Filed: 5/20/2026ACC: 0002129318-26-000006
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 85 equity positions with a total reported market value of $214.30M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
85
Positions
$214.30M
Total AUM (reported)
3.47M
Total Shares
Allocation by class
COM$46.42M21.7%
TR UNIT$25.80M12.0%
ISHARES NEW$15.50M7.2%
BLOOMBERG 1-3 MO$14.28M6.7%
SHORT TREAS BD$11.55M5.4%
PHYSCL GOLD SHS$10.27M4.8%
UNIT SER 1$8.58M4.0%
Portfolio Concentration
Top 3$55.58M25.9%
4–10$55.35M25.8%
11–25$48.15M22.5%
Rest$55.23M25.8%
Top 3 weight
25.9%
Top 10 weight
51.8%
Voting Authority Distribution
Total shares with voting rights: 3.47M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.47M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole85
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings85
Rows:
SPDR S&P 500 ETF TR
SOLEShares46.12K
TypeSH
Market value$25.80M
12.04%
Sole
0.00
Shared
0.00
None
46.12K
ISHARES GOLD TR
SOLEShares262.83K
TypeSH
Market value$15.50M
7.23%
Sole
0.00
Shared
0.00
None
262.83K
SPDR SER TR
SOLEShares155.72K
TypeSH
Market value$14.28M
6.67%
Sole
0.00
Shared
0.00
None
155.72K
ISHARES TR
SOLEShares104.58K
TypeSH
Market value$11.55M
5.39%
Sole
0.00
Shared
0.00
None
104.58K
ETFS GOLD TR
SOLEShares344.48K
TypeSH
Market value$10.27M
4.79%
Sole
0.00
Shared
0.00
None
344.48K
INVESCO QQQ TR
SOLEShares18.30K
TypeSH
Market value$8.58M
4.00%
Sole
0.00
Shared
0.00
None
18.30K
WISDOMTREE TR
SOLEShares165.85K
TypeSH
Market value$6.98M
3.26%
Sole
0.00
Shared
0.00
None
165.85K
APPLE INC
SOLEShares30.44K
TypeSH
Market value$6.76M
3.15%
Sole
0.00
Shared
0.00
None
30.44K
INVESCO ACTIVELY MANAGED EXC
SOLEShares118.41K
TypeSH
Market value$5.93M
2.77%
Sole
0.00
Shared
0.00
None
118.41K
EA SERIES TRUST
SOLEShares47.25K
TypeSH
Market value$5.27M
2.46%
Sole
0.00
Shared
0.00
None
47.25K
SSGA ACTIVE ETF TR
SOLEShares125.40K
TypeSH
Market value$5.10M
2.38%
Sole
0.00
Shared
0.00
None
125.40K
SPDR GOLD TR
SOLEShares17.51K
TypeSH
Market value$5.04M
2.35%
Sole
0.00
Shared
0.00
None
17.51K
SPDR INDEX SHS FDS
SOLEShares92.52K
TypeSH
Market value$5.03M
2.35%
Sole
0.00
Shared
0.00
None
92.52K
VANGUARD INDEX FDS
SOLEShares13.49K
TypeSH
Market value$3.71M
1.73%
Sole
0.00
Shared
0.00
None
13.49K
AMAZON COM INC
SOLEShares16.99K
TypeSH
Market value$3.23M
1.51%
Sole
0.00
Shared
0.00
None
16.99K
AURINIA PHARMACEUTICALS INC
SOLEShares387.84K
TypeSH
Market value$3.12M
1.46%
Sole
0.00
Shared
0.00
None
387.84K
ISHARES TR
SOLEShares30.35K
TypeSH
Market value$3.06M
1.43%
Sole
0.00
Shared
0.00
None
30.35K
ALPHABET INC
SOLEShares17.58K
TypeSH
Market value$2.72M
1.27%
Sole
0.00
Shared
0.00
None
17.58K
ISHARES TR
SOLEShares30.49K
TypeSH
Market value$2.71M
1.27%
Sole
0.00
Shared
0.00
None
30.49K
ISHARES TR
SOLEShares13.16K
TypeSH
Market value$2.63M
1.23%
Sole
0.00
Shared
0.00
None
13.16K
SHOPIFY INC
