NORRIS FINANCIAL GROUP, LLC

Filed: 5/20/2026ACC: 0002129318-26-000004

📋 What this filing means

NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 98 equity positions with a total reported market value of $273.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$273.92M

Total AUM (reported)

3.25M

Total Shares

Allocation by class

COM$65.02M23.7%

TR UNIT$40.05M14.6%

ISHARES NEW$17.55M6.4%

UNIT SER 1$13.04M4.8%

PHYSCL GOLD SHS$11.36M4.1%

BLOOMBERG 1-3 MO$10.14M3.7%

TOTAL STK MKT$7.96M2.9%

Portfolio Concentration

Top 3$70.64M25.8%

4–10$56.79M20.7%

11–25$65.16M23.8%

Rest$81.34M29.7%

Top 3 weight

25.8%

Top 10 weight

46.5%

Voting Authority Distribution

Total shares with voting rights: 3.25M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.25M

% of voting shares100.0%

Investment Discretion (by position count)

Sole98

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings98

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares60.11K

TypeSH

Market value$40.05M

14.62%

Sole

0.00

Shared

0.00

None

60.11K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares241.12K

TypeSH

Market value$17.55M

6.41%

Sole

0.00

Shared

0.00

None

241.12K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares21.73K

TypeSH

Market value$13.04M

4.76%

Sole

0.00

Shared

0.00

None

21.73K

ETFS GOLD TR

SOLE

PHYSCL GOLD SHS

Shares308.64K

TypeSH

Market value$11.36M

4.15%

Sole

0.00

Shared

0.00

None

308.64K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares110.52K

TypeSH

Market value$10.14M

3.70%

Sole

0.00

Shared

0.00

None

110.52K

APPLE INC

SOLE

COM

Shares32.55K

TypeSH

Market value$8.29M

3.03%

Sole

0.00

Shared

0.00

None

32.55K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares24.27K

TypeSH

Market value$7.96M

2.91%

Sole

0.00

Shared

0.00

None

24.27K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares57.77K

TypeSH

Market value$6.58M

2.40%

Sole

0.00

Shared

0.00

None

57.77K

ISHARES TR

SOLE

JPMORGAN USD EMG

Shares66.98K

TypeSH

Market value$6.38M

2.33%

Sole

0.00

Shared

0.00

None

66.98K

ISHARES TR

SOLE

SHORT TREAS BD

Shares55.09K

TypeSH

Market value$6.09M

2.22%

Sole

0.00

Shared

0.00

None

55.09K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 MOMNTM

Shares50.14K

TypeSH

Market value$6.07M

2.22%

Sole

0.00

Shared

0.00

None

50.14K

SPDR GOLD TR

SOLE

GOLD SHS

Shares15.62K

TypeSH

Market value$5.55M

2.03%

Sole

0.00

Shared

0.00

None

15.62K

INVESCO EXCH TRADED FD TR II

SOLE

INTL BUYBACK

Shares102K

TypeSH

Market value$5.37M

1.96%

Sole

0.00

Shared

0.00

None

102K

SPDR INDEX SHS FDS

SOLE

EURO STOXX 50

Shares85.95K

TypeSH

Market value$5.34M

1.95%

Sole

0.00

Shared

0.00

None

85.95K

SPDR SERIES TRUST

SOLE

S&P METALS MNG

Shares53.98K

TypeSH

Market value$5.03M

1.84%

Sole

0.00

Shared

0.00

None

53.98K

APPLOVIN CORP

SOLE

COM CL A

Shares6.33K

TypeSH

Market value$4.55M

