Filed: 5/20/2026ACC: 0002129318-26-000022
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 82 equity positions with a total reported market value of $148.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
82
Positions
$148.34M
Total AUM (reported)
2.65M
Total Shares
Allocation by class
COM$38.62M26.0%
TR UNIT$9.50M6.4%
S&P500 EQL WGT$9.30M6.3%
UNIT SER 1$7.22M4.9%
ISHARES NEW$6.56M4.4%
US TRSPRTION$6.29M4.2%
FST TR GLB FD$5.91M4.0%
Portfolio Concentration
Top 3$26.02M17.5%
4–10$38.78M26.1%
11–25$43.84M29.6%
Rest$39.69M26.8%
Top 3 weight
17.5%
Top 10 weight
43.7%
Voting Authority Distribution
Total shares with voting rights: 2.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole82
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings82
Rows:
SPDR S&P 500 ETF TR
SOLEShares22.19K
TypeSH
Market value$9.50M
6.40%
Sole
0.00
Shared
0.00
None
22.19K
INVESCO EXCHANGE TRADED FD T
SOLEShares61.67K
TypeSH
Market value$9.30M
6.27%
Sole
0.00
Shared
0.00
None
61.67K
INVESCO QQQ TR
SOLEShares20.37K
TypeSH
Market value$7.22M
4.87%
Sole
0.00
Shared
0.00
None
20.37K
ISHARES GOLD TR
SOLEShares194.51K
TypeSH
Market value$6.56M
4.42%
Sole
0.00
Shared
0.00
None
194.51K
ISHARES TR
SOLEShares24.21K
TypeSH
Market value$6.29M
4.24%
Sole
0.00
Shared
0.00
None
24.21K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares250.06K
TypeSH
Market value$5.91M
3.99%
Sole
0.00
Shared
0.00
None
250.06K
APPLE INC
SOLEShares41.46K
TypeSH
Market value$5.68M
3.83%
Sole
0.00
Shared
0.00
None
41.46K
ISHARES TR
SOLEShares85.30K
TypeSH
Market value$4.91M
3.31%
Sole
0.00
Shared
0.00
None
85.30K
SELECT SECTOR SPDR TR
SOLEShares90.18K
TypeSH
Market value$4.86M
3.27%
Sole
0.00
Shared
0.00
None
90.18K
FLEXSHARES TR
SOLEShares172.65K
TypeSH
Market value$4.57M
3.08%
Sole
0.00
Shared
0.00
None
172.65K
GLOBAL X FDS
SOLEShares167.82K
TypeSH
Market value$4.32M
2.91%
Sole
0.00
Shared
0.00
None
167.82K
SPDR SER TR
SOLEShares99.57K
TypeSH
Market value$4.29M
2.89%
Sole
0.00
Shared
0.00
None
99.57K
SELECT SECTOR SPDR TR
SOLEShares114.14K
TypeSH
Market value$4.19M
2.82%
Sole
0.00
Shared
0.00
None
114.14K
MICROSOFT CORP
SOLEShares13.66K
TypeSH
Market value$3.70M
2.49%
Sole
0.00
Shared
0.00
None
13.66K
AURINIA PHARMACEUTICALS INC
SOLEShares281.06K
TypeSH
Market value$3.64M
2.46%
Sole
0.00
Shared
0.00
None
281.06K
SPDR GOLD TR
SOLEShares20.29K
TypeSH
Market value$3.36M
2.27%
Sole
0.00
Shared
0.00
None
20.29K
FIRST TR EXCHANGE TRADED FD
SOLEShares67.22K
TypeSH
Market value$3.14M
2.12%
Sole
0.00
Shared
0.00
None
67.22K
FIRST TR EXCHANGE-TRADED FD
SOLEShares44.26K
TypeSH
Market value$3.06M
2.07%
Sole
0.00
Shared
0.00
None
44.26K
ALIBABA GROUP HLDG LTD
SOLEShares10.28K
TypeSH
Market value$2.33M
1.57%
Sole
0.00
Shared
0.00
None
10.28K
ISHARES TR
SOLEShares13.92K
TypeSH
Market value$2.28M
1.54%
Sole
0.00
Shared
0.00
None
13.92K
FIRST TR EXCHANGE TRADED FD
SOLEShares33.66K
TypeSH