SOLEShares27K
TypeSH
Market value$2.58M
1.20%
Sole
0.00
Shared
0.00
None
27K
OKTA INC
SOLEShares23.23K
TypeSH
Market value$2.44M
1.14%
Sole
0.00
Shared
0.00
None
23.23K
FIRST TR EXCHANGE TRADED FD
SOLEShares21.41K
TypeSH
Market value$2.42M
1.13%
Sole
0.00
Shared
0.00
None
21.41K
KRANESHARES TRUST
SOLEShares63.33K
TypeSH
Market value$2.21M
1.03%
Sole
0.00
Shared
0.00
None
63.33K
TURNING PT BRANDS INC
SOLEShares36.08K
TypeSH
Market value$2.14M
1.00%
Sole
0.00
Shared
0.00
None
36.08K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 46.12K | SH | $25.80M 12.04% | 0.00 | 0.00 | 46.12K |
ISHARES GOLD TRSOLE | ISHARES NEW | 262.83K | SH | $15.50M 7.23% | 0.00 | 0.00 | 262.83K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 155.72K | SH | $14.28M 6.67% | 0.00 | 0.00 | 155.72K |
ISHARES TRSOLE | SHORT TREAS BD | 104.58K | SH | $11.55M 5.39% | 0.00 | 0.00 | 104.58K |
ETFS GOLD TRSOLE | PHYSCL GOLD SHS | 344.48K | SH | $10.27M 4.79% | 0.00 | 0.00 | 344.48K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 18.30K | SH | $8.58M 4.00% | 0.00 | 0.00 | 18.30K |
WISDOMTREE TRSOLE | EMER MKT HIGH FD | 165.85K | SH | $6.98M 3.26% | 0.00 | 0.00 | 165.85K |
APPLE INCSOLE | COM | 30.44K | SH | $6.76M 3.15% | 0.00 | 0.00 | 30.44K |
INVESCO ACTIVELY MANAGED EXCSOLE | ULTRA SHRT DUR | 118.41K | SH | $5.93M 2.77% | 0.00 | 0.00 | 118.41K |
EA SERIES TRUSTSOLE | ALPHA ARCH 1-3 | 47.25K | SH | $5.27M 2.46% | 0.00 | 0.00 | 47.25K |
SSGA ACTIVE ETF TRSOLE | ULT SHT TRM BD | 125.40K | SH | $5.10M 2.38% | 0.00 | 0.00 | 125.40K |
SPDR GOLD TRSOLE | GOLD SHS | 17.51K | SH | $5.04M 2.35% | 0.00 | 0.00 | 17.51K |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 92.52K | SH | $5.03M 2.35% | 0.00 | 0.00 | 92.52K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 13.49K | SH | $3.71M 1.73% | 0.00 | 0.00 | 13.49K |
AMAZON COM INCSOLE | COM | 16.99K | SH | $3.23M 1.51% | 0.00 | 0.00 | 16.99K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 387.84K | SH | $3.12M 1.46% | 0.00 | 0.00 | 387.84K |
ISHARES TRSOLE | 0-3 MNTH TREASRY | 30.35K | SH | $3.06M 1.43% | 0.00 | 0.00 | 30.35K |
ALPHABET INCSOLE | CAP STK CL A | 17.58K | SH | $2.72M 1.27% | 0.00 | 0.00 | 17.58K |
ISHARES TRSOLE | EXPANDED TECH | 30.49K | SH | $2.71M 1.27% | 0.00 | 0.00 | 30.49K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 13.16K | SH | $2.63M 1.23% | 0.00 | 0.00 | 13.16K |
SHOPIFY INCSOLE | CL A | 27K | SH | $2.58M 1.20% | 0.00 | 0.00 | 27K |
OKTA INCSOLE | CL A | 23.23K | SH | $2.44M 1.14% | 0.00 | 0.00 | 23.23K |
FIRST TR EXCHANGE TRADED FDSOLE | NASDQ CLN EDGE | 21.41K | SH | $2.42M 1.13% | 0.00 | 0.00 | 21.41K |
KRANESHARES TRUSTSOLE | CSI CHI INTERNET | 63.33K | SH | $2.21M 1.03% | 0.00 | 0.00 | 63.33K |
TURNING PT BRANDS INCSOLE | COM | 36.08K | SH | $2.14M 1.00% | 0.00 | 0.00 | 36.08K |
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