Filed: 5/20/2026ACC: 0002129318-26-000021
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $151.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
83
Positions
$151.24M
Total AUM (reported)
2.71M
Total Shares
Allocation by class
COM$44.63M29.5%
TR UNIT$18.59M12.3%
UNIT SER 1$9.81M6.5%
FINANCIAL$8.41M5.6%
S&P500 EQL WGT$6.18M4.1%
ISHARES NEW$5.76M3.8%
FST TR GLB FD$5.48M3.6%
Portfolio Concentration
Top 3$36.81M24.3%
4–10$40.52M26.8%
11–25$39.92M26.4%
Rest$33.99M22.5%
Top 3 weight
24.3%
Top 10 weight
51.1%
Voting Authority Distribution
Total shares with voting rights: 2.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.71M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole83
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings83
Rows:
SPDR S&P 500 ETF TR
SOLEShares43.31K
TypeSH
Market value$18.59M
12.29%
Sole
0.00
Shared
0.00
None
43.31K
INVESCO QQQ TR
SOLEShares27.39K
TypeSH
Market value$9.81M
6.48%
Sole
0.00
Shared
0.00
None
27.39K
SELECT SECTOR SPDR TR
SOLEShares224.14K
TypeSH
Market value$8.41M
5.56%
Sole
0.00
Shared
0.00
None
224.14K
APPLE INC
SOLEShares51.56K
TypeSH
Market value$7.30M
4.82%
Sole
0.00
Shared
0.00
None
51.56K
AURINIA PHARMACEUTICALS INC
SOLEShares298.23K
TypeSH
Market value$6.60M
4.36%
Sole
0.00
Shared
0.00
None
298.23K
INVESCO EXCHANGE TRADED FD T
SOLEShares41.22K
TypeSH
Market value$6.18M
4.08%
Sole
0.00
Shared
0.00
None
41.22K
ISHARES GOLD TR
SOLEShares172.42K
TypeSH
Market value$5.76M
3.81%
Sole
0.00
Shared
0.00
None
172.42K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares227.18K
TypeSH
Market value$5.48M
3.62%
Sole
0.00
Shared
0.00
None
227.18K
ISHARES TR
SOLEShares78.27K
TypeSH
Market value$4.91M
3.25%
Sole
0.00
Shared
0.00
None
78.27K
FIRST TR EXCHANGE TRADED FD
SOLEShares88.24K
TypeSH
Market value$4.30M
2.84%
Sole
0.00
Shared
0.00
None
88.24K
FLEXSHARES TR
SOLEShares162.03K
TypeSH
Market value$4.26M
2.82%
Sole
0.00
Shared
0.00
None
162.03K
SELECT SECTOR SPDR TR
SOLEShares79.82K
TypeSH
Market value$4.16M
2.75%
Sole
0.00
Shared
0.00
None
79.82K
GLOBAL X FDS
SOLEShares162.54K
TypeSH
Market value$4.13M
2.73%
Sole
0.00
Shared
0.00
None
162.54K
MICROSOFT CORP
SOLEShares13.60K
TypeSH
Market value$3.83M
2.54%
Sole
0.00
Shared
0.00
None
13.60K
SPDR GOLD TR
SOLEShares19.84K
TypeSH
Market value$3.26M
2.15%
Sole
0.00
Shared
0.00
None
19.84K
SPDR SER TR
SOLEShares77.78K
TypeSH
Market value$3.25M
2.15%
Sole
0.00
Shared
0.00
None
77.78K
FIRST TR EXCHANGE-TRADED FD
SOLEShares44.47K
TypeSH
Market value$2.78M
1.84%
Sole
0.00
Shared
0.00
None
44.47K
ISHARES TR
SOLEShares14.67K
TypeSH
Market value$2.37M
1.57%
Sole
0.00
Shared
0.00
None
14.67K
ISHARES TR
SOLEShares5.21K
TypeSH
Market value$2.32M
1.53%
Sole
0.00
Shared
0.00
None
5.21K
FORTINET INC
SOLEShares6.57K
TypeSH
Market value$1.92M
1.27%
Sole
0.00
Shared
0.00
None
6.57K