Market value$2.04M
1.38%
Sole
0.00
Shared
0.00
None
33.66K
ISHARES TR
SOLEShares4.49K
TypeSH
Market value$2.04M
1.38%
Sole
0.00
Shared
0.00
None
4.49K
AMAZON COM INC
SOLEShares566.00
TypeSH
Market value$1.95M
1.31%
Sole
0.00
Shared
0.00
None
566.00
INVESCO EXCHANGE TRADED FD T
SOLEShares22.71K
TypeSH
Market value$1.75M
1.18%
Sole
0.00
Shared
0.00
None
22.71K
INVESCO EXCHANGE TRADED FD T
SOLEShares6.01K
TypeSH
Market value$1.74M
1.17%
Sole
0.00
Shared
0.00
None
6.01K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.19K | SH | $9.50M 6.40% | 0.00 | 0.00 | 22.19K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 61.67K | SH | $9.30M 6.27% | 0.00 | 0.00 | 61.67K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 20.37K | SH | $7.22M 4.87% | 0.00 | 0.00 | 20.37K |
ISHARES GOLD TRSOLE | ISHARES NEW | 194.51K | SH | $6.56M 4.42% | 0.00 | 0.00 | 194.51K |
ISHARES TRSOLE | US TRSPRTION | 24.21K | SH | $6.29M 4.24% | 0.00 | 0.00 | 24.21K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 250.06K | SH | $5.91M 3.99% | 0.00 | 0.00 | 250.06K |
APPLE INCSOLE | COM | 41.46K | SH | $5.68M 3.83% | 0.00 | 0.00 | 41.46K |
ISHARES TRSOLE | US REGNL BKS ETF | 85.30K | SH | $4.91M 3.31% | 0.00 | 0.00 | 85.30K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 90.18K | SH | $4.86M 3.27% | 0.00 | 0.00 | 90.18K |
FLEXSHARES TRSOLE | IBOXX 3R TARGT | 172.65K | SH | $4.57M 3.08% | 0.00 | 0.00 | 172.65K |
GLOBAL X FDSSOLE | US INFR DEV ETF | 167.82K | SH | $4.32M 2.91% | 0.00 | 0.00 | 167.82K |
SPDR SER TRSOLE | S&P METALS MNG | 99.57K | SH | $4.29M 2.89% | 0.00 | 0.00 | 99.57K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 114.14K | SH | $4.19M 2.82% | 0.00 | 0.00 | 114.14K |
MICROSOFT CORPSOLE | COM | 13.66K | SH | $3.70M 2.49% | 0.00 | 0.00 | 13.66K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 281.06K | SH | $3.64M 2.46% | 0.00 | 0.00 | 281.06K |
SPDR GOLD TRSOLE | GOLD SHS | 20.29K | SH | $3.36M 2.27% | 0.00 | 0.00 | 20.29K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 67.22K | SH | $3.14M 2.12% | 0.00 | 0.00 | 67.22K |
FIRST TR EXCHANGE-TRADED FDSOLE | NAS CLNEDG GREEN | 44.26K | SH | $3.06M 2.07% | 0.00 | 0.00 | 44.26K |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 10.28K | SH | $2.33M 1.57% | 0.00 | 0.00 | 10.28K |
ISHARES TRSOLE | ISHARES BIOTECH | 13.92K | SH | $2.28M 1.54% | 0.00 | 0.00 | 13.92K |
FIRST TR EXCHANGE TRADED FDSOLE | CONSUMR DISCRE | 33.66K | SH | $2.04M 1.38% | 0.00 | 0.00 | 33.66K |
ISHARES TRSOLE | ISHARES SEMICDTR | 4.49K | SH | $2.04M 1.38% | 0.00 | 0.00 | 4.49K |
AMAZON COM INCSOLE | COM | 566.00 | SH | $1.95M 1.31% | 0.00 | 0.00 | 566.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 PUR VAL | 22.71K | SH | $1.75M 1.18% | 0.00 | 0.00 | 22.71K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 6.01K | SH | $1.74M 1.17% | 0.00 | 0.00 | 6.01K |
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