NORTHERN RIGHT CAPITAL MANAGEMENT, L.P. reported 2 transactions at GREAT ELM GROUP, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/16/2025ACC: 0001013594-25-000854
10% OwnerOther
Since May 2021
0.00
Net shares
Net seller
$429.7K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
207.57K acquired · 207.57K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−207.57K
Price / share
$2.07
Trade value
$429.69K
% of position
4.7%
7/14/2025
4.45M→4.24M
Common Stock
Indirect
Shares
+207.57K
Price / share
$2.07
Trade value
$429.69K
% of position
5.1%
7/14/2025
4.04M→4.24M
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/14/2025 | J · J | −207.57K | $2.07 | $429.69K | 4.7% | 4.45M | 4.24M |
| Common Stock Indirect | 7/14/2025 | J · J | +207.57K | $2.07 | $429.69K | 5.1% | 4.04M | 4.24M |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions2
5.0% Convertible Senior PIK Note due 2030
Indirect
Converts to
Common Stock
94.42K shares
Shares
−N/A
Strike price
3.4722
Held after
N/A
Exercisable
—
7/14/2025
5.0% Convertible Senior PIK Note due 2030
Indirect
Converts to
Common Stock
94.42K shares
Shares
+N/A
Strike price
3.4722
Held after
N/A
Exercisable
—
7/14/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 5.0% Convertible Senior PIK Note due 2030 Indirect | Common Stock94.42K shares | 7/14/2025 | J · J | −N/A | 3.4722 | — | N/A |
| 5.0% Convertible Senior PIK Note due 2030 Indirect | Common Stock94.42K shares | 7/14/2025 | J · J | +N/A | 3.4722 | — | N/A |