Filed: 2/7/2023ACC: 0001581794-23-000003
📋 What this filing means
NORTHERN CAPITAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $104.09M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
40
Positions
$104.09M
Total AUM (reported)
1.40M
Total Shares
Allocation by class
US LCAP VA ETF$19.59M18.8%
US LCAP GR ETF$19.38M18.6%
COM$12.48M12.0%
S&P500 EQL WGT$11.32M10.9%
US MID-CAP ETF$6.54M6.3%
S&P 600 SMCP VAL$6.30M6.1%
CORE S&P SCP ETF$5.69M5.5%
Portfolio Concentration
Top 3$50.29M48.3%
4–10$32.92M31.6%
11–25$16.54M15.9%
Rest$4.34M4.2%
Top 3 weight
48.3%
Top 10 weight
79.9%
Voting Authority Distribution
Total shares with voting rights: 1.40M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.40M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole40
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings40
Rows:
SCHWAB STRATEGIC TR
SOLEShares296.70K
TypeSH
Market value$19.59M
18.82%
Sole
0.00
Shared
0.00
None
296.70K
SCHWAB STRATEGIC TR
SOLEShares348.73K
TypeSH
Market value$19.38M
18.61%
Sole
0.00
Shared
0.00
None
348.73K
INVESCO EXCHANGE TRADED FD T
SOLEShares80.17K
TypeSH
Market value$11.32M
10.88%
Sole
0.00
Shared
0.00
None
80.17K
SCHWAB STRATEGIC TR
SOLEShares99.61K
TypeSH
Market value$6.54M
6.28%
Sole
0.00
Shared
0.00
None
99.61K
SPDR SER TR
SOLEShares84.89K
TypeSH
Market value$6.30M
6.05%
Sole
0.00
Shared
0.00
None
84.89K
ISHARES TR
SOLEShares60.10K
TypeSH
Market value$5.69M
5.46%
Sole
0.00
Shared
0.00
None
60.10K
INVESCO QQQ TR
SOLEShares17.10K
TypeSH
Market value$4.55M
4.37%
Sole
0.00
Shared
0.00
None
17.10K
JOHNSON & JOHNSON
SOLEShares20.58K
TypeSH
Market value$3.64M
3.49%
Sole
0.00
Shared
0.00
None
20.58K
SCHWAB STRATEGIC TR
SOLEShares137.59K
TypeSH
Market value$3.26M
3.13%
Sole
0.00
Shared
0.00
None
137.59K
ISHARES TR
SOLEShares54.83K
TypeSH
Market value$2.95M
2.84%
Sole
0.00
Shared
0.00
None
54.83K
VANGUARD INDEX FDS
SOLEShares17.68K
TypeSH
Market value$2.39M
2.30%
Sole
0.00
Shared
0.00
None
17.68K
FIRST INTST BANCSYSTEM INC
SOLEShares56.77K
TypeSH
Market value$2.19M
2.11%
Sole
0.00
Shared
0.00
None
56.77K
APPLE INC
SOLEShares12.79K
TypeSH
Market value$1.66M
1.60%
Sole
0.00
Shared
0.00
None
12.79K
VANGUARD INDEX FDS
SOLEShares7.67K
TypeSH
Market value$1.64M
1.57%
Sole
0.00
Shared
0.00
None
7.67K
MICROSOFT CORP
SOLEShares6.21K
TypeSH
Market value$1.49M
1.43%
Sole
0.00
Shared
0.00
None
6.21K
VANGUARD INDEX FDS
SOLEShares7.14K
TypeSH
Market value$1.24M
1.20%
Sole
0.00
Shared
0.00
None
7.14K
SPDR DOW JONES INDL AVERAGE
SOLEShares3.01K
TypeSH
Market value$998.6K
0.96%
Sole
0.00
Shared
0.00
None
3.01K
CHEVRON CORP NEW
SOLEShares4.22K
TypeSH
Market value$756.7K
0.73%
Sole
0.00
Shared
0.00
None
4.22K
NEXTERA ENERGY INC
SOLEShares8.54K
TypeSH
Market value$714.4K
0.69%
Sole
0.00
Shared
0.00
None
8.54K
VANGUARD INDEX FDS
SOLEShares3.49K
TypeSH
Market value$667.7K
0.64%
Sole
0.00
Shared
0.00
None
3.49K
VANGUARD INDEX FDS
