Filed: 2/13/2024ACC: 0001389256-24-000006
📋 What this filing means
NORTHERN CAPITAL MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $111.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$111.75M
Total AUM (reported)
1.13M
Total Shares
Allocation by class
US LCAP GR ETF$40.22M36.0%
US LCAP VA ETF$23.32M20.9%
UNIT SER 1$20.16M18.0%
COM$14.47M13.0%
US MID-CAP ETF$6.61M5.9%
LARGE CAP ETF$1.50M1.3%
UT SER 1$1.14M1.0%
Portfolio Concentration
Top 3$83.70M74.9%
4–10$18.92M16.9%
11–25$7.79M7.0%
Rest$1.34M1.2%
Top 3 weight
74.9%
Top 10 weight
91.8%
Voting Authority Distribution
Total shares with voting rights: 1.13M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.13M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings31
Rows:
SCHWAB STRATEGIC TR
SOLEShares484.85K
TypeSH
Market value$40.22M
35.99%
Sole
0.00
Shared
0.00
None
484.85K
SCHWAB STRATEGIC TR
SOLEShares332.66K
TypeSH
Market value$23.32M
20.87%
Sole
0.00
Shared
0.00
None
332.66K
INVESCO QQQ TR
SOLEShares49.23K
TypeSH
Market value$20.16M
18.04%
Sole
0.00
Shared
0.00
None
49.23K
SCHWAB STRATEGIC TR
SOLEShares87.71K
TypeSH
Market value$6.61M
5.91%
Sole
0.00
Shared
0.00
None
87.71K
JOHNSON & JOHNSON
SOLEShares20.12K
TypeSH
Market value$3.15M
2.82%
Sole
0.00
Shared
0.00
None
20.12K
APPLE INC
SOLEShares12.55K
TypeSH
Market value$2.42M
2.16%
Sole
0.00
Shared
0.00
None
12.55K
MICROSOFT CORP
SOLEShares6.23K
TypeSH
Market value$2.34M
2.10%
Sole
0.00
Shared
0.00
None
6.23K
FIRST INTST BANCSYSTEM INC
SOLEShares57.24K
TypeSH
Market value$1.76M
1.57%
Sole
0.00
Shared
0.00
None
57.24K
VANGUARD INDEX FDS
SOLEShares6.88K
TypeSH
Market value$1.50M
1.34%
Sole
0.00
Shared
0.00
None
6.88K
SPDR DOW JONES INDL AVERAGE
SOLEShares3.02K
TypeSH
Market value$1.14M
1.02%
Sole
0.00
Shared
0.00
None
3.02K
VANGUARD INDEX FDS
SOLEShares4.86K
TypeSH
Market value$1.13M
1.01%
Sole
0.00
Shared
0.00
None
4.86K
AMAZON COM INC
SOLEShares4.91K
TypeSH
Market value$746.2K
0.67%
Sole
0.00
Shared
0.00
None
4.91K
SCHWAB STRATEGIC TR
SOLEShares12K
TypeSH
Market value$667.8K
0.60%
Sole
0.00
Shared
0.00
None
12K
COSTCO WHSL CORP NEW
SOLEShares994.00
TypeSH
Market value$656.0K
0.59%
Sole
0.00
Shared
0.00
None
994.00
CHEVRON CORP NEW
SOLEShares4K
TypeSH
Market value$596.9K
0.53%
Sole
0.00
Shared
0.00
None
4K
BOEING CO
SOLEShares2.04K
TypeSH
Market value$533.0K
0.48%
Sole
0.00
Shared
0.00
None
2.04K
AON PLC
SOLEShares1.69K
TypeSH
Market value$491.2K
0.44%
Sole
0.00
Shared
0.00
None
1.69K
NEXTERA ENERGY INC
SOLEShares8.04K
TypeSH
Market value$488.2K
0.44%
Sole
0.00
Shared
0.00
None
8.04K
EXXON MOBIL CORP
SOLEShares4.37K
TypeSH
Market value$436.5K
0.39%
Sole
0.00
Shared
0.00
None
4.37K
STARBUCKS CORP
SOLEShares4.36K
TypeSH
Market value$418.5K
0.37%
Sole
0.00
Shared
0.00
None
4.36K
VANGUARD INDEX FDS
