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 361.62K | SH | $26.12M 2.97% | 361.62K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 324.88K | SH | $21.32M 2.43% | 324.88K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 96.07K | SH | $20.58M 2.34% | 96.07K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 141.19K | SH | $14.29M 1.63% | 141.19K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 57.36K | SH | $13.76M 1.57% | 57.36K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 68.98K | SH | $10.28M 1.17% | 68.98K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 27.18K | SH | $8.46M 0.96% | 27.18K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 306.94K | SH | $6.82M 0.78% | 306.94K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 165.05K | SH | $6.72M 0.76% | 165.05K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 140.98K | SH | $6.44M 0.73% | 140.98K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MD CP GR ETF | 71.75K | SH | $6.00M 0.68% | 71.75K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 31.23K | SH | $5.97M 0.68% | 31.23K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.81K | SH | $5.50M 0.63% | 17.81K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 62.05K | SH | $5.47M 0.62% | 62.05K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 64.06K | SH | $5.38M 0.61% | 64.06K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25.90K | SH | $4.52M 0.51% | 25.90K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 25.18K | SH | $4.45M 0.51% | 25.18K | 0.00 | 0.00 |
Page 1 of 14
…