Filed: 10/27/2023ACC: 0001581794-23-000010
📋 What this filing means
NORTHERN CAPITAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $107.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$107.10M
Total AUM (reported)
1.23M
Total Shares
Allocation by class
US LCAP GR ETF$34.40M32.1%
US LCAP VA ETF$21.12M19.7%
UNIT SER 1$14.01M13.1%
COM$13.13M12.3%
US MID-CAP ETF$6.05M5.6%
CORE S&P SCP ETF$5.46M5.1%
S&P 600 SMCP VAL$3.01M2.8%
Portfolio Concentration
Top 3$69.53M64.9%
4–10$23.78M22.2%
11–25$10.81M10.1%
Rest$2.97M2.8%
Top 3 weight
64.9%
Top 10 weight
87.1%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings36
Rows:
Schwab US Large-Cap Growth ETF
SOLEShares473.08K
TypeSH
Market value$34.40M
32.12%
Sole
0.00
Shared
0.00
None
0.00
Schwab US Large-Cap Value ETF
SOLEShares327.60K
TypeSH
Market value$21.12M
19.72%
Sole
0.00
Shared
0.00
None
0.00
Invesco QQQ Trust
SOLEShares39.12K
TypeSH
Market value$14.01M
13.09%
Sole
0.00
Shared
0.00
None
0.00
Schwab US Mid-Cap ETF
SOLEShares89.32K
TypeSH
Market value$6.05M
5.64%
Sole
0.00
Shared
0.00
None
0.00
iShares Core S&P Small-Cap ETF
SOLEShares57.92K
TypeSH
Market value$5.46M
5.10%
Sole
0.00
Shared
0.00
None
0.00
Johnson & Johnson
SOLEShares20.55K
TypeSH
Market value$3.20M
2.99%
Sole
0.00
Shared
0.00
None
0.00
SPDR S&P 600 Small Cap Value ETF
SOLEShares41.65K
TypeSH
Market value$3.01M
2.81%
Sole
0.00
Shared
0.00
None
0.00
Apple Inc.
SOLEShares12.55K
TypeSH
Market value$2.15M
2.01%
Sole
0.00
Shared
0.00
None
0.00
Invesco S&P 500 Equal Weight ETF
SOLEShares13.82K
TypeSH
Market value$1.96M
1.83%
Sole
0.00
Shared
0.00
None
0.00
Microsoft Corp
SOLEShares6.16K
TypeSH
Market value$1.95M
1.82%
Sole
0.00
Shared
0.00
None
0.00
First Interstate BancSystem Inc
SOLEShares57.56K
TypeSH
Market value$1.44M
1.34%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Large-Cap ETF
SOLEShares7K
TypeSH
Market value$1.37M
1.28%
Sole
0.00
Shared
0.00
None
0.00
SPDR Dow Jones Industrial Average
SOLEShares3.02K
TypeSH
Market value$1.01M
0.95%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Mid-Cap ETF
SOLEShares4.54K
TypeSH
Market value$946.3K
0.88%
Sole
0.00
Shared
0.00
None
0.00
Costco Wholesale Corp
SOLEShares1.49K
TypeSH
Market value$841.2K
0.79%
Sole
0.00
Shared
0.00
None
0.00
Chevron Corp
SOLEShares4K
TypeSH
Market value$674.8K
0.63%
Sole
0.00
Shared
0.00
None
0.00
Amazon.com Inc
SOLEShares4.84K
TypeSH
Market value$615.8K
0.57%
Sole
0.00
Shared
0.00
None
0.00
Schwab US Broad Market ETF
SOLEShares12K
TypeSH
Market value$598.1K
0.56%
Sole
0.00
Shared
0.00
None
0.00
Exxon Mobil Corp
SOLEShares4.89K
TypeSH
Market value$574.7K
0.54%
Sole
0.00
Shared
0.00
None
0.00
Aon PLC
SOLEShares1.69K
TypeSH
Market value$547.3K
0.51%
Sole
0.00
Shared
0.00
None
0.00
iShares Morningstar Mid-Cap Growth ETF
SOLEShares8.29K
