Filed: 5/20/2026ACC: 0002129318-26-000019
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 86 equity positions with a total reported market value of $165.78M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
86
Positions
$165.78M
Total AUM (reported)
2.45M
Total Shares
Allocation by class
COM$49.15M29.7%
TR UNIT$24.98M15.1%
UNIT SER 1$11.89M7.2%
RUSSELL 2000 ETF$8.26M5.0%
NASDAQ CYB ETF$6.62M4.0%
FINANCIAL$6.30M3.8%
ISHARES SEMICDTR$5.55M3.3%
Portfolio Concentration
Top 3$45.13M27.2%
4–10$43.18M26.0%
11–25$41.26M24.9%
Rest$36.21M21.8%
Top 3 weight
27.2%
Top 10 weight
53.3%
Voting Authority Distribution
Total shares with voting rights: 2.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole86
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings86
Rows:
SPDR S&P 500 ETF TR
SOLEShares52.59K
TypeSH
Market value$24.98M
15.07%
Sole
0.00
Shared
0.00
None
52.59K
INVESCO QQQ TR
SOLEShares29.89K
TypeSH
Market value$11.89M
7.17%
Sole
0.00
Shared
0.00
None
29.89K
ISHARES TR
SOLEShares37.12K
TypeSH
Market value$8.26M
4.98%
Sole
0.00
Shared
0.00
None
37.12K
AURINIA PHARMACEUTICALS INC
SOLEShares350.15K
TypeSH
Market value$8.01M
4.83%
Sole
0.00
Shared
0.00
None
350.15K
APPLE INC
SOLEShares42.23K
TypeSH
Market value$7.50M
4.52%
Sole
0.00
Shared
0.00
None
42.23K
FIRST TR EXCHANGE TRADED FD
SOLEShares125.32K
TypeSH
Market value$6.62M
3.99%
Sole
0.00
Shared
0.00
None
125.32K
SELECT SECTOR SPDR TR
SOLEShares161.43K
TypeSH
Market value$6.30M
3.80%
Sole
0.00
Shared
0.00
None
161.43K
ISHARES TR
SOLEShares10.23K
TypeSH
Market value$5.55M
3.35%
Sole
0.00
Shared
0.00
None
10.23K
ISHARES TR
SOLEShares75.38K
TypeSH
Market value$4.96M
2.99%
Sole
0.00
Shared
0.00
None
75.38K
ISHARES TR
SOLEShares32.86K
TypeSH
Market value$4.25M
2.56%
Sole
0.00
Shared
0.00
None
32.86K
FLEXSHARES TR
SOLEShares158.06K
TypeSH
Market value$4.16M
2.51%
Sole
0.00
Shared
0.00
None
158.06K
SELECT SECTOR SPDR TR
SOLEShares69.51K
TypeSH
Market value$3.86M
2.33%
Sole
0.00
Shared
0.00
None
69.51K
SPDR SER TR
SOLEShares77.45K
TypeSH
Market value$3.47M
2.09%
Sole
0.00
Shared
0.00
None
77.45K
FIRST TR EXCH TRADED FD III
SOLEShares169.84K
TypeSH
Market value$3.45M
2.08%
Sole
0.00
Shared
0.00
None
169.84K
GLOBAL X FDS
SOLEShares109.94K
TypeSH
Market value$3.17M
1.91%
Sole
0.00
Shared
0.00
None
109.94K
MICROSOFT CORP
SOLEShares9.07K
TypeSH
Market value$3.05M
1.84%
Sole
0.00
Shared
0.00
None
9.07K
FIRST TR EXCHANGE-TRADED FD
SOLEShares43.67K
TypeSH
Market value$2.97M
1.79%
Sole
0.00
Shared
0.00
None
43.67K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares122.28K
TypeSH
Market value$2.82M
1.70%
Sole
0.00
Shared
0.00
None
122.28K
ISHARES TR
SOLEShares15.48K
TypeSH
Market value$2.36M
1.43%
Sole
0.00
Shared
0.00
None
15.48K
ISHARES GOLD TR
SOLEShares67.59K
TypeSH
Market value$2.35M
1.42%
Sole
0.00
Shared
0.00
None
67.59K
ADVANCED MICRO DEVICES INC
