NORRIS FINANCIAL GROUP, LLC

Filed: 5/20/2026ACC: 0002129318-26-000002

📋 What this filing means

NORRIS FINANCIAL GROUP, LLC filed this quarterly 13F‑HR report disclosing 97 equity positions with a total reported market value of $306.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$306.37M

Total AUM (reported)

3.75M

Total Shares

Allocation by class

COM$75.83M24.8%

TR UNIT$27.27M8.9%

STATE STREET SPD$22.09M7.2%

ISHARES NEW$20.86M6.8%

TRUST ISHARE 0-1$19.78M6.5%

PHYSCL GOLD SHS$13.67M4.5%

TOTAL STK MKT$10.82M3.5%

Portfolio Concentration

Top 3$67.91M22.2%

4–10$69.46M22.7%

11–25$79.57M26.0%

Rest$89.43M29.2%

Top 3 weight

22.2%

Top 10 weight

44.8%

Voting Authority Distribution

Total shares with voting rights: 3.75M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.75M

% of voting shares100.0%

Investment Discretion (by position count)

Sole97

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings97

Rows:

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares41.93K

TypeSH

Market value$27.27M

8.90%

Sole

0.00

Shared

0.00

None

41.93K

ISHARES GOLD TR

SOLE

ISHARES NEW

Shares236.57K

TypeSH

Market value$20.86M

6.81%

Sole

0.00

Shared

0.00

None

236.57K

ISHARES TR

SOLE

TRUST ISHARE 0-1

Shares179.20K

TypeSH

Market value$19.78M

6.46%

Sole

0.00

Shared

0.00

None

179.20K

ETFS GOLD TR

SOLE

PHYSCL GOLD SHS

Shares306.38K

TypeSH

Market value$13.67M

4.46%

Sole

0.00

Shared

0.00

None

306.38K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares33.71K

TypeSH

Market value$10.82M

3.53%

Sole

0.00

Shared

0.00

None

33.71K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares18.09K

TypeSH

Market value$10.44M

3.41%

Sole

0.00

Shared

0.00

None

18.09K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares111.11K

TypeSH

Market value$10.18M

3.32%

Sole

0.00

Shared

0.00

None

111.11K

ISHARES TR

SOLE

NORTH AMERN NAT

Shares141.89K

TypeSH

Market value$8.93M

2.91%

Sole

0.00

Shared

0.00

None

141.89K

APPLE INC

SOLE

COM

Shares31.63K

TypeSH

Market value$8.03M

2.62%

Sole

0.00

Shared

0.00

None

31.63K

EA SERIES TRUST

SOLE

ALPHA ARCH 1-3

Shares63.57K

TypeSH

Market value$7.39M

2.41%

Sole

0.00

Shared

0.00

None

63.57K

DIGITALOCEAN HLDGS INC

SOLE

COM

Shares84.33K

TypeSH

Market value$7.23M

2.36%

Sole

0.00

Shared

0.00

None

84.33K

INVESCO ACTIVELY MANAGED EXC

SOLE

ULTRA SHRT DUR

Shares141.59K

TypeSH

Market value$7.10M

2.32%

Sole

0.00

Shared

0.00

None

141.59K

PACER FDS TR

SOLE

AMERICAN ENERGY

Shares143.47K

TypeSH

Market value$6.74M

2.20%

Sole

0.00

Shared

0.00

None

143.47K

SPDR GOLD TR

SOLE

GOLD SHS

Shares15.03K

TypeSH

Market value$6.47M

2.11%

Sole

0.00

Shared

0.00

None

15.03K

SELECT SECTOR SPDR TR

SOLE

STATE STREET IND

Shares39.78K

TypeSH

Market value$6.43M

2.10%

Sole

0.00

Shared

0.00

None

39.78K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares50.19K

TypeSH

Market value$5.42M

