NORTHERN GENESIS SPONSOR LLC enters NORTHERN GENESIS ACQUISITION CORP. with 8.63M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 8/17/2020ACC: 0001094891-20-000134
10% Owner
Since Aug 2020
8.63M
Baseline shares
0.00
Direct ownership
0 positions
7.75M
Derivative underlying
1 instrument
1
Security positions
8.63M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned8.63M
Total
8.63M indirect8.63M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 8.63M | Indirect |
| Total | 8.63M | 8.63M indirect |
Derivative Holdings1
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
7.75M
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Total
Underlying
7.75M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock | 11.50 | — | — | 7.75M | N/A |
| Total | 7.75M | 0.00 | ||||