Filed: 5/20/2026ACC: 0002129318-26-000003
📋 What this filing means
NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $294.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
97
Positions
$294.22M
Total AUM (reported)
3.38M
Total Shares
Allocation by class
COM$72.60M24.7%
TR UNIT$43.46M14.8%
ISHARES NEW$19.32M6.6%
STATE STREET SPD$18.56M6.3%
UNIT SER 1$13.15M4.5%
PHYSCL GOLD SHS$12.59M4.3%
TOTAL STK MKT$9.86M3.4%
Portfolio Concentration
Top 3$75.93M25.8%
4–10$61.63M20.9%
11–25$67.35M22.9%
Rest$89.30M30.4%
Top 3 weight
25.8%
Top 10 weight
46.8%
Voting Authority Distribution
Total shares with voting rights: 3.38M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.38M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole97
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings97
Rows:
SPDR S&P 500 ETF TR
SOLEShares63.73K
TypeSH
Market value$43.46M
14.77%
Sole
0.00
Shared
0.00
None
63.73K
ISHARES GOLD TR
SOLEShares238.08K
TypeSH
Market value$19.32M
6.57%
Sole
0.00
Shared
0.00
None
238.08K
INVESCO QQQ TR
SOLEShares21.40K
TypeSH
Market value$13.15M
4.47%
Sole
0.00
Shared
0.00
None
21.40K
ETFS GOLD TR
SOLEShares306.44K
TypeSH
Market value$12.59M
4.28%
Sole
0.00
Shared
0.00
None
306.44K
SPDR SERIES TRUST
SOLEShares111.24K
TypeSH
Market value$10.17M
3.45%
Sole
0.00
Shared
0.00
None
111.24K
VANGUARD INDEX FDS
SOLEShares29.42K
TypeSH
Market value$9.86M
3.35%
Sole
0.00
Shared
0.00
None
29.42K
APPLE INC
SOLEShares31.53K
TypeSH
Market value$8.57M
2.91%
Sole
0.00
Shared
0.00
None
31.53K
EA SERIES TRUST
SOLEShares61.47K
TypeSH
Market value$7.08M
2.40%
Sole
0.00
Shared
0.00
None
61.47K
ISHARES TR
SOLEShares70.32K
TypeSH
Market value$6.77M
2.30%
Sole
0.00
Shared
0.00
None
70.32K
INVESCO EXCH TRADED FD TR II
SOLEShares55.25K
TypeSH
Market value$6.59M
2.24%
Sole
0.00
Shared
0.00
None
55.25K
SPDR GOLD TR
SOLEShares15.32K
TypeSH
Market value$6.07M
2.06%
Sole
0.00
Shared
0.00
None
15.32K
AURINIA PHARMACEUTICALS INC
SOLEShares346.01K
TypeSH
Market value$5.52M
1.88%
Sole
0.00
Shared
0.00
None
346.01K
TURNING PT BRANDS INC
SOLEShares49.58K
TypeSH
Market value$5.37M
1.83%
Sole
0.00
Shared
0.00
None
49.58K
INVESCO EXCH TRADED FD TR II
SOLEShares95.80K
TypeSH
Market value$5.32M
1.81%
Sole
0.00
Shared
0.00
None
95.80K
SPDR SERIES TRUST
SOLEShares50.22K
TypeSH
Market value$5.20M
1.77%
Sole
0.00
Shared
0.00
None
50.22K
ISHARES TR
SOLEShares104.29K
TypeSH
Market value$4.47M
1.52%
Sole
0.00
Shared
0.00
None
104.29K
INVESCO ACTIVELY MANAGED EXC
SOLEShares83.79K
TypeSH
Market value$4.21M
1.43%
Sole
0.00
Shared
0.00
None
83.79K
MICRON TECHNOLOGY INC
SOLEShares14.62K
TypeSH
Market value$4.17M
1.42%
Sole
0.00
Shared
0.00
None
14.62K
DIGITALOCEAN HLDGS INC
SOLEShares86.60K
TypeSH
Market value$4.17M
1.42%
Sole
0.00
Shared
0.00
None
86.60K
ALPHABET INC
SOLEShares13.11K
TypeSH
Market value$4.10M
1.40%
Sole
0.00
Shared
0.00
None
13.11K
AMAZON COM INC
