Filed: 5/15/2026ACC: 0001172661-26-002224
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 654 equity positions with a total reported market value of $6.20B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
654
Positions
$6.20B
Total AUM (reported)
77.01M
Total Shares
Allocation by class
STATE STREET SPD$1.28B20.7%
COM$840.59M13.6%
MORTGAGE BACKED$497.02M8.0%
S&P 500 ETF SHS$351.61M5.7%
SHORT TERM TREAS$284.95M4.6%
0-3 MNTH TREASRY$225.77M3.6%
UNIT SER 1$225.01M3.6%
Portfolio Concentration
Top 3$1.17B18.8%
4–10$1.59B25.7%
11–25$1.30B21.0%
Rest$2.14B34.5%
Top 3 weight
18.8%
Top 10 weight
44.5%
Voting Authority Distribution
Total shares with voting rights: 77.01M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
77.01M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole654
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings654
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares9.75M
TypeSH
Market value$497.02M
8.01%
Sole
0.00
Shared
0.00
None
9.75M
VANGUARD INDEX FDS
SOLEShares588.42K
TypeSH
Market value$351.61M
5.67%
Sole
0.00
Shared
0.00
None
588.42K
SPDR SERIES TRUST
SOLEShares4.16M
TypeSH
Market value$318.75M
5.14%
Sole
0.00
Shared
0.00
None
4.16M
VANGUARD SCOTTSDALE FDS
SOLEShares4.87M
TypeSH
Market value$284.95M
4.59%
Sole
0.00
Shared
0.00
None
4.87M
SPDR SERIES TRUST
SOLEShares4.59M
TypeSH
Market value$259.49M
4.18%
Sole
0.00
Shared
0.00
None
4.59M
ISHARES TR
SOLEShares2.24M
TypeSH
Market value$225.77M
3.64%
Sole
0.00
Shared
0.00
None
2.24M
INVESCO QQQ TR
SOLEShares389.84K
TypeSH
Market value$225.01M
3.63%
Sole
0.00
Shared
0.00
None
389.84K
SPDR SERIES TRUST
SOLEShares2.19M
TypeSH
Market value$214.87M
3.46%
Sole
0.00
Shared
0.00
None
2.19M
APPLE INC
SOLEShares779.01K
TypeSH
Market value$197.71M
3.19%
Sole
0.00
Shared
0.00
None
779.01K
STATE STR SPDR S&P 500 ETF T
SOLEShares285.39K
TypeSH
Market value$185.60M
2.99%
Sole
0.00
Shared
0.00
None
285.39K
ISHARES TR
SOLEShares2.67M
TypeSH
Market value$178.81M
2.88%
Sole
0.00
Shared
0.00
None
2.67M
ISHARES TR
SOLEShares3.07M
TypeSH
Market value$130.66M
2.11%
Sole
0.00
Shared
0.00
None
3.07M
SPDR SERIES TRUST
SOLEShares1.34M
TypeSH
Market value$114.42M
1.84%
Sole
0.00
Shared
0.00
None
1.34M
ISHARES TR
SOLEShares298.26K
TypeSH
Market value$106.35M
1.71%
Sole
0.00
Shared
0.00
None
298.26K
SPDR SERIES TRUST
SOLEShares1.08M
TypeSH
Market value$103.96M
1.68%
Sole
0.00
Shared
0.00
None
1.08M
J P MORGAN EXCHANGE TRADED F
SOLEShares1.49M
TypeSH
Market value$76.03M
1.23%
Sole
0.00
Shared
0.00
None
1.49M
SPDR SERIES TRUST
SOLEShares797.91K
TypeSH
Market value$75.47M
1.22%
Sole
0.00
Shared
0.00
None
797.91K
LATTICE STRATEGIES TR
SOLEShares1.27M
TypeSH
Market value$75.25M
1.21%
Sole
0.00
Shared
0.00
None
1.27M
ISHARES TR
SOLEShares707.77K
TypeSH
Market value$68.82M
1.11%
Sole
0.00
Shared
0.00
None
707.77K
ISHARES TR
SOLEShares683.68K
TypeSH
Market value$66.41M
1.07%
Sole
0.00
Shared
0.00
None
683.68K
ISHARES INC
SOLEShares945.63K
TypeSH