TypeSH
Market value$473.7K
0.44%
Sole
0.00
Shared
0.00
None
0.00
Home Depot Inc
SOLEShares1.54K
TypeSH
Market value$466.9K
0.44%
Sole
0.00
Shared
0.00
None
0.00
NextEra Energy Inc
SOLEShares8.04K
TypeSH
Market value$460.4K
0.43%
Sole
0.00
Shared
0.00
None
0.00
Eli Lilly and Co
SOLEShares743.00
TypeSH
Market value$399.1K
0.37%
Sole
0.00
Shared
0.00
None
0.00
Starbucks Corp
SOLEShares4.36K
TypeSH
Market value$397.8K
0.37%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Schwab US Large-Cap Growth ETFSOLE | US LCAP GR ETF | 473.08K | SH | $34.40M 32.12% | 0.00 | 0.00 | 0.00 |
Schwab US Large-Cap Value ETFSOLE | US LCAP VA ETF | 327.60K | SH | $21.12M 19.72% | 0.00 | 0.00 | 0.00 |
Invesco QQQ TrustSOLE | UNIT SER 1 | 39.12K | SH | $14.01M 13.09% | 0.00 | 0.00 | 0.00 |
Schwab US Mid-Cap ETFSOLE | US MID-CAP ETF | 89.32K | SH | $6.05M 5.64% | 0.00 | 0.00 | 0.00 |
iShares Core S&P Small-Cap ETFSOLE | CORE S&P SCP ETF | 57.92K | SH | $5.46M 5.10% | 0.00 | 0.00 | 0.00 |
Johnson & JohnsonSOLE | COM | 20.55K | SH | $3.20M 2.99% | 0.00 | 0.00 | 0.00 |
SPDR S&P 600 Small Cap Value ETFSOLE | S&P 600 SMCP VAL | 41.65K | SH | $3.01M 2.81% | 0.00 | 0.00 | 0.00 |
Apple Inc.SOLE | COM | 12.55K | SH | $2.15M 2.01% | 0.00 | 0.00 | 0.00 |
Invesco S&P 500 Equal Weight ETFSOLE | S&P500 EQL WGT | 13.82K | SH | $1.96M 1.83% | 0.00 | 0.00 | 0.00 |
Microsoft CorpSOLE | COM | 6.16K | SH | $1.95M 1.82% | 0.00 | 0.00 | 0.00 |
First Interstate BancSystem IncSOLE | COM CL A | 57.56K | SH | $1.44M 1.34% | 0.00 | 0.00 | 0.00 |
Vanguard Large-Cap ETFSOLE | LARGE CAP ETF | 7K | SH | $1.37M 1.28% | 0.00 | 0.00 | 0.00 |
SPDR Dow Jones Industrial AverageSOLE | UT SER 1 | 3.02K | SH | $1.01M 0.95% | 0.00 | 0.00 | 0.00 |
Vanguard Mid-Cap ETFSOLE | MID CAP ETF | 4.54K | SH | $946.3K 0.88% | 0.00 | 0.00 | 0.00 |
Costco Wholesale CorpSOLE | COM | 1.49K | SH | $841.2K 0.79% | 0.00 | 0.00 | 0.00 |
Chevron CorpSOLE | COM | 4K | SH | $674.8K 0.63% | 0.00 | 0.00 | 0.00 |
Amazon.com IncSOLE | COM | 4.84K | SH | $615.8K 0.57% | 0.00 | 0.00 | 0.00 |
Schwab US Broad Market ETFSOLE | US BRD MKT ETF | 12K | SH | $598.1K 0.56% | 0.00 | 0.00 | 0.00 |
Exxon Mobil CorpSOLE | COM | 4.89K | SH | $574.7K 0.54% | 0.00 | 0.00 | 0.00 |
Aon PLCSOLE | SHS CL A | 1.69K | SH | $547.3K 0.51% | 0.00 | 0.00 | 0.00 |
iShares Morningstar Mid-Cap Growth ETFSOLE | MRGSTR MD CP GRW | 8.29K | SH | $473.7K 0.44% | 0.00 | 0.00 | 0.00 |
Home Depot IncSOLE | COM | 1.54K | SH | $466.9K 0.44% | 0.00 | 0.00 | 0.00 |
NextEra Energy IncSOLE | COM | 8.04K | SH | $460.4K 0.43% | 0.00 | 0.00 | 0.00 |
Eli Lilly and CoSOLE | COM | 743.00 | SH | $399.1K 0.37% | 0.00 | 0.00 | 0.00 |
Starbucks CorpSOLE | COM | 4.36K | SH | $397.8K 0.37% | 0.00 | 0.00 | 0.00 |
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