NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.

PrivateCIK: 1346543
Location

DARIEN, CT

NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. reported 2 transactions at GREAT ELM GROUP, INC.

Review the transaction codes below to understand the nature of each event.

10% OwnerOther
Since May 2021
0.00
Net shares
Net seller
$17.2K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
7.89K acquired · 7.89K disposed
Non-Derivative Transactions2

Common Stock

Indirect
J · J

Shares

7.89K

Price / share

$2.18

Trade value

$17.19K

% of position

0.2%
7/10/2026
4.25M4.24M

Common Stock

Indirect
J · J

Shares

+7.89K

Price / share

$2.18

Trade value

$17.19K

% of position

0.2%
7/10/2026
4.24M4.24M
Total

Net shares

+0.00

Net value

$0.00

Derivative Transactions2

5.0% Convertible Senior PIK Note due 2030

Indirect
J · J
Converts to

Common Stock

3.77K shares

Shares

N/A

Strike price

3.4722

Held after

N/A

Exercisable

7/10/2026

5.0% Convertible Senior PIK Note due 2030

Indirect
J · J
Converts to

Common Stock

3.77K shares

Shares

+N/A

Strike price

3.4722

Held after

N/A

Exercisable

7/10/2026
NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. — Insider Transaction (Form 4) Filed Jul 14, 2026 | Finecho