Filed: 5/20/2026ACC: 0002129318-26-000012
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $144.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
63
Positions
$144.18M
Total AUM (reported)
2.51M
Total Shares
Allocation by class
COM$39.64M27.5%
TR UNIT$22.93M15.9%
INT-TERM CORP$12.49M8.7%
UNIT SER 1$9.77M6.8%
ISHARES NEW$7.00M4.9%
ALLWRLD EX US$5.68M3.9%
US AER DEF ETF$4.37M3.0%
Portfolio Concentration
Top 3$45.19M31.3%
4–10$34.33M23.8%
11–25$36.21M25.1%
Rest$28.45M19.7%
Top 3 weight
31.3%
Top 10 weight
55.2%
Voting Authority Distribution
Total shares with voting rights: 2.51M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.51M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole63
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings63
Rows:
SPDR S&P 500 ETF TR
SOLEShares53.65K
TypeSH
Market value$22.93M
15.90%
Sole
0.00
Shared
0.00
None
53.65K
VANGUARD SCOTTSDALE FDS
SOLEShares164.32K
TypeSH
Market value$12.49M
8.66%
Sole
0.00
Shared
0.00
None
164.32K
INVESCO QQQ TR
SOLEShares27.26K
TypeSH
Market value$9.77M
6.77%
Sole
0.00
Shared
0.00
None
27.26K
ISHARES GOLD TR
SOLEShares199.99K
TypeSH
Market value$7.00M
4.85%
Sole
0.00
Shared
0.00
None
199.99K
APPLE INC
SOLEShares33.85K
TypeSH
Market value$5.80M
4.02%
Sole
0.00
Shared
0.00
None
33.85K
VANGUARD INTL EQUITY INDEX F
SOLEShares109.42K
TypeSH
Market value$5.68M
3.94%
Sole
0.00
Shared
0.00
None
109.42K
ISHARES TR
SOLEShares41.22K
TypeSH
Market value$4.37M
3.03%
Sole
0.00
Shared
0.00
None
41.22K
SPDR GOLD TR
SOLEShares23.90K
TypeSH
Market value$4.10M
2.84%
Sole
0.00
Shared
0.00
None
23.90K
ISHARES TR
SOLEShares11.29K
TypeSH
Market value$3.85M
2.67%
Sole
0.00
Shared
0.00
None
11.29K
SPDR SER TR
SOLEShares38.59K
TypeSH
Market value$3.54M
2.46%
Sole
0.00
Shared
0.00
None
38.59K
MICROSOFT CORP
SOLEShares10.28K
TypeSH
Market value$3.25M
2.25%
Sole
0.00
Shared
0.00
None
10.28K
AURINIA PHARMACEUTICALS INC
SOLEShares410.20K
TypeSH
Market value$3.19M
2.21%
Sole
0.00
Shared
0.00
None
410.20K
ISHARES TR
SOLEShares6.33K
TypeSH
Market value$3.00M
2.08%
Sole
0.00
Shared
0.00
None
6.33K
AMAZON COM INC
SOLEShares22.92K
TypeSH
Market value$2.91M
2.02%
Sole
0.00
Shared
0.00
None
22.92K
INVESCO EXCHANGE TRADED FD T
SOLEShares30.63K
TypeSH
Market value$2.79M
1.94%
Sole
0.00
Shared
0.00
None
30.63K
FIRST TR EXCHANGE TRAD FD VI
SOLEShares115.16K
TypeSH
Market value$2.76M
1.92%
Sole
0.00
Shared
0.00
None
115.16K
ABRDN GOLD ETF TRUST
SOLEShares134.95K
TypeSH
Market value$2.39M
1.66%
Sole
0.00
Shared
0.00
None
134.95K
JACKSON FINANCIAL INC
SOLEShares58.40K
TypeSH
Market value$2.23M
1.55%
Sole
0.00
Shared
0.00
None
58.40K
SOUTHERN COPPER CORP
SOLEShares29.22K
TypeSH
Market value$2.20M
1.53%
Sole
0.00
Shared
0.00
None
29.22K
NETFLIX INC
SOLEShares5.78K
TypeSH
Market value$2.18M
1.51%
Sole
0.00
Shared
0.00
None
5.78K