SOLEShares16.06K
TypeSH
Market value$2.31M
1.39%
Sole
0.00
Shared
0.00
None
16.06K
FIRST TR EXCHANGE TRADED FD
SOLEShares30.30K
TypeSH
Market value$1.88M
1.13%
Sole
0.00
Shared
0.00
None
30.30K
FORTINET INC
SOLEShares5.21K
TypeSH
Market value$1.87M
1.13%
Sole
0.00
Shared
0.00
None
5.21K
FEDEX CORP
SOLEShares7.17K
TypeSH
Market value$1.86M
1.12%
Sole
0.00
Shared
0.00
None
7.17K
SALESFORCE INC
SOLEShares6.64K
TypeSH
Market value$1.69M
1.02%
Sole
0.00
Shared
0.00
None
6.64K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 52.59K | SH | $24.98M 15.07% | 0.00 | 0.00 | 52.59K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 29.89K | SH | $11.89M 7.17% | 0.00 | 0.00 | 29.89K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 37.12K | SH | $8.26M 4.98% | 0.00 | 0.00 | 37.12K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 350.15K | SH | $8.01M 4.83% | 0.00 | 0.00 | 350.15K |
APPLE INCSOLE | COM | 42.23K | SH | $7.50M 4.52% | 0.00 | 0.00 | 42.23K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDAQ CYB ETF | 125.32K | SH | $6.62M 3.99% | 0.00 | 0.00 | 125.32K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 161.43K | SH | $6.30M 3.80% | 0.00 | 0.00 | 161.43K |
ISHARES TRSOLE | ISHARES SEMICDTR | 10.23K | SH | $5.55M 3.35% | 0.00 | 0.00 | 10.23K |
ISHARES TRSOLE | U.S. MED DVC ETF | 75.38K | SH | $4.96M 2.99% | 0.00 | 0.00 | 75.38K |
ISHARES TRSOLE | TIPS BD ETF | 32.86K | SH | $4.25M 2.56% | 0.00 | 0.00 | 32.86K |
FLEXSHARES TRSOLE | IBOXX 3R TARGT | 158.06K | SH | $4.16M 2.51% | 0.00 | 0.00 | 158.06K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 69.51K | SH | $3.86M 2.33% | 0.00 | 0.00 | 69.51K |
SPDR SER TRSOLE | S&P METALS MNG | 77.45K | SH | $3.47M 2.09% | 0.00 | 0.00 | 77.45K |
FIRST TR EXCH TRADED FD IIISOLE | PFD SECS INC ETF | 169.84K | SH | $3.45M 2.08% | 0.00 | 0.00 | 169.84K |
GLOBAL X FDSSOLE | US INFR DEV ETF | 109.94K | SH | $3.17M 1.91% | 0.00 | 0.00 | 109.94K |
MICROSOFT CORPSOLE | COM | 9.07K | SH | $3.05M 1.84% | 0.00 | 0.00 | 9.07K |
FIRST TR EXCHANGE-TRADED FDSOLE | NAS CLNEDG GREEN | 43.67K | SH | $2.97M 1.79% | 0.00 | 0.00 | 43.67K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 122.28K | SH | $2.82M 1.70% | 0.00 | 0.00 | 122.28K |
ISHARES TRSOLE | ISHARES BIOTECH | 15.48K | SH | $2.36M 1.43% | 0.00 | 0.00 | 15.48K |
ISHARES GOLD TRSOLE | ISHARES NEW | 67.59K | SH | $2.35M 1.42% | 0.00 | 0.00 | 67.59K |
ADVANCED MICRO DEVICES INCSOLE | COM | 16.06K | SH | $2.31M 1.39% | 0.00 | 0.00 | 16.06K |
FIRST TR EXCHANGE TRADED FDSOLE | CONSUMR DISCRE | 30.30K | SH | $1.88M 1.13% | 0.00 | 0.00 | 30.30K |
FORTINET INCSOLE | COM | 5.21K | SH | $1.87M 1.13% | 0.00 | 0.00 | 5.21K |
FEDEX CORPSOLE | COM | 7.17K | SH | $1.86M 1.12% | 0.00 | 0.00 | 7.17K |
SALESFORCE INCSOLE | COM | 6.64K | SH | $1.69M 1.02% | 0.00 | 0.00 | 6.64K |
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