Filed: 5/20/2026ACC: 0002129318-26-000011
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 67 equity positions with a total reported market value of $164.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
67
Positions
$164.62M
Total AUM (reported)
2.52M
Total Shares
Allocation by class
COM$45.82M27.8%
TR UNIT$27.40M16.6%
UNIT SER 1$16.18M9.8%
INT-TERM CORP$12.64M7.7%
ISHARES NEW$10.44M6.3%
EXPANDED TECH$5.81M3.5%
PHYSCL GOLD SHS$4.76M2.9%
Portfolio Concentration
Top 3$56.22M34.2%
4–10$40.26M24.5%
11–25$39.85M24.2%
Rest$28.28M17.2%
Top 3 weight
34.2%
Top 10 weight
58.6%
Voting Authority Distribution
Total shares with voting rights: 2.52M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.52M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole67
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings67
Rows:
SPDR S&P 500 ETF TR
SOLEShares57.64K
TypeSH
Market value$27.40M
16.64%
Sole
0.00
Shared
0.00
None
57.64K
INVESCO QQQ TR
SOLEShares39.52K
TypeSH
Market value$16.18M
9.83%
Sole
0.00
Shared
0.00
None
39.52K
VANGUARD SCOTTSDALE FDS
SOLEShares155.52K
TypeSH
Market value$12.64M
7.68%
Sole
0.00
Shared
0.00
None
155.52K
ISHARES GOLD TR
SOLEShares267.54K
TypeSH
Market value$10.44M
6.34%
Sole
0.00
Shared
0.00
None
267.54K
APPLE INC
SOLEShares34.06K
TypeSH
Market value$6.56M
3.98%
Sole
0.00
Shared
0.00
None
34.06K
ISHARES TR
SOLEShares14.33K
TypeSH
Market value$5.81M
3.53%
Sole
0.00
Shared
0.00
None
14.33K
ABRDN GOLD ETF TRUST
SOLEShares241.29K
TypeSH
Market value$4.76M
2.89%
Sole
0.00
Shared
0.00
None
241.29K
SPDR GOLD TR
SOLEShares23.72K
TypeSH
Market value$4.53M
2.75%
Sole
0.00
Shared
0.00
None
23.72K
SPDR SER TR
SOLEShares44.74K
TypeSH
Market value$4.09M
2.48%
Sole
0.00
Shared
0.00
None
44.74K
INVESCO EXCHANGE TRADED FD T
SOLEShares44.08K
TypeSH
Market value$4.06M
2.47%
Sole
0.00
Shared
0.00
None
44.08K
MICROSOFT CORP
SOLEShares10.43K
TypeSH
Market value$3.92M
2.38%
Sole
0.00
Shared
0.00
None
10.43K
AURINIA PHARMACEUTICALS INC
SOLEShares403.32K
TypeSH
Market value$3.63M
2.20%
Sole
0.00
Shared
0.00
None
403.32K
AMAZON COM INC
SOLEShares23.64K
TypeSH
Market value$3.59M
2.18%
Sole
0.00
Shared
0.00
None
23.64K
VANGUARD INDEX FDS
SOLEShares12.84K
TypeSH
Market value$3.05M
1.85%
Sole
0.00
Shared
0.00
None
12.84K
ISHARES TR
SOLEShares5.28K
TypeSH
Market value$3.04M
1.85%
Sole
0.00
Shared
0.00
None
5.28K
JACKSON FINANCIAL INC
SOLEShares55.04K
TypeSH
Market value$2.82M
1.71%
Sole
0.00
Shared
0.00
None
55.04K
NETFLIX INC
SOLEShares5.79K
TypeSH
Market value$2.82M
1.71%
Sole
0.00
Shared
0.00
None
5.79K
SSGA ACTIVE ETF TR
SOLEShares68.46K
TypeSH
Market value$2.76M
1.68%
Sole
0.00
Shared
0.00
None
68.46K
BANK AMERICA CORP
SOLEShares71.43K
TypeSH
Market value$2.41M
1.46%
Sole
0.00
Shared
0.00
None
71.43K
SHOPIFY INC
SOLEShares29.23K
TypeSH
Market value$2.28M
