Filed: 10/24/2022ACC: 0001581794-22-000006
📋 What this filing means
NORTHERN CAPITAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 34 equity positions with a total reported market value of $97.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
34
Positions
$97.7K
Total AUM (reported)
1.43M
Total Shares
Allocation by class
US LCAP GR ETF$19.9K20.4%
US LCAP VA ETF$17.5K17.9%
S&P500 EQL WGT$11.2K11.4%
COM$10.5K10.7%
US MID-CAP ETF$6.2K6.4%
S&P 600 SMCP VAL$6.0K6.1%
CORE S&P SCP ETF$5.4K5.5%
Portfolio Concentration
Top 3$48.6K49.7%
4–10$33.0K33.8%
11–25$13.8K14.2%
Rest$2.2K2.3%
Top 3 weight
49.7%
Top 10 weight
83.6%
Voting Authority Distribution
Total shares with voting rights: 1.43M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.43M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole34
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings34
Rows:
SCHWAB STRATEGIC TR
SOLEShares357.33K
TypeSH
Market value$19.9K
20.41%
Sole
0.00
Shared
0.00
None
357.33K
SCHWAB STRATEGIC TR
SOLEShares298.99K
TypeSH
Market value$17.5K
17.90%
Sole
0.00
Shared
0.00
None
298.99K
INVESCO EXCHANGE TRADED FD T
SOLEShares87.68K
TypeSH
Market value$11.2K
11.42%
Sole
0.00
Shared
0.00
None
87.68K
SCHWAB STRATEGIC TR
SOLEShares102.71K
TypeSH
Market value$6.2K
6.36%
Sole
0.00
Shared
0.00
None
102.71K
SPDR SER TR
SOLEShares89.41K
TypeSH
Market value$6.0K
6.14%
Sole
0.00
Shared
0.00
None
89.41K
ISHARES TR
SOLEShares61.83K
TypeSH
Market value$5.4K
5.52%
Sole
0.00
Shared
0.00
None
61.83K
INVESCO QQQ TR
SOLEShares19.40K
TypeSH
Market value$5.2K
5.31%
Sole
0.00
Shared
0.00
None
19.40K
SCHWAB STRATEGIC TR
SOLEShares165.39K
TypeSH
Market value$3.7K
3.79%
Sole
0.00
Shared
0.00
None
165.39K
JOHNSON & JOHNSON
SOLEShares20.62K
TypeSH
Market value$3.4K
3.45%
Sole
0.00
Shared
0.00
None
20.62K
ISHARES TR
SOLEShares62.99K
TypeSH
Market value$3.2K
3.25%
Sole
0.00
Shared
0.00
None
62.99K
VANGUARD INDEX FDS
SOLEShares19.10K
TypeSH
Market value$2.3K
2.38%
Sole
0.00
Shared
0.00
None
19.10K
FIRST INTST BANCSYSTEM INC
SOLEShares56.61K
TypeSH
Market value$2.3K
2.34%
Sole
0.00
Shared
0.00
None
56.61K
APPLE INC
SOLEShares9.25K
TypeSH
Market value$1.3K
1.31%
Sole
0.00
Shared
0.00
None
9.25K
MICROSOFT CORP
SOLEShares4.80K
TypeSH
Market value$1.1K
1.14%
Sole
0.00
Shared
0.00
None
4.80K
VANGUARD INDEX FDS
SOLEShares6.49K
TypeSH
Market value$1.1K
1.09%
Sole
0.00
Shared
0.00
None
6.49K
SPDR DOW JONES INDL AVERAGE
SOLEShares3.01K
TypeSH
Market value$866.00
0.89%
Sole
0.00
Shared
0.00
None
3.01K
NEXTERA ENERGY INC
SOLEShares8.66K
TypeSH
Market value$679.00
0.69%
Sole
0.00
Shared
0.00
None
8.66K
AMAZON COM INC
SOLEShares5.86K
TypeSH
Market value$662.00
0.68%
Sole
0.00
Shared
0.00
None
5.86K
VANGUARD INDEX FDS
SOLEShares3.36K
TypeSH
Market value$631.00
0.65%
Sole
0.00
Shared
0.00
None
3.36K
CHEVRON CORP NEW
SOLEShares4.22K
TypeSH
Market value$606.00
0.62%
Sole
0.00