FIRST TR EXCHANGE TRADED FD
SOLEShares31.75K
TypeSH
Market value$1.88M
1.24%
Sole
0.00
Shared
0.00
None
31.75K
AMAZON COM INC
SOLEShares558.00
TypeSH
Market value$1.83M
1.21%
Sole
0.00
Shared
0.00
None
558.00
ETF SER SOLUTIONS
SOLEShares40.20K
TypeSH
Market value$1.46M
0.97%
Sole
0.00
Shared
0.00
None
40.20K
TARGET CORP
SOLEShares5.45K
TypeSH
Market value$1.25M
0.82%
Sole
0.00
Shared
0.00
None
5.45K
MORGAN STANLEY
SOLEShares12.54K
TypeSH
Market value$1.22M
0.81%
Sole
0.00
Shared
0.00
None
12.54K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 43.31K | SH | $18.59M 12.29% | 0.00 | 0.00 | 43.31K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 27.39K | SH | $9.81M 6.48% | 0.00 | 0.00 | 27.39K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 224.14K | SH | $8.41M 5.56% | 0.00 | 0.00 | 224.14K |
APPLE INCSOLE | COM | 51.56K | SH | $7.30M 4.82% | 0.00 | 0.00 | 51.56K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 298.23K | SH | $6.60M 4.36% | 0.00 | 0.00 | 298.23K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 41.22K | SH | $6.18M 4.08% | 0.00 | 0.00 | 41.22K |
ISHARES GOLD TRSOLE | ISHARES NEW | 172.42K | SH | $5.76M 3.81% | 0.00 | 0.00 | 172.42K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 227.18K | SH | $5.48M 3.62% | 0.00 | 0.00 | 227.18K |
ISHARES TRSOLE | U.S. MED DVC ETF | 78.27K | SH | $4.91M 3.25% | 0.00 | 0.00 | 78.27K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 88.24K | SH | $4.30M 2.84% | 0.00 | 0.00 | 88.24K |
FLEXSHARES TRSOLE | IBOXX 3R TARGT | 162.03K | SH | $4.26M 2.82% | 0.00 | 0.00 | 162.03K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 79.82K | SH | $4.16M 2.75% | 0.00 | 0.00 | 79.82K |
GLOBAL X FDSSOLE | US INFR DEV ETF | 162.54K | SH | $4.13M 2.73% | 0.00 | 0.00 | 162.54K |
MICROSOFT CORPSOLE | COM | 13.60K | SH | $3.83M 2.54% | 0.00 | 0.00 | 13.60K |
SPDR GOLD TRSOLE | GOLD SHS | 19.84K | SH | $3.26M 2.15% | 0.00 | 0.00 | 19.84K |
SPDR SER TRSOLE | S&P METALS MNG | 77.78K | SH | $3.25M 2.15% | 0.00 | 0.00 | 77.78K |
FIRST TR EXCHANGE-TRADED FDSOLE | NAS CLNEDG GREEN | 44.47K | SH | $2.78M 1.84% | 0.00 | 0.00 | 44.47K |
ISHARES TRSOLE | ISHARES BIOTECH | 14.67K | SH | $2.37M 1.57% | 0.00 | 0.00 | 14.67K |
ISHARES TRSOLE | ISHARES SEMICDTR | 5.21K | SH | $2.32M 1.53% | 0.00 | 0.00 | 5.21K |
FORTINET INCSOLE | COM | 6.57K | SH | $1.92M 1.27% | 0.00 | 0.00 | 6.57K |
FIRST TR EXCHANGE TRADED FDSOLE | CONSUMR DISCRE | 31.75K | SH | $1.88M 1.24% | 0.00 | 0.00 | 31.75K |
AMAZON COM INCSOLE | COM | 558.00 | SH | $1.83M 1.21% | 0.00 | 0.00 | 558.00 |
ETF SER SOLUTIONSSOLE | DEFIANCE NEXT | 40.20K | SH | $1.46M 0.97% | 0.00 | 0.00 | 40.20K |
TARGET CORPSOLE | COM | 5.45K | SH | $1.25M 0.82% | 0.00 | 0.00 | 5.45K |
MORGAN STANLEYSOLE | COM NEW | 12.54K | SH | $1.22M 0.81% | 0.00 | 0.00 | 12.54K |
Page 1 of 4