1.38%
Sole
0.00
Shared
0.00
None
29.23K
SOFI TECHNOLOGIES INC
SOLEShares221.76K
TypeSH
Market value$2.21M
1.34%
Sole
0.00
Shared
0.00
None
221.76K
ISHARES TR
SOLEShares6.90K
TypeSH
Market value$2.09M
1.27%
Sole
0.00
Shared
0.00
None
6.90K
NORTHROP GRUMMAN CORP
SOLEShares3.80K
TypeSH
Market value$1.78M
1.08%
Sole
0.00
Shared
0.00
None
3.80K
INTEL CORP
SOLEShares34.91K
TypeSH
Market value$1.75M
1.07%
Sole
0.00
Shared
0.00
None
34.91K
WALMART INC
SOLEShares10.88K
TypeSH
Market value$1.71M
1.04%
Sole
0.00
Shared
0.00
None
10.88K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 57.64K | SH | $27.40M 16.64% | 0.00 | 0.00 | 57.64K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 39.52K | SH | $16.18M 9.83% | 0.00 | 0.00 | 39.52K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 155.52K | SH | $12.64M 7.68% | 0.00 | 0.00 | 155.52K |
ISHARES GOLD TRSOLE | ISHARES NEW | 267.54K | SH | $10.44M 6.34% | 0.00 | 0.00 | 267.54K |
APPLE INCSOLE | COM | 34.06K | SH | $6.56M 3.98% | 0.00 | 0.00 | 34.06K |
ISHARES TRSOLE | EXPANDED TECH | 14.33K | SH | $5.81M 3.53% | 0.00 | 0.00 | 14.33K |
ABRDN GOLD ETF TRUSTSOLE | PHYSCL GOLD SHS | 241.29K | SH | $4.76M 2.89% | 0.00 | 0.00 | 241.29K |
SPDR GOLD TRSOLE | GOLD SHS | 23.72K | SH | $4.53M 2.75% | 0.00 | 0.00 | 23.72K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 44.74K | SH | $4.09M 2.48% | 0.00 | 0.00 | 44.74K |
INVESCO EXCHANGE TRADED FD TSOLE | AEROSPACE DEFN | 44.08K | SH | $4.06M 2.47% | 0.00 | 0.00 | 44.08K |
MICROSOFT CORPSOLE | COM | 10.43K | SH | $3.92M 2.38% | 0.00 | 0.00 | 10.43K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 403.32K | SH | $3.63M 2.20% | 0.00 | 0.00 | 403.32K |
AMAZON COM INCSOLE | COM | 23.64K | SH | $3.59M 2.18% | 0.00 | 0.00 | 23.64K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 12.84K | SH | $3.05M 1.85% | 0.00 | 0.00 | 12.84K |
ISHARES TRSOLE | ISHARES SEMICDTR | 5.28K | SH | $3.04M 1.85% | 0.00 | 0.00 | 5.28K |
JACKSON FINANCIAL INCSOLE | COM CL A | 55.04K | SH | $2.82M 1.71% | 0.00 | 0.00 | 55.04K |
NETFLIX INCSOLE | COM | 5.79K | SH | $2.82M 1.71% | 0.00 | 0.00 | 5.79K |
SSGA ACTIVE ETF TRSOLE | ULT SHT TRM BD | 68.46K | SH | $2.76M 1.68% | 0.00 | 0.00 | 68.46K |
BANK AMERICA CORPSOLE | COM | 71.43K | SH | $2.41M 1.46% | 0.00 | 0.00 | 71.43K |
SHOPIFY INCSOLE | CL A | 29.23K | SH | $2.28M 1.38% | 0.00 | 0.00 | 29.23K |
SOFI TECHNOLOGIES INCSOLE | COM | 221.76K | SH | $2.21M 1.34% | 0.00 | 0.00 | 221.76K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 6.90K | SH | $2.09M 1.27% | 0.00 | 0.00 | 6.90K |
NORTHROP GRUMMAN CORPSOLE | COM | 3.80K | SH | $1.78M 1.08% | 0.00 | 0.00 | 3.80K |
INTEL CORPSOLE | COM | 34.91K | SH | $1.75M 1.07% | 0.00 | 0.00 | 34.91K |
WALMART INCSOLE | COM | 10.88K | SH | $1.71M 1.04% | 0.00 | 0.00 | 10.88K |
Page 1 of 3