Market value$65.96M
1.06%
Sole
0.00
Shared
0.00
None
945.63K
SPDR SERIES TRUST
SOLEShares682.30K
TypeSH
Market value$65.92M
1.06%
Sole
0.00
Shared
0.00
None
682.30K
MICROSOFT CORP
SOLEShares159.28K
TypeSH
Market value$58.96M
0.95%
Sole
0.00
Shared
0.00
None
159.28K
NVIDIA CORPORATION
SOLEShares337.01K
TypeSH
Market value$58.77M
0.95%
Sole
0.00
Shared
0.00
None
337.01K
ISHARES TR
SOLEShares1.19M
TypeSH
Market value$55.05M
0.89%
Sole
0.00
Shared
0.00
None
1.19M
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | MORTGAGE BACKED | 9.75M | SH | $497.02M 8.01% | 0.00 | 0.00 | 9.75M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 588.42K | SH | $351.61M 5.67% | 0.00 | 0.00 | 588.42K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 4.16M | SH | $318.75M 5.14% | 0.00 | 0.00 | 4.16M |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 4.87M | SH | $284.95M 4.59% | 0.00 | 0.00 | 4.87M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 4.59M | SH | $259.49M 4.18% | 0.00 | 0.00 | 4.59M |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 2.24M | SH | $225.77M 3.64% | 0.00 | 0.00 | 2.24M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 389.84K | SH | $225.01M 3.63% | 0.00 | 0.00 | 389.84K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 2.19M | SH | $214.87M 3.46% | 0.00 | 0.00 | 2.19M |
APPLE INCSOLE | COM | 779.01K | SH | $197.71M 3.19% | 0.00 | 0.00 | 779.01K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 285.39K | SH | $185.60M 2.99% | 0.00 | 0.00 | 285.39K |
ISHARES TRSOLE | GLB INFRASTR ETF | 2.67M | SH | $178.81M 2.88% | 0.00 | 0.00 | 2.67M |
ISHARES TRSOLE | HDG MSCI EAFE | 3.07M | SH | $130.66M 2.11% | 0.00 | 0.00 | 3.07M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1.34M | SH | $114.42M 1.84% | 0.00 | 0.00 | 1.34M |
ISHARES TRSOLE | RUS 1000 ETF | 298.26K | SH | $106.35M 1.71% | 0.00 | 0.00 | 298.26K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1.08M | SH | $103.96M 1.68% | 0.00 | 0.00 | 1.08M |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 1.49M | SH | $76.03M 1.23% | 0.00 | 0.00 | 1.49M |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 797.91K | SH | $75.47M 1.22% | 0.00 | 0.00 | 797.91K |
LATTICE STRATEGIES TRSOLE | HARTFORD US EQTY | 1.27M | SH | $75.25M 1.21% | 0.00 | 0.00 | 1.27M |
ISHARES TRSOLE | RUS MID CAP ETF | 707.77K | SH | $68.82M 1.11% | 0.00 | 0.00 | 707.77K |
ISHARES TRSOLE | MSCI EAFE ETF | 683.68K | SH | $66.41M 1.07% | 0.00 | 0.00 | 683.68K |
ISHARES INCSOLE | CORE MSCI EMKT | 945.63K | SH | $65.96M 1.06% | 0.00 | 0.00 | 945.63K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 682.30K | SH | $65.92M 1.06% | 0.00 | 0.00 | 682.30K |
MICROSOFT CORPSOLE | COM | 159.28K | SH | $58.96M 0.95% | 0.00 | 0.00 | 159.28K |
NVIDIA CORPORATIONSOLE | COM | 337.01K | SH | $58.77M 0.95% | 0.00 | 0.00 | 337.01K |
ISHARES TRSOLE | CORE UNIVRSL USD | 1.19M | SH | $55.05M 0.89% | 0.00 | 0.00 | 1.19M |
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