SOLEShares3.22K
TypeSH
Market value$655.5K
0.63%
Sole
0.00
Shared
0.00
None
3.22K
EXXON MOBIL CORP
SOLEShares5.29K
TypeSH
Market value$583.7K
0.56%
Sole
0.00
Shared
0.00
None
5.29K
AMAZON COM INC
SOLEShares6.26K
TypeSH
Market value$525.9K
0.51%
Sole
0.00
Shared
0.00
None
6.26K
SCHWAB STRATEGIC TR
SOLEShares11.56K
TypeSH
Market value$517.9K
0.50%
Sole
0.00
Shared
0.00
None
11.56K
AON PLC
SOLEShares1.69K
TypeSH
Market value$506.6K
0.49%
Sole
0.00
Shared
0.00
None
1.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 296.70K | SH | $19.59M 18.82% | 0.00 | 0.00 | 296.70K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 348.73K | SH | $19.38M 18.61% | 0.00 | 0.00 | 348.73K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 80.17K | SH | $11.32M 10.88% | 0.00 | 0.00 | 80.17K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 99.61K | SH | $6.54M 6.28% | 0.00 | 0.00 | 99.61K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 84.89K | SH | $6.30M 6.05% | 0.00 | 0.00 | 84.89K |
ISHARES TRSOLE | CORE S&P SCP ETF | 60.10K | SH | $5.69M 5.46% | 0.00 | 0.00 | 60.10K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.10K | SH | $4.55M 4.37% | 0.00 | 0.00 | 17.10K |
JOHNSON & JOHNSONSOLE | COM | 20.58K | SH | $3.64M 3.49% | 0.00 | 0.00 | 20.58K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 137.59K | SH | $3.26M 3.13% | 0.00 | 0.00 | 137.59K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 54.83K | SH | $2.95M 2.84% | 0.00 | 0.00 | 54.83K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 17.68K | SH | $2.39M 2.30% | 0.00 | 0.00 | 17.68K |
FIRST INTST BANCSYSTEM INCSOLE | COM CL A | 56.77K | SH | $2.19M 2.11% | 0.00 | 0.00 | 56.77K |
APPLE INCSOLE | COM | 12.79K | SH | $1.66M 1.60% | 0.00 | 0.00 | 12.79K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.67K | SH | $1.64M 1.57% | 0.00 | 0.00 | 7.67K |
MICROSOFT CORPSOLE | COM | 6.21K | SH | $1.49M 1.43% | 0.00 | 0.00 | 6.21K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 7.14K | SH | $1.24M 1.20% | 0.00 | 0.00 | 7.14K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 3.01K | SH | $998.6K 0.96% | 0.00 | 0.00 | 3.01K |
CHEVRON CORP NEWSOLE | COM | 4.22K | SH | $756.7K 0.73% | 0.00 | 0.00 | 4.22K |
NEXTERA ENERGY INCSOLE | COM | 8.54K | SH | $714.4K 0.69% | 0.00 | 0.00 | 8.54K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 3.49K | SH | $667.7K 0.64% | 0.00 | 0.00 | 3.49K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 3.22K | SH | $655.5K 0.63% | 0.00 | 0.00 | 3.22K |
EXXON MOBIL CORPSOLE | COM | 5.29K | SH | $583.7K 0.56% | 0.00 | 0.00 | 5.29K |
AMAZON COM INCSOLE | COM | 6.26K | SH | $525.9K 0.51% | 0.00 | 0.00 | 6.26K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 11.56K | SH | $517.9K 0.50% | 0.00 | 0.00 | 11.56K |
AON PLCSOLE | SHS CL A | 1.69K | SH | $506.6K 0.49% | 0.00 | 0.00 | 1.69K |
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