VANGUARD INDEX FDS
SOLEShares9.35K
TypeSH
Market value$1.99M
1.38%
Sole
0.00
Shared
0.00
None
9.35K
BANK AMERICA CORP
SOLEShares72K
TypeSH
Market value$1.97M
1.37%
Sole
0.00
Shared
0.00
None
72K
HOME DEPOT INC
SOLEShares6.31K
TypeSH
Market value$1.91M
1.32%
Sole
0.00
Shared
0.00
None
6.31K
WALMART INC
SOLEShares11.08K
TypeSH
Market value$1.77M
1.23%
Sole
0.00
Shared
0.00
None
11.08K
NORTHROP GRUMMAN CORP
SOLEShares3.81K
TypeSH
Market value$1.68M
1.16%
Sole
0.00
Shared
0.00
None
3.81K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 53.65K | SH | $22.93M 15.90% | 0.00 | 0.00 | 53.65K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 164.32K | SH | $12.49M 8.66% | 0.00 | 0.00 | 164.32K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 27.26K | SH | $9.77M 6.77% | 0.00 | 0.00 | 27.26K |
ISHARES GOLD TRSOLE | ISHARES NEW | 199.99K | SH | $7.00M 4.85% | 0.00 | 0.00 | 199.99K |
APPLE INCSOLE | COM | 33.85K | SH | $5.80M 4.02% | 0.00 | 0.00 | 33.85K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 109.42K | SH | $5.68M 3.94% | 0.00 | 0.00 | 109.42K |
ISHARES TRSOLE | US AER DEF ETF | 41.22K | SH | $4.37M 3.03% | 0.00 | 0.00 | 41.22K |
SPDR GOLD TRSOLE | GOLD SHS | 23.90K | SH | $4.10M 2.84% | 0.00 | 0.00 | 23.90K |
ISHARES TRSOLE | EXPANDED TECH | 11.29K | SH | $3.85M 2.67% | 0.00 | 0.00 | 11.29K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 38.59K | SH | $3.54M 2.46% | 0.00 | 0.00 | 38.59K |
MICROSOFT CORPSOLE | COM | 10.28K | SH | $3.25M 2.25% | 0.00 | 0.00 | 10.28K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 410.20K | SH | $3.19M 2.21% | 0.00 | 0.00 | 410.20K |
ISHARES TRSOLE | ISHARES SEMICDTR | 6.33K | SH | $3.00M 2.08% | 0.00 | 0.00 | 6.33K |
AMAZON COM INCSOLE | COM | 22.92K | SH | $2.91M 2.02% | 0.00 | 0.00 | 22.92K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 30.63K | SH | $2.79M 1.94% | 0.00 | 0.00 | 30.63K |
FIRST TR EXCHANGE TRAD FD VISOLE | FST TR GLB FD | 115.16K | SH | $2.76M 1.92% | 0.00 | 0.00 | 115.16K |
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 134.95K | SH | $2.39M 1.66% | 0.00 | 0.00 | 134.95K |
JACKSON FINANCIAL INCSOLE | COM CL A | 58.40K | SH | $2.23M 1.55% | 0.00 | 0.00 | 58.40K |
SOUTHERN COPPER CORPSOLE | COM | 29.22K | SH | $2.20M 1.53% | 0.00 | 0.00 | 29.22K |
NETFLIX INCSOLE | COM | 5.78K | SH | $2.18M 1.51% | 0.00 | 0.00 | 5.78K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 9.35K | SH | $1.99M 1.38% | 0.00 | 0.00 | 9.35K |
BANK AMERICA CORPSOLE | COM | 72K | SH | $1.97M 1.37% | 0.00 | 0.00 | 72K |
HOME DEPOT INCSOLE | COM | 6.31K | SH | $1.91M 1.32% | 0.00 | 0.00 | 6.31K |
WALMART INCSOLE | COM | 11.08K | SH | $1.77M 1.23% | 0.00 | 0.00 | 11.08K |
NORTHROP GRUMMAN CORPSOLE | COM | 3.81K | SH | $1.68M 1.16% | 0.00 | 0.00 | 3.81K |
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