NORTHERN GENESIS SPONSOR II LLC enters EMBARK TECHNOLOGY, INC. with 10.35M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 9/21/2022ACC: 0001213900-22-057566
10% Owner
Since Jan 2021
10.35M
Baseline shares
0.00
Direct ownership
0 positions
5.97M
Derivative underlying
1 instrument
1
Security positions
10.35M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned10.35M
Total
10.35M indirect10.35M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10.35M | Indirect |
| Total | 10.35M | 10.35M indirect |
Derivative Holdings1
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
5.97M
Shares owned
N/A
Exercise price
11.5
Expiration
—
Exercise window
—
Total
Underlying
5.97M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock | 11.5 | — | — | 5.97M | N/A |
| Total | 5.97M | 0.00 | ||||