1.66%

Sole

0.00

Shared

0.00

None

6.33K

INVESCO ACTIVELY MANAGED EXC

SOLE

ULTRA SHRT DUR

Shares87.33K

TypeSH

Market value$4.39M

1.60%

Sole

0.00

Shared

0.00

None

87.33K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares88.67K

TypeSH

Market value$3.84M

1.40%

Sole

0.00

Shared

0.00

None

88.67K

AMAZON COM INC

SOLE

COM

Shares17.37K

TypeSH

Market value$3.81M

1.39%

Sole

0.00

Shared

0.00

None

17.37K

AURINIA PHARMACEUTICALS INC

SOLE

COM

Shares344.87K

TypeSH

Market value$3.81M

1.39%

Sole

0.00

Shared

0.00

None

344.87K

NVIDIA CORPORATION

SOLE

COM

Shares19.48K

TypeSH

Market value$3.63M

1.33%

Sole

0.00

Shared

0.00

None

19.48K

PNC FINL SVCS GROUP INC

SOLE

COM

Shares17.86K

TypeSH

Market value$3.59M

1.31%

Sole

0.00

Shared

0.00

None

17.86K

SSGA ACTIVE ETF TR

SOLE

ULT SHT TRM BD

Shares85.40K

TypeSH

Market value$3.48M

1.27%

Sole

0.00

Shared

0.00

None

85.40K

TURNING PT BRANDS INC

SOLE

COM

Shares34.14K

TypeSH

Market value$3.38M

1.23%

Sole

0.00

Shared

0.00

None

34.14K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDQ CLN EDGE

Shares21.98K

TypeSH

Market value$3.32M

1.21%

Sole

0.00

Shared

0.00

None

21.98K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	60.11K	SH	$40.05M 14.62%	60.11K
ISHARES GOLD TRSOLE	ISHARES NEW	241.12K	SH	$17.55M 6.41%	241.12K
INVESCO QQQ TRSOLE	UNIT SER 1	21.73K	SH	$13.04M 4.76%	21.73K
ETFS GOLD TRSOLE	PHYSCL GOLD SHS	308.64K	SH	$11.36M 4.15%	308.64K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	110.52K	SH	$10.14M 3.70%	110.52K
APPLE INCSOLE	COM	32.55K	SH	$8.29M 3.03%	32.55K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	24.27K	SH	$7.96M 2.91%	24.27K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	57.77K	SH	$6.58M 2.40%	57.77K
ISHARES TRSOLE	JPMORGAN USD EMG	66.98K	SH	$6.38M 2.33%	66.98K
ISHARES TRSOLE	SHORT TREAS BD	55.09K	SH	$6.09M 2.22%	55.09K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 MOMNTM	50.14K	SH	$6.07M 2.22%	50.14K
SPDR GOLD TRSOLE	GOLD SHS	15.62K	SH	$5.55M 2.03%	15.62K
INVESCO EXCH TRADED FD TR IISOLE	INTL BUYBACK	102K	SH	$5.37M 1.96%	102K
SPDR INDEX SHS FDSSOLE	EURO STOXX 50	85.95K	SH	$5.34M 1.95%	85.95K
SPDR SERIES TRUSTSOLE	S&P METALS MNG	53.98K	SH	$5.03M 1.84%	53.98K
APPLOVIN CORPSOLE	COM CL A	6.33K	SH	$4.55M 1.66%	6.33K
INVESCO ACTIVELY MANAGED EXCSOLE	ULTRA SHRT DUR	87.33K	SH	$4.39M 1.60%	87.33K
ISHARES TRSOLE	0-5YR HI YL CP	88.67K	SH	$3.84M 1.40%	88.67K
AMAZON COM INCSOLE	COM	17.37K	SH	$3.81M 1.39%	17.37K
AURINIA PHARMACEUTICALS INCSOLE	COM	344.87K	SH	$3.81M 1.39%	344.87K
NVIDIA CORPORATIONSOLE	COM	19.48K	SH	$3.63M 1.33%	19.48K
PNC FINL SVCS GROUP INCSOLE	COM	17.86K	SH	$3.59M 1.31%	17.86K
SSGA ACTIVE ETF TRSOLE	ULT SHT TRM BD	85.40K	SH	$3.48M 1.27%	85.40K
TURNING PT BRANDS INCSOLE	COM	34.14K	SH	$3.38M 1.23%	34.14K
FIRST TR EXCHANGE TRADED FDSOLE	NASDQ CLN EDGE	21.98K	SH	$3.32M 1.21%	21.98K

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