Filed: 6/2/2026ACC: 0002129318-26-000028
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 55 equity positions with a total reported market value of $108.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
55
Positions
$108.36M
Total AUM (reported)
1.23M
Total Shares
Allocation by class
COM$23.81M22.0%
TR UNIT$15.43M14.2%
UNIT SER 1$12.20M11.3%
STATE STREET SPD$8.80M8.1%
SHS$4.92M4.5%
FST LOW OPPT EFT$4.73M4.4%
US AER DEF ETF$4.52M4.2%
Portfolio Concentration
Top 3$32.56M30.0%
4–10$27.12M25.0%
11–25$31.42M29.0%
Rest$17.25M15.9%
Top 3 weight
30.0%
Top 10 weight
55.1%
Voting Authority Distribution
Total shares with voting rights: 1.23M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.23M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole55
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings55
Rows:
STATE STR SPDR S&P 500 ETF T
SOLEShares47.95K
TypeSH
Market value$15.43M
14.24%
Sole
0.00
Shared
0.00
None
47.95K
INVESCO QQQ TR
SOLEShares57.40K
TypeSH
Market value$12.20M
11.26%
Sole
0.00
Shared
0.00
None
57.40K
FIRST TR EXCHANGE-TRADED FD
SOLEShares136.50K
TypeSH
Market value$4.92M
4.54%
Sole
0.00
Shared
0.00
None
136.50K
FIRST TR EXCHANGE-TRADED FD
SOLEShares91.29K
TypeSH
Market value$4.73M
4.36%
Sole
0.00
Shared
0.00
None
91.29K
ISHARES TR
SOLEShares20.37K
TypeSH
Market value$4.52M
4.18%
Sole
0.00
Shared
0.00
None
20.37K
SPDR GOLD TR
SOLEShares29.68K
TypeSH
Market value$4.24M
3.91%
Sole
0.00
Shared
0.00
None
29.68K
APPLE INC
SOLEShares13.17K
TypeSH
Market value$3.87M
3.57%
Sole
0.00
Shared
0.00
None
13.17K
SPDR SERIES TRUST
SOLEShares35.43K
TypeSH
Market value$3.37M
3.11%
Sole
0.00
Shared
0.00
None
35.43K
ISHARES TR
SOLEShares12.20K
TypeSH
Market value$3.22M
2.98%
Sole
0.00
Shared
0.00
None
12.20K
SPDR INDEX SHS FDS
SOLEShares84.23K
TypeSH
Market value$3.17M
2.92%
Sole
0.00
Shared
0.00
None
84.23K
ISHARES TR
SOLEShares41.61K
TypeSH
Market value$3.10M
2.86%
Sole
0.00
Shared
0.00
None
41.61K
ISHARES TR
SOLEShares101.52K
TypeSH
Market value$3.10M
2.86%
Sole
0.00
Shared
0.00
None
101.52K
VANGUARD SCOTTSDALE FDS
SOLEShares34.77K
TypeSH
Market value$2.82M
2.60%
Sole
0.00
Shared
0.00
None
34.77K
ISHARES TR
SOLEShares14.51K
TypeSH
Market value$2.80M
2.59%
Sole
0.00
Shared
0.00
None
14.51K
VANGUARD INDEX FDS
SOLEShares22.93K
TypeSH
Market value$2.75M
2.54%
Sole
0.00
Shared
0.00
None
22.93K
VANGUARD INDEX FDS
SOLEShares28.59K
TypeSH
Market value$2.65M
2.45%
Sole
0.00
Shared
0.00
None
28.59K
MICROSOFT CORP
SOLEShares15.13K
TypeSH
Market value$2.39M
2.20%
Sole
0.00
Shared
0.00
None
15.13K
SPDR SERIES TRUST
SOLEShares40.82K
TypeSH
Market value$2.27M
2.09%
Sole
0.00
Shared
0.00
None
40.82K
ALIBABA GROUP HLDG LTD
SOLEShares10.07K
TypeSH
Market value$2.14M
1.97%
Sole
0.00
Shared
0.00
None
10.07K
ALPHABET INC
SOLEShares1.22K
TypeSH
Market value$1.63M
1.51%
Sole
0.00
Shared
0.00
None
1.22K
DISNEY WALT CO