SOLEShares1.64K
TypeSH
Market value$389.1K
0.35%
Sole
0.00
Shared
0.00
None
1.64K
ALPHABET INC
SOLEShares2.68K
TypeSH
Market value$377.6K
0.34%
Sole
0.00
Shared
0.00
None
2.68K
VANGUARD INDEX FDS
SOLEShares711.00
TypeSH
Market value$310.6K
0.28%
Sole
0.00
Shared
0.00
None
711.00
VANGUARD INDEX FDS
SOLEShares3.40K
TypeSH
Market value$300.2K
0.27%
Sole
0.00
Shared
0.00
None
3.40K
ABBVIE INC
SOLEShares1.60K
TypeSH
Market value$248.6K
0.22%
Sole
0.00
Shared
0.00
None
1.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 484.85K | SH | $40.22M 35.99% | 0.00 | 0.00 | 484.85K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 332.66K | SH | $23.32M 20.87% | 0.00 | 0.00 | 332.66K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 49.23K | SH | $20.16M 18.04% | 0.00 | 0.00 | 49.23K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 87.71K | SH | $6.61M 5.91% | 0.00 | 0.00 | 87.71K |
JOHNSON & JOHNSONSOLE | COM | 20.12K | SH | $3.15M 2.82% | 0.00 | 0.00 | 20.12K |
APPLE INCSOLE | COM | 12.55K | SH | $2.42M 2.16% | 0.00 | 0.00 | 12.55K |
MICROSOFT CORPSOLE | COM | 6.23K | SH | $2.34M 2.10% | 0.00 | 0.00 | 6.23K |
FIRST INTST BANCSYSTEM INCSOLE | COM | 57.24K | SH | $1.76M 1.57% | 0.00 | 0.00 | 57.24K |
VANGUARD INDEX FDSSOLE | LARGE CAP ETF | 6.88K | SH | $1.50M 1.34% | 0.00 | 0.00 | 6.88K |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 3.02K | SH | $1.14M 1.02% | 0.00 | 0.00 | 3.02K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 4.86K | SH | $1.13M 1.01% | 0.00 | 0.00 | 4.86K |
AMAZON COM INCSOLE | COM | 4.91K | SH | $746.2K 0.67% | 0.00 | 0.00 | 4.91K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 12K | SH | $667.8K 0.60% | 0.00 | 0.00 | 12K |
COSTCO WHSL CORP NEWSOLE | COM | 994.00 | SH | $656.0K 0.59% | 0.00 | 0.00 | 994.00 |
CHEVRON CORP NEWSOLE | COM | 4K | SH | $596.9K 0.53% | 0.00 | 0.00 | 4K |
BOEING COSOLE | COM | 2.04K | SH | $533.0K 0.48% | 0.00 | 0.00 | 2.04K |
AON PLCSOLE | SHS CL A | 1.69K | SH | $491.2K 0.44% | 0.00 | 0.00 | 1.69K |
NEXTERA ENERGY INCSOLE | COM | 8.04K | SH | $488.2K 0.44% | 0.00 | 0.00 | 8.04K |
EXXON MOBIL CORPSOLE | COM | 4.37K | SH | $436.5K 0.39% | 0.00 | 0.00 | 4.37K |
STARBUCKS CORPSOLE | COM | 4.36K | SH | $418.5K 0.37% | 0.00 | 0.00 | 4.36K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 1.64K | SH | $389.1K 0.35% | 0.00 | 0.00 | 1.64K |
ALPHABET INCSOLE | CAP STK CL C | 2.68K | SH | $377.6K 0.34% | 0.00 | 0.00 | 2.68K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 711.00 | SH | $310.6K 0.28% | 0.00 | 0.00 | 711.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 3.40K | SH | $300.2K 0.27% | 0.00 | 0.00 | 3.40K |
ABBVIE INCSOLE | COM | 1.60K | SH | $248.6K 0.22% | 0.00 | 0.00 | 1.60K |
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