SOLEShares16.87K
TypeSH
Market value$3.89M
1.32%
Sole
0.00
Shared
0.00
None
16.87K
INVESCO EXCH TRADED FD TR II
SOLEShares14.73K
TypeSH
Market value$3.72M
1.27%
Sole
0.00
Shared
0.00
None
14.73K
SPDR INDEX SHS FDS
SOLEShares57.73K
TypeSH
Market value$3.72M
1.26%
Sole
0.00
Shared
0.00
None
57.73K
NVIDIA CORPORATION
SOLEShares19.90K
TypeSH
Market value$3.71M
1.26%
Sole
0.00
Shared
0.00
None
19.90K
ISHARES TR
SOLEShares33.47K
TypeSH
Market value$3.69M
1.25%
Sole
0.00
Shared
0.00
None
33.47K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 63.73K | SH | $43.46M 14.77% | 0.00 | 0.00 | 63.73K |
ISHARES GOLD TRSOLE | ISHARES NEW | 238.08K | SH | $19.32M 6.57% | 0.00 | 0.00 | 238.08K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 21.40K | SH | $13.15M 4.47% | 0.00 | 0.00 | 21.40K |
ETFS GOLD TRSOLE | PHYSCL GOLD SHS | 306.44K | SH | $12.59M 4.28% | 0.00 | 0.00 | 306.44K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 111.24K | SH | $10.17M 3.45% | 0.00 | 0.00 | 111.24K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 29.42K | SH | $9.86M 3.35% | 0.00 | 0.00 | 29.42K |
APPLE INCSOLE | COM | 31.53K | SH | $8.57M 2.91% | 0.00 | 0.00 | 31.53K |
EA SERIES TRUSTSOLE | ALPHA ARCH 1-3 | 61.47K | SH | $7.08M 2.40% | 0.00 | 0.00 | 61.47K |
ISHARES TRSOLE | JPMORGAN USD EMG | 70.32K | SH | $6.77M 2.30% | 0.00 | 0.00 | 70.32K |
INVESCO EXCH TRADED FD TR IISOLE | S&P 500 MOMNTM | 55.25K | SH | $6.59M 2.24% | 0.00 | 0.00 | 55.25K |
SPDR GOLD TRSOLE | GOLD SHS | 15.32K | SH | $6.07M 2.06% | 0.00 | 0.00 | 15.32K |
AURINIA PHARMACEUTICALS INCSOLE | COM | 346.01K | SH | $5.52M 1.88% | 0.00 | 0.00 | 346.01K |
TURNING PT BRANDS INCSOLE | COM | 49.58K | SH | $5.37M 1.83% | 0.00 | 0.00 | 49.58K |
INVESCO EXCH TRADED FD TR IISOLE | INTL BUYBACK | 95.80K | SH | $5.32M 1.81% | 0.00 | 0.00 | 95.80K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 50.22K | SH | $5.20M 1.77% | 0.00 | 0.00 | 50.22K |
ISHARES TRSOLE | 0-5YR HI YL CP | 104.29K | SH | $4.47M 1.52% | 0.00 | 0.00 | 104.29K |
INVESCO ACTIVELY MANAGED EXCSOLE | ULTRA SHRT DUR | 83.79K | SH | $4.21M 1.43% | 0.00 | 0.00 | 83.79K |
MICRON TECHNOLOGY INCSOLE | COM | 14.62K | SH | $4.17M 1.42% | 0.00 | 0.00 | 14.62K |
DIGITALOCEAN HLDGS INCSOLE | COM | 86.60K | SH | $4.17M 1.42% | 0.00 | 0.00 | 86.60K |
ALPHABET INCSOLE | CAP STK CL A | 13.11K | SH | $4.10M 1.40% | 0.00 | 0.00 | 13.11K |
AMAZON COM INCSOLE | COM | 16.87K | SH | $3.89M 1.32% | 0.00 | 0.00 | 16.87K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 14.73K | SH | $3.72M 1.27% | 0.00 | 0.00 | 14.73K |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 57.73K | SH | $3.72M 1.26% | 0.00 | 0.00 | 57.73K |
NVIDIA CORPORATIONSOLE | COM | 19.90K | SH | $3.71M 1.26% | 0.00 | 0.00 | 19.90K |
ISHARES TRSOLE | TRUST ISHARE 0-1 | 33.47K | SH | $3.69M 1.25% | 0.00 | 0.00 | 33.47K |
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