Filed: 11/2/2022ACC: 0001214659-22-012987
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 300 equity positions with a total reported market value of $860.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
300
Positions
$860.4K
Total AUM (reported)
11.80M
Total Shares
Allocation by class
COM$254.7K29.6%
TR UNIT$164.4K19.1%
PRTFLO S&P500 VL$80.8K9.4%
PRTFLO S&P500 GW$54.0K6.3%
S&P 400 MDCP VAL$43.3K5.0%
S&P 600 SMCP VAL$37.0K4.3%
CL A$34.1K4.0%
Portfolio Concentration
Top 3$300.5K34.9%
4–10$243.8K28.3%
11–25$113.9K13.2%
Rest$202.2K23.5%
Top 3 weight
34.9%
Top 10 weight
63.3%
Voting Authority Distribution
Total shares with voting rights: 11.80M
Sole
Full voting authority
11.80M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole300
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings300
Rows:
SPDR S&P 500 ETF TR
SOLEShares460.20K
TypeSH
Market value$164.4K
19.10%
Sole
460.20K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.34M
TypeSH
Market value$80.8K
9.39%
Sole
2.34M
Shared
0.00
None
0.00
APPLE INC
SOLEShares400.36K
TypeSH
Market value$55.3K
6.43%
Sole
400.36K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.08M
TypeSH
Market value$54.0K
6.27%
Sole
1.08M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares748.30K
TypeSH
Market value$43.3K
5.03%
Sole
748.30K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares551.68K
TypeSH
Market value$37.0K
4.30%
Sole
551.68K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares515.13K
TypeSH
Market value$31.1K
3.61%
Sole
515.13K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares439.68K
TypeSH
Market value$30.0K
3.48%
Sole
439.68K
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares529.92K
TypeSH
Market value$29.1K
3.38%
Sole
529.92K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares92.39K
TypeSH
Market value$19.4K
2.26%
Sole
92.39K
Shared
0.00
None
0.00
TARGET CORP
SOLEShares101.29K
TypeSH
Market value$15.0K
1.75%
Sole
101.29K
Shared
0.00
None
0.00
PHILIP MORRIS INTL INC
SOLEShares156.96K
TypeSH
Market value$13.0K
1.51%
Sole
156.96K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares53.87K
TypeSH
Market value$12.5K
1.46%
Sole
53.87K
Shared
0.00
None
0.00
AMERIPRISE FINL INC
SOLEShares32.09K
TypeSH
Market value$8.1K
0.94%
Sole
32.09K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares333.58K
TypeSH
Market value$7.0K
0.81%
Sole
333.58K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares61.29K
TypeSH
Market value$6.9K
0.80%
Sole
61.29K
Shared
0.00
None
0.00
ALTRIA GROUP INC
SOLEShares163.92K
TypeSH
Market value$6.6K
0.77%
Sole
163.92K
Shared
0.00
None
0.00
KRAFT HEINZ CO
SOLEShares190.13K
TypeSH
Market value$6.3K
0.74%
Sole
190.13K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares122.53K
TypeSH
Market value$6.1K
0.71%
Sole
122.53K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares33.26K
TypeSH
Market value$6.0K
0.69%
Sole
33.26K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares72.41K
TypeSH
Market value$5.7K
0.66%
Sole
72.41K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares101.20K
TypeSH
Market value$5.7K
0.66%
Sole
101.20K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares56.34K
TypeSH
Market value$5.4K
0.63%
Sole
56.34K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares17.90K
TypeSH
Market value$4.8K
0.56%
Sole
17.90K
Shared
0.00
None
0.00
TESLA INC
SOLEShares17.89K
TypeSH
Market value$4.7K
0.55%
Sole
17.89K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 460.20K | SH | $164.4K 19.10% | 460.20K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 2.34M | SH | $80.8K 9.39% | 2.34M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 400.36K | SH | $55.3K 6.43% | 400.36K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 1.08M | SH | $54.0K 6.27% | 1.08M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP VAL | 748.30K | SH | $43.3K 5.03% | 748.30K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 551.68K | SH | $37.0K 4.30% | 551.68K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 400 MDCP GRW | 515.13K | SH | $31.1K 3.61% | 515.13K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P 600 SMCP GRW | 439.68K | SH | $30.0K 3.48% | 439.68K | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 529.92K | SH | $29.1K 3.38% | 529.92K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 92.39K | SH | $19.4K 2.26% | 92.39K | 0.00 | 0.00 |
TARGET CORPSOLE | COM | 101.29K | SH | $15.0K 1.75% | 101.29K | 0.00 | 0.00 |
PHILIP MORRIS INTL INCSOLE | COM | 156.96K | SH | $13.0K 1.51% | 156.96K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 53.87K | SH | $12.5K 1.46% | 53.87K | 0.00 | 0.00 |
AMERIPRISE FINL INCSOLE | COM | 32.09K | SH | $8.1K 0.94% | 32.09K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 333.58K | SH | $7.0K 0.81% | 333.58K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 61.29K | SH | $6.9K 0.80% | 61.29K | 0.00 | 0.00 |
ALTRIA GROUP INCSOLE | COM | 163.92K | SH | $6.6K 0.77% | 163.92K | 0.00 | 0.00 |
KRAFT HEINZ COSOLE | COM | 190.13K | SH | $6.3K 0.74% | 190.13K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHRT INC | 122.53K | SH | $6.1K 0.71% | 122.53K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 33.26K | SH | $6.0K 0.69% | 33.26K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS MD CP GR ETF | 72.41K | SH | $5.7K 0.66% | 72.41K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 101.20K | SH | $5.7K 0.66% | 101.20K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 56.34K | SH | $5.4K 0.63% | 56.34K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 17.90K | SH | $4.8K 0.56% | 17.90K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 17.89K | SH | $4.7K 0.55% | 17.89K | 0.00 | 0.00 |
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