Filed: 11/14/2025ACC: 0001172661-25-004787
📋 What this filing means
NORTHROCK PARTNERS, LLC filed this quarterly 13F‑HR report disclosing 849 equity positions with a total reported market value of $5.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
849
Positions
$5.54B
Total AUM (reported)
63.53M
Total Shares
Allocation by class
COM$1.26B22.7%
MORTGAGE BACKED$422.50M7.6%
PORTFOLIO S&P500$289.68M5.2%
S&P 500 ETF SHS$286.78M5.2%
SHORT TERM TREAS$258.38M4.7%
PRTFLO S&P500 VL$245.48M4.4%
PRTFLO S&P500 GW$222.94M4.0%
Portfolio Concentration
Top 3$998.96M18.0%
4–10$1.52B27.5%
11–25$1.04B18.7%
Rest$1.98B35.8%
Top 3 weight
18.0%
Top 10 weight
45.5%
Voting Authority Distribution
Total shares with voting rights: 63.53M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
63.53M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole849
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings849
Rows:
J P MORGAN EXCHANGE TRADED F
SOLEShares8.28M
TypeSH
Market value$422.50M
7.63%
Sole
0.00
Shared
0.00
None
8.28M
SPDR SERIES TRUST
SOLEShares3.70M
TypeSH
Market value$289.68M
5.23%
Sole
0.00
Shared
0.00
None
3.70M
VANGUARD INDEX FDS
SOLEShares468.31K
TypeSH
Market value$286.78M
5.18%
Sole
0.00
Shared
0.00
None
468.31K
VANGUARD SCOTTSDALE FDS
SOLEShares4.39M
TypeSH
Market value$258.38M
4.67%
Sole
0.00
Shared
0.00
None
4.39M
SPDR SERIES TRUST
SOLEShares4.44M
TypeSH
Market value$245.48M
4.43%
Sole
0.00
Shared
0.00
None
4.44M
SPDR SERIES TRUST
SOLEShares2.13M
TypeSH
Market value$222.94M
4.03%
Sole
0.00
Shared
0.00
None
2.13M
APPLE INC
SOLEShares860.55K
TypeSH
Market value$219.12M
3.96%
Sole
0.00
Shared
0.00
None
860.55K
SPDR S&P 500 ETF TR
SOLEShares305.94K
TypeSH
Market value$203.81M
3.68%
Sole
0.00
Shared
0.00
None
305.94K
ISHARES TR
SOLEShares1.88M
TypeSH
Market value$189.53M
3.42%
Sole
0.00
Shared
0.00
None
1.88M
INVESCO QQQ TR
SOLEShares304.85K
TypeSH
Market value$183.02M
3.30%
Sole
0.00
Shared
0.00
None
304.85K
SPDR SERIES TRUST
SOLEShares1.32M
TypeSH
Market value$110.15M
1.99%
Sole
0.00
Shared
0.00
None
1.32M
NVIDIA CORPORATION
SOLEShares555.67K
TypeSH
Market value$103.68M
1.87%
Sole
0.00
Shared
0.00
None
555.67K
SPDR SERIES TRUST
SOLEShares1.06M
TypeSH
Market value$96.85M
1.75%
Sole
0.00
Shared
0.00
None
1.06M
LATTICE STRATEGIES TR
SOLEShares1.64M
TypeSH
Market value$94.28M
1.70%
Sole
0.00
Shared
0.00
None
1.64M
MICROSOFT CORP
SOLEShares176.62K
TypeSH
Market value$91.48M
1.65%
Sole
0.00
Shared
0.00
None
176.62K
ISHARES TR
SOLEShares1.79M
TypeSH
Market value$71.06M
1.28%
Sole
0.00
Shared
0.00
None
1.79M
SPDR SERIES TRUST
SOLEShares788.20K
TypeSH
Market value$69.87M
1.26%
Sole
0.00
Shared
0.00
None
788.20K
SPDR SERIES TRUST
SOLEShares660.33K
TypeSH
Market value$62.28M
1.12%
Sole
0.00
Shared
0.00
None
660.33K
J P MORGAN EXCHANGE TRADED F
SOLEShares1.04M
TypeSH
Market value$52.90M
0.96%
Sole
0.00
Shared
0.00
None
1.04M
ISHARES TR
SOLEShares110.93K
TypeSH
Market value$51.96M
0.94%
Sole
0.00
Shared
0.00
None
110.93K
SPDR INDEX SHS FDS