Shared
0.00
None
4.22K
SCHWAB STRATEGIC TR
SOLEShares13.90K
TypeSH
Market value$584.00
0.60%
Sole
0.00
Shared
0.00
None
13.90K
COSTCO WHSL CORP NEW
SOLEShares986.00
TypeSH
Market value$465.00
0.48%
Sole
0.00
Shared
0.00
None
986.00
EXXON MOBIL CORP
SOLEShares5.29K
TypeSH
Market value$461.00
0.47%
Sole
0.00
Shared
0.00
None
5.29K
AON PLC
SOLEShares1.69K
TypeSH
Market value$452.00
0.46%
Sole
0.00
Shared
0.00
None
1.69K
STARBUCKS CORP
SOLEShares4.41K
TypeSH
Market value$372.00
0.38%
Sole
0.00
Shared
0.00
None
4.41K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 357.33K | SH | $19.9K 20.41% | 0.00 | 0.00 | 357.33K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 298.99K | SH | $17.5K 17.90% | 0.00 | 0.00 | 298.99K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 87.68K | SH | $11.2K 11.42% | 0.00 | 0.00 | 87.68K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 102.71K | SH | $6.2K 6.36% | 0.00 | 0.00 | 102.71K |
SPDR SER TRSOLE | S&P 600 SMCP VAL | 89.41K | SH | $6.0K 6.14% | 0.00 | 0.00 | 89.41K |
ISHARES TRSOLE | CORE S&P SCP ETF | 61.83K | SH | $5.4K 5.52% | 0.00 | 0.00 | 61.83K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 19.40K | SH | $5.2K 5.31% | 0.00 | 0.00 | 19.40K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 165.39K | SH | $3.7K 3.79% | 0.00 | 0.00 | 165.39K |
JOHNSON & JOHNSONSOLE | COM | 20.62K | SH | $3.4K 3.45% | 0.00 | 0.00 | 20.62K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 62.99K | SH | $3.2K 3.25% | 0.00 | 0.00 | 62.99K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 19.10K | SH | $2.3K 2.38% | 0.00 | 0.00 | 19.10K |
FIRST INTST BANCSYSTEM INCSOLE | COM CL A | 56.61K | SH | $2.3K 2.34% | 0.00 | 0.00 | 56.61K |
APPLE INCSOLE | COM | 9.25K | SH | $1.3K 1.31% | 0.00 | 0.00 | 9.25K |
MICROSOFT CORPSOLE | COM | 4.80K | SH | $1.1K 1.14% | 0.00 | 0.00 | 4.80K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 6.49K | SH | $1.1K 1.09% | 0.00 | 0.00 | 6.49K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 3.01K | SH | $866.00 0.89% | 0.00 | 0.00 | 3.01K |
NEXTERA ENERGY INCSOLE | COM | 8.66K | SH | $679.00 0.69% | 0.00 | 0.00 | 8.66K |
AMAZON COM INCSOLE | COM | 5.86K | SH | $662.00 0.68% | 0.00 | 0.00 | 5.86K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 3.36K | SH | $631.00 0.65% | 0.00 | 0.00 | 3.36K |
CHEVRON CORP NEWSOLE | COM | 4.22K | SH | $606.00 0.62% | 0.00 | 0.00 | 4.22K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 13.90K | SH | $584.00 0.60% | 0.00 | 0.00 | 13.90K |
COSTCO WHSL CORP NEWSOLE | COM | 986.00 | SH | $465.00 0.48% | 0.00 | 0.00 | 986.00 |
EXXON MOBIL CORPSOLE | COM | 5.29K | SH | $461.00 0.47% | 0.00 | 0.00 | 5.29K |
AON PLCSOLE | SHS CL A | 1.69K | SH | $452.00 0.46% | 0.00 | 0.00 | 1.69K |
STARBUCKS CORPSOLE | COM | 4.41K | SH | $372.00 0.38% | 0.00 | 0.00 | 4.41K |
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