SOLEShares9.08K
TypeSH
Market value$1.31M
1.21%
Sole
0.00
Shared
0.00
None
9.08K
ADVANCED MICRO DEVICES INC
SOLEShares26.11K
TypeSH
Market value$1.20M
1.11%
Sole
0.00
Shared
0.00
None
26.11K
COSTCO WHOLESALE CORPORATION
SOLEShares3.81K
TypeSH
Market value$1.12M
1.03%
Sole
0.00
Shared
0.00
None
3.81K
AURINIA PHARMACEUTICALS INC
SOLEShares54.53K
TypeSH
Market value$1.10M
1.02%
Sole
0.00
Shared
0.00
None
54.53K
ADOBE INC
SOLEShares3.17K
TypeSH
Market value$1.05M
0.97%
Sole
0.00
Shared
0.00
None
3.17K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 47.95K | SH | $15.43M 14.24% | 0.00 | 0.00 | 47.95K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 57.40K | SH | $12.20M 11.26% | 0.00 | 0.00 | 57.40K |
FIRST TR EXCHANGE-TRADED FDSOLE | SHS | 136.50K | SH | $4.92M 4.54% | 0.00 | 0.00 | 136.50K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 91.29K | SH | $4.73M 4.36% | 0.00 | 0.00 | 91.29K |
ISHARES TRSOLE | US AER DEF ETF | 20.37K | SH | $4.52M 4.18% | 0.00 | 0.00 | 20.37K |
SPDR GOLD TRSOLE | GOLD SHS | 29.68K | SH | $4.24M 3.91% | 0.00 | 0.00 | 29.68K |
APPLE INCSOLE | COM | 13.17K | SH | $3.87M 3.57% | 0.00 | 0.00 | 13.17K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 35.43K | SH | $3.37M 3.11% | 0.00 | 0.00 | 35.43K |
ISHARES TRSOLE | U.S. MED DVC ETF | 12.20K | SH | $3.22M 2.98% | 0.00 | 0.00 | 12.20K |
SPDR INDEX SHS FDSSOLE | STATE STREET SPD | 84.23K | SH | $3.17M 2.92% | 0.00 | 0.00 | 84.23K |
ISHARES TRSOLE | MSCI EAFE MIN VL | 41.61K | SH | $3.10M 2.86% | 0.00 | 0.00 | 41.61K |
ISHARES TRSOLE | HDG MSCI EAFE | 101.52K | SH | $3.10M 2.86% | 0.00 | 0.00 | 101.52K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 34.77K | SH | $2.82M 2.60% | 0.00 | 0.00 | 34.77K |
ISHARES TRSOLE | S&P SML 600 GWT | 14.51K | SH | $2.80M 2.59% | 0.00 | 0.00 | 14.51K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 22.93K | SH | $2.75M 2.54% | 0.00 | 0.00 | 22.93K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 28.59K | SH | $2.65M 2.45% | 0.00 | 0.00 | 28.59K |
MICROSOFT CORPSOLE | COM | 15.13K | SH | $2.39M 2.20% | 0.00 | 0.00 | 15.13K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 40.82K | SH | $2.27M 2.09% | 0.00 | 0.00 | 40.82K |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 10.07K | SH | $2.14M 1.97% | 0.00 | 0.00 | 10.07K |
ALPHABET INCSOLE | CAP STK CL A | 1.22K | SH | $1.63M 1.51% | 0.00 | 0.00 | 1.22K |
DISNEY WALT COSOLE | COM | 9.08K | SH | $1.31M 1.21% | 0.00 | 0.00 | 9.08K |
ADVANCED MICRO DEVICES INCSOLE | COM | 26.11K | SH | $1.20M 1.11% | 0.00 | 0.00 | 26.11K |
COSTCO WHOLESALE CORPORATIONSOLE | COM | 3.81K | SH | $1.12M 1.03% | 0.00 | 0.00 | 3.81K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 54.53K | SH | $1.10M 1.02% | 0.00 | 0.00 | 54.53K |
ADOBE INCSOLE | COM | 3.17K | SH | $1.05M 0.97% | 0.00 | 0.00 | 3.17K |
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