SOLEShares1.11M
TypeSH
Market value$51.78M
0.93%
Sole
0.00
Shared
0.00
None
1.11M
ISHARES TR
SOLEShares533.49K
TypeSH
Market value$51.51M
0.93%
Sole
0.00
Shared
0.00
None
533.49K
PROGRESSIVE CORP
SOLEShares181.46K
TypeSH
Market value$44.81M
0.81%
Sole
0.00
Shared
0.00
None
181.46K
AMAZON COM INC
SOLEShares195.59K
TypeSH
Market value$42.94M
0.78%
Sole
0.00
Shared
0.00
None
195.59K
ISHARES TR
SOLEShares888.11K
TypeSH
Market value$41.48M
0.75%
Sole
0.00
Shared
0.00
None
888.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
J P MORGAN EXCHANGE TRADED FSOLE | MORTGAGE BACKED | 8.28M | SH | $422.50M 7.63% | 0.00 | 0.00 | 8.28M |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 3.70M | SH | $289.68M 5.23% | 0.00 | 0.00 | 3.70M |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 468.31K | SH | $286.78M 5.18% | 0.00 | 0.00 | 468.31K |
VANGUARD SCOTTSDALE FDSSOLE | SHORT TERM TREAS | 4.39M | SH | $258.38M 4.67% | 0.00 | 0.00 | 4.39M |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 VL | 4.44M | SH | $245.48M 4.43% | 0.00 | 0.00 | 4.44M |
SPDR SERIES TRUSTSOLE | PRTFLO S&P500 GW | 2.13M | SH | $222.94M 4.03% | 0.00 | 0.00 | 2.13M |
APPLE INCSOLE | COM | 860.55K | SH | $219.12M 3.96% | 0.00 | 0.00 | 860.55K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 305.94K | SH | $203.81M 3.68% | 0.00 | 0.00 | 305.94K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 1.88M | SH | $189.53M 3.42% | 0.00 | 0.00 | 1.88M |
INVESCO QQQ TRSOLE | UNIT SER 1 | 304.85K | SH | $183.02M 3.30% | 0.00 | 0.00 | 304.85K |
SPDR SERIES TRUSTSOLE | S&P 400 MDCP VAL | 1.32M | SH | $110.15M 1.99% | 0.00 | 0.00 | 1.32M |
NVIDIA CORPORATIONSOLE | COM | 555.67K | SH | $103.68M 1.87% | 0.00 | 0.00 | 555.67K |
SPDR SERIES TRUSTSOLE | S&P 400 MDCP GRW | 1.06M | SH | $96.85M 1.75% | 0.00 | 0.00 | 1.06M |
LATTICE STRATEGIES TRSOLE | HARTFORD US EQTY | 1.64M | SH | $94.28M 1.70% | 0.00 | 0.00 | 1.64M |
MICROSOFT CORPSOLE | COM | 176.62K | SH | $91.48M 1.65% | 0.00 | 0.00 | 176.62K |
ISHARES TRSOLE | HDG MSCI EAFE | 1.79M | SH | $71.06M 1.28% | 0.00 | 0.00 | 1.79M |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP VAL | 788.20K | SH | $69.87M 1.26% | 0.00 | 0.00 | 788.20K |
SPDR SERIES TRUSTSOLE | S&P 600 SMCP GRW | 660.33K | SH | $62.28M 1.12% | 0.00 | 0.00 | 660.33K |
J P MORGAN EXCHANGE TRADED FSOLE | ULTRA SHT MUNCPL | 1.04M | SH | $52.90M 0.96% | 0.00 | 0.00 | 1.04M |
ISHARES TRSOLE | RUS 1000 GRW ETF | 110.93K | SH | $51.96M 0.94% | 0.00 | 0.00 | 110.93K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO EMG MK | 1.11M | SH | $51.78M 0.93% | 0.00 | 0.00 | 1.11M |
ISHARES TRSOLE | RUS MID CAP ETF | 533.49K | SH | $51.51M 0.93% | 0.00 | 0.00 | 533.49K |
PROGRESSIVE CORPSOLE | COM | 181.46K | SH | $44.81M 0.81% | 0.00 | 0.00 | 181.46K |
AMAZON COM INCSOLE | COM | 195.59K | SH | $42.94M 0.78% | 0.00 | 0.00 | 195.59K |
ISHARES TRSOLE | CORE TOTAL USD | 888.11K | SH | $41.48M 0.75% | 0.00 | 0.00 | 888.11K |
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