1.77%

Sole

0.00

Shared

0.00

None

50.19K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares121.78K

TypeSH

Market value$5.15M

1.68%

Sole

0.00

Shared

0.00

None

121.78K

AURINIA PHARMACEUTICALS INC

SOLE

COM

Shares342.48K

TypeSH

Market value$5.08M

1.66%

Sole

0.00

Shared

0.00

None

342.48K

ARGAN INC

SOLE

COM

Shares8.90K

TypeSH

Market value$4.85M

1.58%

Sole

0.00

Shared

0.00

None

8.90K

SSGA ACTIVE ETF TR

SOLE

STATE STREET ULT

Shares106.29K

TypeSH

Market value$4.30M

1.41%

Sole

0.00

Shared

0.00

None

106.29K

TTM TECHNOLOGIES INC

SOLE

COM

Shares43.70K

TypeSH

Market value$4.26M

1.39%

Sole

0.00

Shared

0.00

None

43.70K

SELECT SECTOR SPDR TR

SOLE

STATE STREET REA

Shares101.93K

TypeSH

Market value$4.16M

1.36%

Sole

0.00

Shared

0.00

None

101.93K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares16.37K

TypeSH

Market value$4.16M

1.36%

Sole

0.00

Shared

0.00

None

16.37K

TURNING PT BRANDS INC

SOLE

COM

Shares47.82K

TypeSH

Market value$4.15M

1.35%

Sole

0.00

Shared

0.00

None

47.82K

MICRON TECHNOLOGY INC

SOLE

COM

Shares12.03K

TypeSH

Market value$4.06M

1.33%

Sole

0.00

Shared

0.00

None

12.03K

Issuer	Class	Shares	Type	Value / Portfolio %	None
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	41.93K	SH	$27.27M 8.90%	41.93K
ISHARES GOLD TRSOLE	ISHARES NEW	236.57K	SH	$20.86M 6.81%	236.57K
ISHARES TRSOLE	TRUST ISHARE 0-1	179.20K	SH	$19.78M 6.46%	179.20K
ETFS GOLD TRSOLE	PHYSCL GOLD SHS	306.38K	SH	$13.67M 4.46%	306.38K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	33.71K	SH	$10.82M 3.53%	33.71K
INVESCO QQQ TRSOLE	UNIT SER 1	18.09K	SH	$10.44M 3.41%	18.09K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	111.11K	SH	$10.18M 3.32%	111.11K
ISHARES TRSOLE	NORTH AMERN NAT	141.89K	SH	$8.93M 2.91%	141.89K
APPLE INCSOLE	COM	31.63K	SH	$8.03M 2.62%	31.63K
EA SERIES TRUSTSOLE	ALPHA ARCH 1-3	63.57K	SH	$7.39M 2.41%	63.57K
DIGITALOCEAN HLDGS INCSOLE	COM	84.33K	SH	$7.23M 2.36%	84.33K
INVESCO ACTIVELY MANAGED EXCSOLE	ULTRA SHRT DUR	141.59K	SH	$7.10M 2.32%	141.59K
PACER FDS TRSOLE	AMERICAN ENERGY	143.47K	SH	$6.74M 2.20%	143.47K
SPDR GOLD TRSOLE	GOLD SHS	15.03K	SH	$6.47M 2.11%	15.03K
SELECT SECTOR SPDR TRSOLE	STATE STREET IND	39.78K	SH	$6.43M 2.10%	39.78K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	50.19K	SH	$5.42M 1.77%	50.19K
ISHARES TRSOLE	0-5YR HI YL CP	121.78K	SH	$5.15M 1.68%	121.78K
AURINIA PHARMACEUTICALS INCSOLE	COM	342.48K	SH	$5.08M 1.66%	342.48K
ARGAN INCSOLE	COM	8.90K	SH	$4.85M 1.58%	8.90K
SSGA ACTIVE ETF TRSOLE	STATE STREET ULT	106.29K	SH	$4.30M 1.41%	106.29K
TTM TECHNOLOGIES INCSOLE	COM	43.70K	SH	$4.26M 1.39%	43.70K
SELECT SECTOR SPDR TRSOLE	STATE STREET REA	101.93K	SH	$4.16M 1.36%	101.93K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	16.37K	SH	$4.16M 1.36%	16.37K
TURNING PT BRANDS INCSOLE	COM	47.82K	SH	$4.15M 1.35%	47.82K
MICRON TECHNOLOGY INCSOLE	COM	12.03K	SH	$4.06M 1.33%	12.03K

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